THE PHILOSOPHY OF ATHENS
Dear Sophie, When you read this you may already have met Hermes. In
case you haven’t, I’ll add that he is a dog. But don’t worry. He is very good- tempered—and moreover, a good deal more intelligent
than a lot of people. In any event he never tries to give the impression
of being cleverer
than he is.
You may also note that his name is not without significance.
In
Greek mythology, Hermes was the messenger of the gods. He was also the god of seafarers, but we shall not bother about that,
at least not for the moment. It is
more important that Hermes also gave his name to the word “hermetic,” which means hidden or inaccessible—not inappropriate for
the
way Hermes takes care to keep the two of us hidden from each other.
So
the messenger has herewith been
introduced. Naturally he answers
to his name and is altogether very well behaved.
But
to return to philosophy. We have already completed the first part of the
course. I refer to the natural philosophers and
their decisive break with the
mythological world picture. Now we are going to meet the three
great classical philosophers, Socrates,
Plato, and Aristotle.
Each in his own way, these
philosophers influenced the whole of European civilization.
The
natural philosophers are also
called the pre-Socratics, because
they lived before Socrates.
Although Democritus died some years after Socrates,
all his
ideas belong to pre-Socratic natural philosophy. Socrates represents a new era, geographically as well as temporally. He was the first of the great
philosophers to be born in Athens,
and both he and his two successors lived and
worked there. You may recall that
Anaxagoras also lived in Athens for a
while but was hounded out because he said the sun was
a red-hot stone. (Socrates fared no better!)
From the time of Socrates, Athens was the center of Greek culture. It is
also important to note the change of character
in the philosophical project itself as it progresses from natural philosophy to Socrates. But before we meet
Socrates, let us hear a little about the so-called Sophists,
who dominated the Athenian
scene at the time of Socrates.
Curtain up, Sophie! The history of ideas is like a drama in
many acts.
Man at the Center
After about 450 B.C., Athens was the cultural center of the Greek
world. From this time on, philosophy took a
new direction. The natural philosophers had been mainly concerned
with the nature of the physical world. This gives them a central position
in the history of science. In Athens, interest was now focused on the individual and the individual’s place in society. Gradually
a democracy evolved, with popular assemblies and courts of law.
In
order for democracy to work, people had to be educated enough to
take part in the democratic process. We have seen
in our own time how a young democracy needs popular
enlightenment. For the
Athenians, it was first and foremost
essential to master the art of
rhetoric, which means saying
things in a convincing manner.
A
group of itinerant teachers and philosophers
from the Greek colonies flocked to Athens.
They called themselves Sophists.
The word “sophist” means a wise and informed
person. In Athens, the Sophists made a living out of teaching the citizens for
money.
The
Sophists had one characteristic in common with the natural
philosophers: they were critical of the traditional mythology. But at the same
time the Sophists rejected what they
regarded as fruitless philosophical
speculation. Their opinion
was that although
answers to philosophical ques- tions may exist, man cannot know the truth about the riddles
of nature and of
the universe. In philosophy a view like this is called skepticism.
But
even if we cannot know the answers
to all of nature’s riddles,
we know that people have to
learn to live together. The Sophists
chose to concern themselves with man and his place in society.
“Man is
the measure of all things,” said the
Sophist Protagoras (c. 485-
410 B.C.). By
that he meant that the question of whether a thing is right or
wrong, good or bad, must always be considered in relation to a person’s needs.
On being asked whether he believed in the Greek gods, he answered, “The question is complex
and life is short.” A person who is unable to say categorically whether or not the gods or
God exists is called an agnostic.
The
Sophists were as a rule men
who had traveled widely and seen different forms of government. Both conventions and local laws in the city- states could vary widely. This led the Sophists to raise the question
of what was natural
and what was socially induced. By doing this, they paved the way for social criticism in the city-state
of Athens.
They could for example
point out that the use of an expression like “natural modesty” is not always defensible, for if it is
“natural” to be modest, it must be something you are born with, something innate. But is it really innate, Sophie—or is it socially induced?
To someone who has traveled the world,
the answer should be simple:
It is not “natural”—or innate—to be afraid to
show yourself naked. Modesty—or the lack
of it—is first and foremost a matter of social convention.
As
you can imagine, the wandering Sophists created bitter wrangling in Athens
by pointing out that
there were no absolute norms for what was right or wrong.
Socrates, on the other hand, tried to show that some such norms are in
fact absolute and universally
valid.
Who Was Socrates?
Socrates (470-399 B.C.) is possibly
the most enigmatic figure in the entire history of philosophy. He never wrote a
single line. Yet he is one of the philosophers
who has had the greatest
influence on European
thought, not least
because of the dramatic
manner of his death.
We
know he was born in Athens, and that he spent most of his life in the
city squares and marketplaces talking
with the people he met there. “The
trees in the countryside can teach me nothing,” he said. He could also stand
lost in thought for hours on end.
Even during his lifetime he was considered somewhat enigmatic, and fairly soon after his death he was held to be the founder
of any number of different philosophical schools of thought. The very fact that he was so
enigmatic and ambiguous made it possible for widely differing
schools of thought to claim
him as their own.
We
know for a certainty that he was extremely ugly. He was potbellied,
and had bulging eyes and a snub nose. But inside he was said to be “perfectly
delightful.” It was also said of him that “You can seek him in the present, you can seek him in the past, but you will never find his equal.” Nevertheless he
was sentenced to death for his philosophical activities.
The
life of Socrates is mainly known to us through
the writings of Plato,
who was one of his pupils and who became
one of the greatest philosophers of
all time. Plato wrote a number of
Dialogues, or dramatized discussions
on philosophy, in which he uses Socrates as his principal
character and mouthpiece.
Since Plato is putting
his own philosophy in Socrates’ mouth, we cannot be sure that
the words he speaks in the dialogues were ever actually uttered by him. So it is no easy matter to distinguish between
the teachings of Soc- rates and the philosophy of Plato. Exactly the same problem
applies to many
other historical persons
who left no written accounts. The classic example,
of course, is Jesus. We cannot be certain
that the “historical” Jesus actually spoke
the words that Matthew or Luke ascribed to him. Similarly, what the “historical” Socrates
actually said will always be
shrouded in mystery.
But
who Socrates “really” was is
relatively unimportant. It is Plato’s portrait of Socrates that has
inspired thinkers in the Western
world for nearly
2,500 years.
The Art of
Discourse
The essential
nature of Socrates’ art lay in the fact that he did
not appear to want to instruct
people. On the
contrary he gave the impression of one desiring to learn from those he spoke with. So instead of lecturing like a traditional schoolmaster, he discussed.
Obviously he would not have become a famous philosopher had he confined himself
purely to listening
to others. Nor would he have been sentenced to death. But he just asked questions, especially to begin a conversation, as if he knew nothing.
In the course of the
discussion he would generally get his opponents to recognize the weakness of their arguments, and, forced into a corner, they would finally be obliged to realize what was
right and what was wrong.
Socrates, whose mother was a midwife, used
to say that his art was like the art of the midwife. She does not herself give
birth to the child, but she is there to help during its delivery. Similarly,
Socrates saw his task as helping people to “give birth” to the correct insight, since real understanding must come from within. It cannot be imparted by someone else. And only the
understanding that comes
from within can lead to true insight.
Let
me put it more precisely: The ability to give birth is a natural
characteristic. In the same way, everybody can grasp philosophical
truths if they just use their innate reason. Using
your innate reason means reaching
down inside yourself and using what is there.
By
playing ignorant, Socrates
forced the people he met to use their common sense. Socrates could feign
ignorance—or pretend to be dumber than he was. We call this Socratic
irony. This enabled him to continually
expose the weaknesses in people’s thinking. He was not averse to doing this
in the middle of the city
square. If you met Socrates, you thus might end up being made a fool of
publicly.
So
it is not surprising that, as time went by, people found him
increasingly exasperating, especially people who had status in the
community. “Athens is like a sluggish horse,”
he is reputed to have said, “and I am the gadfly trying to sting it into life.”
(What do we
do with gadflies, Sophie?)
A Divine Voice
It was not in order to torment his fellow beings that Socrates kept on stinging them. Something within him left
him no choice. He always said that he had a “divine voice” inside him. Socrates protested, for example, against having any part in condemning people to
death. He moreover refused to inform
on his political enemies.
This was eventually
to cost him his life.
In the year 399 B.C. he was accused of
“introducing new gods and
corrupting the youth,”
as well as not believing
in the accepted gods. With a slender majority,
a jury of five hundred found him guilty.
He
could very likely have
appealed for leniency. At least he could have saved his life by agreeing to
leave Athens. But had he done this he would not have been Socrates. He valued his conscience—and the truth— higher than life. He assured the jury that he had only acted in the best interests of
the state. He was nevertheless condemned to drink hemlock. Shortly
thereafter, he drank the poison in the presence
of his friends, and died.
Why, Sophie? Why did Socrates have to die?
People have been asking this question for 2,400 years. However, he was not the
only person in history to have seen things through
to the bitter end and suffered death for the sake
of their convictions.
I
have mentioned Jesus already, and in
fact there are several striking parallels between them.
Both Jesus and Socrates
were enigmatic personalities, also to their contemporaries. Neither
of them wrote down their teachings, so we are forced to rely on the picture we have of
them from their disciples. But we do know
that they were both masters of the art of discourse. They both spoke with a characteristic self-assuredness that could fascinate as well as exasperate.
And not least, they both believed
that they spoke on behalf of something greater than themselves. They challenged the power of the community
by criticizing all forms of injustice
and corruption. And finally—their activities cost them their lives.
The trials of Jesus and Socrates also exhibit clear parallels.
They could certainly both have saved themselves by appealing for mercy, but they both felt they had a mission
that would have been betrayed unless they kept faith to the bitter end. And by meeting their death so bravely
they commanded an enormous following,
also after they had died.
I
do not mean to suggest that Jesus and Socrates were alike. I am merely
drawing attention to the fact that
they both had a message that was inseparably linked
to their personal courage.
A Joker in
Athens
Socrates, Sophie! We aren’t done with
him yet. We have talked about
his method. But what was his philosophical project?
Socrates lived at the same time as the Sophists. Like them, he was
more concerned with man and his place in society than with the forces of nature. As a Roman philosopher, Cicero, said of him a few hundred years later, Socrates “called philosophy down from the sky and
established her in the towns and introduced her into homes
and forced her to investigate life, ethics, good and evil.”
But
Socrates differed from the Sophists
in one significant way. He did not consider
himself to be a “sophist”—that is, a learned
or wise person.
Unlike the Sophists,
he did not teach for money. No, Socrates
called himself a philosopher in the true sense of the
word. A “philosopher” really means “one who
loves wisdom.”
Are
you sitting comfortably, Sophie? Because it is central to the rest of
this course that you fully understand the difference between
a sophist and a
philosopher. The Sophists took money for their more or less hairsplitting
expoundings, and sophists
of this kind have come and
gone from time
immemorial. I am referring
to all the schoolmasters and self-opinionated
know-it-alls who
are satisfied with what little they know, or who boast of know-
ing a whole lot about subjects they haven’t the faintest
notion of. You have
probably come across a few of these sophists in your young life. A real
philosopher, Sophie, is a completely different kettle of fish—the direct opposite, in fact. A philosopher knows that in reality he knows very little. That is
why he constantly strives to achieve true insight.
Socrates was one of these rare people. He knew that he knew nothing
about life and about the world.
And now comes the important
part: it troubled him that he knew so little.
A
philosopher is therefore
someone who recognizes that there is a lot he does not understand, and is troubled
by it. In that sense, he is still wiser than
all those who brag about their knowledge of things they know nothing about. “Wisest is she who knows she does not know,” I said previously. Socrates himself said, “One thing only I know, and that is that I know nothing.”
Remember this statement, because
it is an admission that is
rare, even among philosophers. Moreover,
it can be so dangerous to say it in public that it can cost you
your life. The most subversive people
are those who ask questions. Giving answers is not nearly as threatening. Any one question can be more explosive than a thousand answers.
You
remember the story of the emperor’s new clothes? The emperor was actually stark naked but none
of his subjects dared say so. Suddenly a child
burst out, “But he’s got nothing on!” That was a courageous child, So- phie. Like Socrates, who dared tell people how little we humans know. The similarity between children and philosophers is something we have already talked about.
To be precise: Mankind
is faced with a number of difficult questions that we
have no satisfactory answers to. So now two possibilities present themselves: We can either fool ourselves
and the rest of the world by pretending that we know all there is to
know, or we can shut our eyes to the central issues once and for all and
abandon all progress. In this sense, humanity is divided. People are, generally
speaking, either dead certain or totally indifferent. (Both types are crawling
around deep down in the rabbit’s fur!)
It
is like dividing a deck of
cards into two piles, Sophie. You
lay the black cards in one pile and the red in the other.
But from time to time a joker turns
up that is neither heart nor club, neither diamond nor spade. Socrates
was
this joker in Athens. He was neither
certain nor indifferent. All
he knew was that he knew nothing—and it troubled him. So he became a philosopher— someone who does not give up but tirelessly
pursues his quest for truth.
An
Athenian is said to have asked the
oracle at Delphi who the wisest man in Athens was. The oracle answered that Socrates
of all mortals was the wisest. When Socrates heard this he was astounded, to put it mildly. (He must
have laughed, Sophie!) He went straight to the person in the city whom he,
and everyone else, thought was excessively wise. But when it turned out that this
person was unable to give Socrates satisfactory answers to his questions, Socrates realized that the oracle had been right.
Socrates felt that it was necessary
to establish a solid foundation for our knowledge. He believed
that this foundation lay in man’s reason. With his unshakable faith in human reason he was decidedly
a rationalist.
The Right
Insight Leads to the Right Action
As
I have mentioned earlier, Socrates
claimed that he was guided by a divine
inner voice, and that this “conscience” told him what was right. “He who knows what good is will do
good,” he said.
By this he meant that the right insight
leads to the right action.
And only he who does right can be a “virtuous man.” When we do wrong it is
because we don’t know any better. That is why it is so important to go on learning. Socrates was concerned with finding clear and
universally valid definitions of right and wrong. Unlike the Sophists, he believed that the ability
to distinguish between
right and wrong lies in people’s reason and not in society.
You
may perhaps think this last part is a bit too obscure, Sophie. Let me put it like this: Socrates thought
that no one could possibly be happy if they acted against their
better judgment. And he who knows how to achieve hap- piness will do so. Therefore, he who knows what is right will do right. Because
why would anybody choose to be unhappy?
What do you think, Sophie? Can you live a happy life if you continually
do things you know deep down are
wrong? There are lots of people who lie and cheat and speak ill of others.
Are they aware that these things are
not right—or fair, if you prefer?
Do you think these people are happy?
Socrates didn’t.
When Sophie had read the letter, she quickly put it in the cookie tin and crawled
out into the garden. She wanted to go indoors
before her mother got back with the
shopping in order to avoid any questions about
where she had been. And she had promised
to do the dishes.
She had just filled
the sink with water when her mother
came staggering in with two huge
shopping bags. Perhaps that was why her mother
said, “You are rather preoccupied these days, Sophie.”
Sophie didn’t know why she said it; the words
just tumbled out of her mouth: “So was Socrates.”
“Socrates?”
Her mother stared at her, wide-eyed.
“It was
just so sad that he had to die as a result,” Sophie went on thoughtfully. “My
goodness! Sophie! I don’t know what I’m to
do!”
“Neither did Socrates. All he knew was that he
knew nothing. And yet he was the cleverest person in Athens.”
Her mother was speechless.
Finally
she said, “Is this something you’ve learned at school?” Sophie
shook her head energetically.
“We don’t learn anything
there. The difference between
schoolteachers and philosophers is that school-teachers
think they know a lot of stuff that they try to force down our throats.
Philosophers try to figure things out together with the pupils.”
“Now we’re back to white rabbits again!
You know something? I demand
to know who your boyfriend really is. Otherwise I’ll begin to think he is a bit disturbed.”
Sophie turned
her back on the dishes and pointed
at her mother with the dish
mop.
“It’s not him who’s disturbed. But he likes to disturb others—to
shake them out
of their
rut.”
“That’s enough of that! I think he sounds a bit too impertinent.”
Sophie turned back to the dishes.
“He is
neither impertinent nor pertinent,” said Sophie.
“But he is trying to reach
real wisdom. That’s the great difference between a
real joker and all the other
cards in the deck.”
“Did you
say joker?”
Sophie nodded. “Have you ever thought about the fact that there are a lot of hearts and diamonds in a pack of cards? And
a lot of spades and clubs. But there’s only one joker.”
“Good grief,
how you talk back, Sophie!” “And how you ask!”
Her mother
had put all the groceries away. Now
she took the newspaper and went into the living room. Sophie thought she closed the door
more loudly than usual.
Sophie finished doing the dishes and went
upstairs to her room. She had put the red silk scarf on the top shelf of the
closet with the Lego blocks. She took
it down and examined it carefully.
Hilde ...
Athens
... several
tall buildings had risen from the ruins …
Early that evening Sophie’s mother went to visit a friend. As soon as
she was out of the house Sophie went down the garden to the den. There she found a thick package beside the big
cookie tin. Sophie tore it open. It
was a video cassette.
She ran back to the house. A video tape! How
on earth did the philosopher know they had a VCR? And what was on the cassette?
Sophie put the cassette into the recorder. A sprawling city appeared on the TV
screen. As the camera zoomed in on the Acropolis Sophie realized
that the city must be Athens. She had
often seen pictures of the ancient ruins there.
It was a live shot. Summer-clad tourists with cameras slung about them were swarming among the ruins. One of them looked
as if he was carrying a notice board. There it was again. Didn’t it say
“Hilde”?
After a minute or two
there was a close-up of a middle-aged man. He was
rather short, with a black, well-trimmed
beard, and he was wearing a blue beret. He looked into the camera and
said: “Welcome to Athens, Sophie. As you have probably
guessed, I
am Alberto Knox. If not, I will just
reiterate that the big rabbit is still being pulled from the top hat of the universe.
“We are standing at the
Acropolis. The word means
‘citadel’—or more precisely, ‘the
city on the hill.’ People have lived up here
since the Stone Age. The reason,
naturally, was its unique location. The elevated plateau was easy to defend
against marauders. From the
Acropolis there was also an excellent view down to one of
the best harbors in the Mediterranean. As the early Athens began to develop on
the plain below the plateau, the Acropolis was used as a fortress and sacred
shrine... During the first half of the fifth century B.C., a bitter war was waged against the Persians, and in 480
the Persian king Xerxes plundered
Athens and burned all the old wooden buildings of the Acropolis. A year later the Persians were defeated, and that
was the beginning of the Golden Age of Athens.
The Acropolis was rebuilt— prouder and more
magnificent than ever—and now
purely as a sacred shrine.
“This was the period when Socrates walked through the streets and squares
talking with the Athenians. He could thus have
witnessed the rebirth of the
Acropolis and watched the construction of
all the proud buildings we see
around us. And what a building site it was! Behind me you can see the
biggest temple, the Parthenon, which
means ‘the Virgin’s Place.’ It was built in honor of
Athene, the patron goddess of
Athens. The huge marble structure does not have a single
straight line; all four sides are slightly curved to make the building appear less heavy. In
spite of its colossal dimensions, it
gives the impression of lightness. In
other words, it presents an optical illusion. The columns lean slightly inwards,
and would form a pyramid 1,500 meters high if they were continued to a
point above the temple. The temple contained nothing but a twelve-meter-high statue of Athene. The white marble, which in those
days was painted in vivid colors, was transported here from a mountain sixteen kilometers away.”
Sophie sat with
her heart in her mouth. Was this really the philosopher talking to
her? She had only seen his profile
that one time in the darkness. Could
he be the same man who was now standing at the Acropolis in Athens?
He began to walk along the length of the temple
and the camera followed him. He walked right to the edge of the
terrace and pointed out over the landscape. The camera focused on an old theater which
lay just below the plateau of the
Acropolis.
“There you can see the old Dionysos Theater,” continued the man in the beret. “It is probably the very oldest theater in Europe. This is where the great tragedies
of Aeschylus, Sophocles, and Euripides were performed during the time of Socrates. I referred earlier to the ill-fated King Oedipus. The tragedy about him, by Sophocles, was first performed
here. But they also played comedies.
The best known writer of comedies was
Aristophanes, who also wrote a spiteful comedy
about Socrates as the buffoon of Athens. Right at the back you can see the stone wall which the actors used
as a backdrop. It was called skene, and
is the origin of our word ‘scene.’
Incidentally, the word ‘theater’ comes from
an old Greek word meaning ‘to see.’ But we must get back to the
philosophers, Sophie. We are going around the Parthenon
and down through the gateway ...”
The little man
walked around the huge temple and passed some smaller temples
on his right. Then he began to walk down some steps between several tall columns.
When he reached the foot of the Acropolis,
he went up a small hill and pointed
out toward Athens: “The hill we are standing on is called Areopagos. It was here that the Athenian high court
of justice passed judgment in murder trials. Many hundreds of years
later, St. Paul the Apostle stood
here and preached about Jesus and Christianity to the Athenians. We
shall return to what he said on a
later occasion. Down to the left you can see the remains
of the old city square in Athens,
the agora. With the
exception of the large temple to Hephaestos, the god of smiths and metalworkers, only some blocks of marble are preserved.
Let us go down ...”
The next moment
he appeared among the ancient ruins.
High up beneath the sky—at the top of Sophie’s screen—towered the monumental
Athene temple on the Acropolis. Her
philosophy teacher had seated himself on one of the blocks of marble. He looked into the camera
and said: “We are sitting in the old agora in Athens. A sorry sight, don’t
you think? Today, I mean. But once it was surrounded by
splendid temples, courts of justice
and other public offices, shops, a concert hall, and even a large gymnastics building. All situated around the
square, which was a large open space ... The whole of European civilization was founded in this modest area.
“Words
such as politics and democracy,
economy and history, biology and physics, mathematics and logic, theology and philosophy, ethics and psychology,
theory and method, idea and system
date back to the tiny populace whose everyday
life centered around this square. This is where
Socrates spent so much of his time talking to the people he met. He might have
buttonholed a slave bearing a jar of olive oil, and asked the
unfortunate man a question on philosophy, for Socrates held
that a
slave had
the same common sense as a man of
rank. Perhaps he stood in an animated
wrangle with one of the citizens—or held
a subdued conversation with his young pupil Plato. It is extraordinary to think about. We still speak of
Socratic or Platonic philosophy, but actually
being Plato or Socrates
is quite another matter.”
Sophie certainly did think it was extraordinary to think about. But she thought it was
just as extraordinary the way her philosopher
was suddenly talking to her on a video that had been brought to her own secret
hideout in the garden by a mysterious dog.
The philosopher rose from the block of marble he was sitting on and said quietly:
“It was actually my intention to leave it at that, Sophie. I wanted you to see the Acropolis
and the remains of the old agora
in Athens. But I am not yet sure that
you have grasped just how splendid these surroundings once were ... so I am very tempted
to go a bit further. It is quite irregular
of course ... but I am sure I can count on it remaining just between the two of us. Oh well,
a tiny glimpse will suffice any- way ...”
He said no more, but remained standing there for a long time, staring
into the camera. While he stood there, several tall buildings had risen from the ruins. As if by magic, all the old buildings were once again standing.
Above the skyline Sophie could still see the Acropolis, but now both that and all the
buildings down on the square were
brand-new. They were covered with gold and painted in garish colors. Gaily
dressed people were strolling about the square. Some wore swords, others carried jars on
their heads, and one of them had a
roll of papyrus under his arm.
Then Sophie recognized her philosophy teacher. He was still wearing the blue beret, but now he was dressed in a
yellow tunic in the same
style as everyone else. He came
toward Sophie, looked into the camera, and said:
“That’s better! Now we are in the Athens of
antiquity, Sophie. I wanted you to come
here in person, you see. We are in
the year 402 B.C., only three years before Socrates dies. I hope you appreciate this exclusive
visit because it was very difficult
to hire a video camera ...”
Sophie felt dizzy. How could this weird man suddenly be in Athens 2,400 years ago? How could she be seeing a video film of a totally different age? There were no videos in antiquity ... so
could this be a movie?
But all the marble
buildings looked real. If they had
recreated all of the old square in Athens as well as the Acropolis just for the
sake of a film—the sets would have
cost a fortune. At any rate it would
be a colossal price to pay just to teach Sophie about Athens.
The man
in the beret looked up at her again.
“Do you
see those two men over there under the colonnade?”
Sophie noticed an elderly man in a crumpled
tunic. He had a long unkempt beard, a snub nose, eyes like gimlets, and chubby cheeks. Beside him stood a hand- some young man.
“That is Socrates and his young pupil, Plato. You are going to meet them
personally.”
The philosopher went over to the two men,
took off his beret, and said something
which Sophie did not understand. It must have been in Greek. Then he looked
into the camera and said, “I told
them you were a Norwegian girl who
would very much like to meet them.
So now Plato will give you some questions to think about. But we must do it quickly before the guards
discover us.”
Sophie
felt the blood pounding in her temples
as the young man stepped
forward and
looked into the camera.
“Welcome to
Athens, Sophie,” he said in a gentle voice. He spoke with an accent. “My name
is Plato and I am going to give you four tasks. First you must
think over how a baker can bake fifty absolutely
identical cookies. Then you can ask
yourself why all horses are the same. Next you must decide whether you think
that man has an immortal soul. And
finally you must say whether men and women
are equally sensible. Good luck!”
Then the picture on the TV screen disappeared.
Sophie wound and rewound the tape but she had seen all there was.
Sophie tried to think things through clearly. But as soon as she thought one
thought, another one crowded in before she had thought the first one to its
end.
She had known from the start that her
philosophy teacher was eccentric. But when he started to use teaching methods that
defied all the laws of nature, Sophie thought he was going too far.
Had she really seen Socrates and Plato on TV? Of course not, that was impossible.
But it definitely wasn’t a cartoon.
Sophie took the cassette out of the video recorder and ran up to her room with it. She put it on the top shelf with
all the Lego blocks. Then she sank
onto the bed, exhausted, and fell asleep.
Some
hours later her mother came into the room. She shook Sophie gently and
said:
“What’s the matter, Sophie?” “Mmmm?”
“You’ve
gone to sleep with all your
clothes on!” Sophie blinked her eyes sleepily.
“I’ve been to Athens,” she mumbled. That was all she could manage to say as
she turned
over and went back to sleep.
Plato
… a
longing to return to the realm of the soul…
Sophie woke with a start early the next morning.
She glanced at the clock. It was only a little after five but she was so wide awake that she sat up in bed. Why was
she wearing a dress? Then she remembered
everything.
She climbed
onto a stool and looked on the top shelf of the closet. Yes—there, at the back,
was the video cassette. It hadn’t been a dream
after all; at least,
not all of it.
But she couldn’t really have seen Plato and
Socrates ... oh, never mind! She didn’t have the energy to think
about it any more. Perhaps her mother was right, perhaps she was acting a bit
nuts these days.
Anyway,
she couldn’t go back to sleep.
Perhaps she ought to go down to the
den and
see if the dog had left another
letter. Sophie crept downstairs, put
on a pair of jogging shoes, and went out.
In the garden everything was wonderfully clear and still. The birds were
chirping so energetically that Sophie could
hardly keep from laughing. The morning dew twinkled in the grass like
drops of crystal. Once again she was struck by the incredible wonder
of the world.
Inside the old hedge it was also very damp.
Sophie saw no new letter from the philosopher, but nevertheless she wiped off one of the thick roots and sat down.
She recalled that the video-Plato had given her some
questions to answer. The
first was
something about how a baker could bake fifty identical cookies.
Sophie had to think very carefully about that,
because it definitely wouldn’t be
easy. When her mother occasionally baked a batch of
cookies, they were never all exactly the same. But then she was not an expert pastry
cook; sometimes the kitchen looked
as if a bomb had hit it. Even the
cookies they bought at the baker’s
were never exactly the same. Every
single cookie was shaped separately
in the baker’s hands.
Then a satisfied smile spread over Sophie’s
face. She remembered how once she and her father went
shopping while her mother was busy baking Christmas cookies. When they got back
there were a lot of gingerbread men
spread out on the kitchen table. Even though they weren’t all perfect, in a way they were all the same. And why was that? Obviously because her mother had used the same mold for all of them.
Sophie felt so pleased with herself for having
remembered the incident that she pronounced herself done with the first
question. If a baker makes fifty absolutely identical cookies,
he must be using the same pastry mold for all of them. And that’s that!
Then the video-Plato had looked into the camera and asked why all horses were the same. But they weren’t, at all! On the contrary, Sophie thought no two
horses
were the
same, just as no two people were the
same.
She was ready to give up on that one when she
remembered
what she had thought about the cookies. No one of them was exactly like any of the others. Some were a bit thicker
than the others, and some were
broken. But still, everyone could see that they were—in a way— “exactly the same.”
What Plato was really asking was perhaps why a horse was always a horse, and
not, for example, a cross between a horse and
a pig. Because even though some horses
were as brown as bears and others were
as white as lambs, all horses had something in common. Sophie had yet to meet a horse with six or eight legs, for
example.
But surely Plato
couldn’t believe that what made all horses alike was that they were made with the same mold?
Then Plato had asked her a really difficult
question. Does man have an immortal soul? That was something
Sophie felt quite unqualified to answer. All she knew was that dead bodies were either cremated or buried, so there was no future for
them. If man had an immortal soul, one would have to believe
that a person consisted of
two separate parts: a body that gets worn out after many years—and a soul
that operates more or less independently of what happens to the body. Her grandmother had said once that she felt
it was only her body that was old.
Inside she had always been the same
young girl-The thought of the “young
girl” led Sophie to the last
question: Are women and men equally sensible? She
was not so sure about that. It depended on
what Plato
meant by sensible.
Something the philosopher had said about
Socrates came into her mind.
Socrates had pointed out that everyone could understand philosophical truths if they just used their common sense.
He had also said that a slave had the same
common sense as a nobleman. Sophie
was sure that he would also have
said that women had the same common sense as men.
While she sat thinking, there was a sudden rustling in the hedge, and the sound of
something puffing and blowing like a steam engine. The next second, the golden
Labrador slipped into the den. It had
a large envelope in its mouth.
“Hermes!” cried Sophie. “Drop it! Drop it!” The
dog dropped the envelope in Sophie’s lap, and Sophie stretched out her hand to
pat the dog’s head. “Good boy, Hermes!”
she said. The dog lay down and allowed itself to be patted. But after a
couple
of minutes it got up and began to push its way back through the hedge
the same way it had come in. Sophie followed with the brown
envelope in her hand. She crawled through the dense thicket and was soon outside the garden.
Hermes had already started to run toward the
edge of the woods, and Sophie followed a few yards behind. Twice the dog turned around and growled, but Sophie was not to be
deterred.
This time
she was determined to find the
philosopher—even if it meant running
all the way to Athens.
The dog ran faster and suddenly turned off
down a narrow path. Sophie chased him,
but after a few minutes he turned and faced her, barking
like a watchdog. Sophie still
refused to give up, taking the opportunity
to lessen the distance between them.
Hermes turned and raced down the path. Sophie
realized that she would never catch up with him.
She stood quite still for what seemed
like an eternity, listening to him running farther and farther away. Then all
was silent.
She sat down on a tree stump by a little clearing in the woods. She still had the brown envelope in her
hand. She opened it, drew out
several typewritten pages, and began to read:
PLATO’S ACADEMY
Thank you for the pleasant time we spent
together, Sophie. In Athens, I mean.
So now I have at least introduced
myself. And since I have also introduced Plato, we might as well begin without further
ado.
Plato (428-347 B.C.) was twenty-nine years old when Socrates
drank
the hemlock.
He had been a pupil of Socrates for
some time and had followed his trial very closely. The fact that Athens could condemn
its noblest citizen
to death did more than make a profound impression on him. It was to shape the
course of his entire philosophic endeavor.
To
Plato, the death of
Socrates was a striking example
of the conflict that can exist between society
as it really is and the
true or ideal society. Plato’s first deed as a philosopher was to publish
Socrates’ Apology,
an account of his plea to the large jury.
As
you will no doubt recall, Socrates never wrote anything down, although many of the pre-Socratics
did. The problem is that hardly any of their written material remains. But in the case of Plato, we believe that all his
principal works have been preserved. (In addition to
Socrates’ Apology, Plato wrote a collection of Epistles and about
twenty-five philosophical Dialogues.)
That we have these works today is due not least
to the fact that Plato set up his own school of philosophy in a grove
not far from Athens, named after the legendary
Greek hero Academus.
The school was therefore known as the Academy. (Since then, many thousands of “academies” have been
established all over the world. We still speak of “academics” and “academic subjects.”)
The
subjects taught at Plato’s Academy were philosophy, mathematics,
and gymnastics—although perhaps “taught” is hardly the right word. Lively
discourse was considered most important at Plato’s Academy. So it was not
purely by chance that Plato’s
writings took the form of dialogues.
The Eternally True, Eternally Beautiful, and Eternally
Good
In
the introduction to this course I mentioned that it could often be a good idea to ask what a particular philosopher’s
project was. So now I ask: what were the problems Plato was concerned with?
Briefly, we can establish
that Plato was concerned with
the relationship between what is eternal and immutable, on the one hand, and what “flows,” on the other. (Just like the pre-Socratics, in fact.) We’ve seen
how the Soph-
ists and Socrates
turned their attention from questions of natural
philosophy to problems related to man and society.
And yet in one sense, even Socrates
and the Sophists
were preoccupied with the relationship between the eternal and immutable, and the “flowing.” They were interested in the problem
as it related to human morals and society’s
ideals or virtues. Very
briefly, the Sophists thought that perceptions
of what was right or wrong varied from one city-state
to another, and from one generation to the next. So right
and wrong was something that “flowed.” This was totally unacceptable to Socrates. He
believed in the existence of eternal and absolute rules for what was right or wrong.
By using our common sense we can all arrive at these immutable
norms, since human reason is in fact eternal and immutable.
Do
you follow, Sophie?
Then along comes Plato. He is concerned
with both what is eternal and immutable in nature and what is eternal and immutable as regards morals and
society. To Plato, these two problems were one
and the same. He tried to grasp a
“reality” that was eternal and immutable.
And
to be quite frank, that is precisely
what we need philosophers for. We do not need them to choose a beauty queen or the day’s bargain in tomatoes.
(This is why they are often unpopular!) Philosophers
will try to ignore highly topical
affairs and instead
try to draw people’s attention
to what is eternally
“true,” eternally “beautiful,” and eternally “good.”
We
can thus begin to glimpse
at least the outline of Plato’s philosophical project. But let’s take one thing at a time. We are attempting to understand an
extraordinary mind, a mind that was to
have a profound influence on all
subsequent European philosophy.
The World
of Ideas
Both Empedocles and Democritus had drawn attention to the fact that
although in the natural world everything “flows,” there must nevertheless be
“something” that never changes (the “four roots,” or the “atoms”). Plato agreed
with the proposition as such—but in
quite a different way.
Plato believed that everything tangible in nature “flows.” So there are no “substances” that do not dissolve. Absolutely everything
that belongs to the
“material world” is made of a material that time can erode, but everything is made after a timeless “mold” or “form” that is eternal and immutable.
You see? No, you don’t.
Why
are horses the same, Sophie?
You probably don’t think they are at
all. But there is something
that all horses have in common,
something that enables us to identify
them as horses. A particular horse “flows,” naturally. It might be old and lame,
and in time it will die. But the
“form” of the horse is eternal and immutable.
That which is eternal
and immutable, to Plato,
is therefore not a physical “basic substance,” as it was for Empedocles and Democritus. Plato’s
conception was of eternal and immutable patterns, spiritual and abstract
in their nature that all things are fashioned
after.
Let
me put it like this: The pre-Socratics had given a reasonably good
explanation of natural change without having to presuppose that anything
actually “changed.” In the midst of nature’s
cycle there were some eternal and immutable smallest elements that did
not dissolve, they thought. Fair enough,
Sophie! But they had no reasonable explanation
for how these “smallest elements” that were once building
blocks in a horse could suddenly whirl to-
gether four or five hundred years later and fashion themselves into a
completely new horse. Or an elephant or a
crocodile, for that matter. Plato’s point was that Democritus’ atoms never fashioned themselves into an “eledile” or a “crocophant.” This was what set his philosophical reflections going.
If
you already understand what I am getting
at, you may skip this next paragraph. But just in case, I will
clarify: You have a box of Lego and you build a Lego horse. You then take it apart and put the blocks back in the box.
You cannot expect to make a new horse just by shaking the box. How could Lego
blocks of their own accord find each other and become a new horse
again? No, you have to rebuild the horse, Sophie.
And the reason you can do
it is that you have a picture in your mind of what the horse looked like. The
Lego horse is made from a model which remains unchanged from horse to horse.
How
did you do with the fifty identical cookies? Let us assume that you have dropped in
from outer space and have never seen a baker before.
You stumble into a tempting bakery—and there you catch sight of fifty identical
gingerbread men on a shelf. I imagine you would wonder how they could be exactly alike. It might well be that one of them has an arm missing, another
has lost a bit of its head, and a third
has a funny bump on its stomach. But after careful thought, you would nevertheless conclude
that all gingerbread men have something
in common. Although none of them is perfect, you would
suspect that they had a common origin. You would realize that all the cookies
were formed in the same mold. And what
is more, Sophie, you are now seized
by the irresistible desire to see this mold. Because
clearly, the mold itself must
be utter perfection—and in a sense, more beautiful—in comparison with these crude copies.
If
you solved this problem all by yourself,
you arrived at the philosophical solution in exactly the same way that Plato did.
Like most philosophers, he
“dropped in from outer space.” (He stood up on the very tip of one of the fine
hairs of the rabbit’s fur.) He was astonished at the way all natural phenomena
could be so alike, and he concluded that it
had to be because
there are a limited number of forms
“behind” everything we see around us. Plato called these forms ideas. Behind every horse, pig, or hu-
man being, there is the “idea horse,” “idea pig,” and “idea human being.” (In
the same way, the bakery we spoke of can have gingerbread men, gingerbread horses, and gingerbread pigs. Because
every self-respecting bakery
has more than one mold. But one mold is enough for each type of gingerbread cookie.)
Plato came
to the conclusion that there must be
a reality behind the
“material world.” He called this reality the world of ideas; it contained
the
eternal and immutable
“patterns” behind the various
phenomena we come across in nature. This remarkable
view is known as Plato’s theory of ideas.
True Knowledge
I’m
sure you’ve been following me, Sophie dear. But you may be
wondering whether Plato was being serious. Did he really believe that forms
like these actually existed in a completely different
reality?
He probably
didn’t believe it literally in the
same way for all his life, but in some of his dialogues that is certainly how he means to be understood. Let us
try to follow his train of thought.
A philosopher,
as we have seen, tries to grasp
something that is eternal and immutable. It would serve no purpose,
for instance, to write a philosophic treatise on the existence of a particular soap bubble.
Partly because one would
hardly have time to study it in
depth before it burst, and partly
because it would probably
be rather difficult
to find a market for a philosophic treatise
on something nobody has ever seen, and which only existed for five seconds.
Plato believed that everything we see around us in nature, everything tangible, can be
likened to a soap bubble, since nothing
that exists in the
world of the senses is lasting. We know, of course, that sooner or later every
human being and every animal will die and decompose.
Even a block of
marble changes and gradually
disintegrates. (The Acropolis
is falling into ruin,
Sophie! It is a scandal, but that’s
the way it is.) Plato’s point is that we can
never have true knowledge of anything that is in a constant
state of change. We can only have opinions about things that belong to the world of the senses, tangible
things. We can only have true knowledge
of things that can
be understood with our reason.
All right, Sophie, I’ll explain
it more clearly: a gingerbread
man can be so lopsided after all that baking that it can
be quite hard to see what it is meant to
be. But having seen dozens of gingerbread men that were more or less successful, I can be pretty sure what the cookie mold was like. I can guess,
even though I have never seen it. It
might not even be an advantage to see
the
actual mold with my own eyes because
we cannot always trust the evidence of our senses. The faculty of vision
can vary from person to person. On the other hand, we can rely on what our reason tells us because that is the same
for everyone.
If you are sitting in a classroom with
thirty other pupils, and the teacher
asks the class which color of the rainbow
is the prettiest, he will probably get a lot of different answers. But if he
asks what 8 times 3 is, the whole
class will— we hope—give the same answer. Because
now reason is speaking and
reason is, in a way, the direct opposite
of “thinking so” or “feeling.” We could say that reason is eternal and
universal precisely because it only expresses eternal and universal states.
Plato found mathematics very absorbing
because mathematical states
never change. They are therefore
states we can have true knowledge
of. But here we need an
example.
Imagine you find a round pinecone
out in the woods. Perhaps
you say you “think” it looks
completely round, whereas Joanna insists it is a bit flattened on one side.
(Then you start arguing about it!) But
you cannot have true knowledge of anything you can perceive with your eyes. On the other hand you can say with absolute
certainty that the sum of the angles
in a circle
is 360 degrees. In this case you would be talking about an ideal circle which might not exist in the physical
world but which you can clearly visualize. (You are dealing
with the hidden gingerbread-man mold and not with the particular cookie on the kitchen
table.)
In
short, we can only have inexact conceptions of things we perceive
with our senses. But we can have true
knowledge of things we understand with our reason.
The sum of the angles in a triangle will remain 180 degrees to the end of time. And similarly
the “idea” horse will walk on four
legs even if all the horses in the sensory world break a leg.
An Immortal
Soul
As I explained, Plato believed that reality is divided into two regions. One region is the world of the senses, about which we can only have
approximate or
incomplete knowledge by using our five
(approximate or incomplete) senses. In this sensory
world, “everything flows” and nothing
is permanent. Nothing in the sensory
world is, there are only things that come to
be and pass away.
The
other region is the world of ideas, about which we can have true knowledge by using our reason. This world of ideas cannot be perceived by the senses, but the ideas (or forms) are eternal
and immutable.
According to Plato, man is a dual creature.
We have a body that “flows,” is inseparably bound to the world of the senses,
and is subject to the same fate as everything else in this world—a soap bubble, for example. All our
senses are based in the body and are consequently unreliable. But we also
have an immortal soul—and this soul is the realm of reason.
And not being physical, the soul can survey the world of ideas.
But that’s not all, Sophie.
IT’S NOT ALL!
Plato also believed that the soul existed before it inhabited
the body, (it was lying on a shelf in the closet
with all the cookie molds.) But as soon as the
soul wakes up in a human body, it
has forgotten all the perfect ideas.
Then something starts to happen. In fact, a wondrous process
begins. As the human
being discovers the various
forms in the natural world, a vague
recollection stirs his soul. He sees a horse—but an imperfect horse. (A ginger- bread horse!) The sight of it is sufficient to awaken in the soul a faint recollection of the perfect “horse,”
which the soul once saw in the world of ideas, and this stirs
the soul with a yearning to return to its true realm. Plato calls this yearning eras—which means love. The soul, then, experiences a “longing to return to its true origin.” From now on, the body and the whole
sensory world is experienced as imperfect
and insignificant. The soul yearns
to fly
home on the wings of love to the world of ideas. It longs to be freed from
the chains of the body.
Let
me quickly emphasize
that Plato is describing an ideal course of life, since by no means all humans set the soul free to begin its journey back to
the world of ideas. Most people cling to the sensory world’s
“reflections” of ideas. They see a horse—and another
horse. But they never see
that of which every horse is only a feeble imitation. (They rush into the kitchen
and stuff themselves with
gingerbread cookies without so much as
a thought as to where they came from.) What Plato describes is the philosophers’way. His philosophy can be read as a description of philosophic practice.
When you see a shadow, Sophie, you
will assume that there must be
something casting the shadow. You see the shadow of an animal. You think it may
be a horse, but you are not quite sure. So you turn around and see the horse itself—which of course is infinitely more beautiful
and sharper in outline
than the blurred “horse-shadow.” Plato believed
similarly that all natural phenomena are merely
shadows of the eternal forms or ideas.
But most people are content with a life among shadows. They give no thought to what
is casting the shadows. They think shadows
are all there are, never realizing
even that they are, in fact, shadows. And thus they pay no heed to the
immortality of their own soul.
Out of the Darkness of the Cave
Plato relates a myth which illustrates this. We
call it the Myth of the
Cave. I’ll retell
it in my own words.
Imagine some people living in an underground cave. They sit with their
backs to the mouth of the cave with their hands and feet bound in such a way that they can only look at the back
wall of the cave. Behind them is a
high wall, and behind that wall pass human-like creatures, holding up various figures above the top of the wall. Because there is a fire behind these figures, they cast flickering shadows on
the back wall of the cave. So the only thing the cave dwellers can see is this
shadow play. They have been sitting in this position since they were born, so they think these shadows
are all there are.
Imagine now that one of the cave dwellers manages to free himself from his bonds. The first thing he asks
himself is where all these shadows
on the cave wall come from.
What do you think happens when he turns around and sees
the figures being held up above the wall? To begin with he is dazzled by
the sharp sunlight. He is also dazzled
by the clarity of the figures because
until now he has only seen their shadow. If he manages to climb over the wall and
get past the fire into the world outside, he will be even more dazzled.
But after rubbing his eyes he will be struck by the beauty of everything. For the first time he will see
colors and clear shapes. He will see the real animals and flowers that the cave shadows were only
poor reflections of. But even now he
will ask himself
where all the animals and flowers come
from. Then he will see the sun in the sky, and realize
that this is what gives life
to these flowers and animals, just as the fire made the shadows visible.
The
joyful cave dweller could now
have gone skipping away into the
countryside, delighting in his new-found freedom. But instead he thinks
of all the others who are still down in the
cave. He goes back. Once there, he tries to
convince the cave dwellers that the shadows
on the cave wall are but
flickering reflections of “real” things.
But they don’t believe him. They point to the cave wall and say that what they see is all there is. Finally
they kill him.
What Plato was illustrating in the Myth of the Cave is the philosopher’s road from shadowy images to the true ideas behind all natural phenomena.
He was probably also thinking
of Socrates, whom the “cave
dwellers” killed
because he disturbed
their conventional ideas and tried to light the way to true insight. The Myth of the Cave illustrates Socrates’
courage and his sense of pedagogic responsibility.
Plato’s point was that the relationship between the darkness of the
cave and the world beyond corresponds to the relationship
between the forms of the natural world and the world of ideas. Not that he
meant that the natural world is dark
and dreary, but that it is dark
and dreary in comparison with the
clarity of ideas. A picture
of a beautiful landscape is not dark and dreary either. But it is only a picture.
The Philosophic
State
The
Myth of the Cave is found in Plato’s dialogue
the Republic. In this
dialogue Plato also presents a picture of the “ideal state,” that is to say an
imaginary, ideal, or what we would call a
Utopian, state. Briefly,
we could say that Plato believed the state should be governed by philosophers. He bases
his explanation of this on the construction of the human body.
According to Plato, the human body is composed of
three parts: the head, the chest, and the abdomen. For each
of these three parts there is a corresponding faculty of the soul. Reason belongs to the head, will belongs
to the chest, and appetite
belongs to the abdomen. Each of these soul faculties
also has an ideal, or “virtue.” Reason aspires to wisdom, Will aspires to
courage, and Appetite must be curbed so that temperance can be exercised. Only when the three parts of
the body function together as a unity do we get a harmonious or “virtuous” individual. At school, a child must first learn to curb
its appetites, then it must develop courage, and finally reason leads to wisdom.
Plato now imagines a state built up
exactly like the tripartite
human body. Where the body has head, chest,
and abdomen, the State has rulers, auxiliaries, and fa-borers (farmers,
for example). Here Plato clearly
uses Greek medical science as
his model. Just as a healthy and harmonious man exercises balance and temperance, so a
“virtuous” state is characterized by everyone knowing their place in the overall picture.
Like every aspect of Plato’s philosophy,
his political philosophy is
characterized by rationalism. The creation of a good
state depends on its being governed with reason.
Just as the head governs
the body, so philosophers must rule society.
Let
us attempt a simple illustration of the relationship
between the three parts of man and the state:
BODY SOUL
VIRTUE STATE head reason wisdom rulers
chest will courage auxiliaries
abdomen appetite temperance laborers
Plato’s ideal state is not unlike the old Hindu caste system, in .which
each and every person has his or her particular
function for the good of the whole. Even before Plato’s time the Hindu caste system had
the same tripartite division between the auxiliary caste (or priest caste), the warrior caste, and the laborer caste. Nowadays we would
perhaps call Plato’s state
totalitarian. But it is worth noting that he
believed women could govern just as effectively as men for the simple reason that the rulers govern by virtue of
their reason. Women, he asserted, have exactly the same powers of
reasoning as men, provided they get the same training and are exempt from
child rearing and housekeeping. In
Plato’s ideal state, rulers and warriors
are not allowed family life or private
property. The rearing of children is
considered too important
to be left to the individual and should be the
responsibility of the state. (Plato was the first philosopher to advocate state- organized nursery schools and full-time education.)
After a number of significant political
setbacks, Plato wrote the tows, in which he described the “constitutional state”
as the next-best state. He now reintroduced both private
property and family ties. Women’s
freedom thus became more restricted. However, he did say that a state that does not educate and train women is like a man who only trains his right arm.
All
in all, we can say that Plato
had a positive view of women—
considering the time he lived in. In the dialogue
Symposium, he gives a
woman, the legendary priestess
Diotima, the honor of having given Socrates his philosophic insight.
So
that was Plato, Sophie. His astonishing theories
have been discussed—and criticized—for more than two thousand
years. The first man
to do so was one of the pupils from his own Academy. His name was Aristotle, and he was the third great philosopher from Athens.
I’ll say no more!
While Sophie had been reading about Plato, the sun had risen over the woods to
the east. It was peeping over the horizon just as she was reading how one man clambered
out of the cave and blinked in the
dazzling light outside.
It was almost
as if she had herself emerged from an
underground cave. Sophie felt that she saw nature in a completely different
way after reading about Plato. It was rather like having been color-blind. She had seen some shadows but had not seen the clear ideas.
She was not sure Plato was right in everything
he had said about the eternal patterns, but it was a beautiful thought that all living things were imperfect copies of the eternal forms in the world of ideas. Because wasn’t it true that all flowers,
trees, human beings, and animals
were “imperfect”?
Everything she saw around her was so beautiful and so
alive that Sophie had to rub her eyes to really believe it. But nothing she was
looking at now would last. And
yet—in a hundred years the same
flowers and the same animals would be here again. Even if every
single flower and every single animal
should fade away and be for- gotten, there would be something that “recollected” how it all looked.
Sophie gazed out at the world. Suddenly a
squirrel ran up the trunk of a pine tree. It circled the trunk a few times and
disappeared into the branches.
“I’ve seen you before!” thought Sophie. She realized that maybe it was not the same
squirrel that she had seen previously, but
she had seen the same “form.”
For all she knew, Plato could have been right. Maybe she really had seen the eternal “squirrel” before—in the world of
ideas, before her soul had taken
residence in a human body.
Could it be true that she had lived before? Had her soul existed before it got a body
to move around in? And was it really
true that she carried a little golden nugget inside her—a
jewel that cannot be corroded by time, a soul that would live on when her own
body grew old and died?
The Major’s Cabin
... the girl in the mirror winked with both eyes…
It was only a quarter past seven. There was no need to hurry home. Sophie’s mother always took it easy on
Sundays, so she would probably sleep for another two hours.
Should she go a bit farther into the woods and try to find Alberto Knox? And
why had the dog snarled at her so viciously?
Sophie got up and began to walk down the path Hermes had taken. She had the brown
envelope with the pages on Plato in her hand. Wherever
the path diverged she took the wider
one.
Birds were chirping everywhere—in the trees and in the air, in bush and thicket. They
were busily occupied with their morning pursuits. They knew no difference
between weekdays and Sundays. Who had taught
them to do all that? Was there a tiny computer inside each one of them,
programming them to
do certain things?
The path led
up over a little hill, then steeply
down between tall pine trees. The woods were so dense now that she
could only see a few yards between the trees.
Suddenly she caught sight of something glittering between the pine trunks.
It must be a little lake. The path went the
other way but Sophie picked her way among the trees. Without really knowing why, she let her feet lead her.
The lake was no bigger than a soccer field. Over on the other side she could see a
red-painted cabin in a small clearing
surrounded by silver birches. A faint
wisp of smoke was rising from the chimney.
Sophie went down to the water’s edge. It was very muddy in many places,
but then she noticed a rowboat. It was drawn halfway
out of the water. There was a pair of oars in it.
Sophie looked around. Whatever she did, it would
be impossible to get around the lake
to the red cabin without getting her
shoes soaked. She went resolutely over to the boat and pushed it into the
water. Then she climbed aboard,
set the oars in the rowlocks, and rowed across the lake. The boat soon touched
the opposite bank.
Sophie went
ashore and tried to pull the boat up after her. The bank was much steeper here
than the opposite bank had been.
She glanced
over her shoulder only once before
walking up toward the cabin. She was quite startled at her own boldness. How
did she dare do this? She had
no idea. It was as if “something”
impelled her.
Sophie went up to the door and knocked. She
waited a while but nobody answered. She
tried the handle cautiously, and the door opened.
“Hallo!”
she called. “Is anyone at home?”
She went in and found herself in a living room.
She dared not shut the door behind her.
Somebody was obviously living here. Sophie
could hear wood crackling in the old stove. Someone
had been here very recently.
On a big dining table stood a typewriter, some
books, a couple of pencils, and a pile of paper. A smaller table and two
chairs stood by the window that overlooked the lake. Apart from that there was very little furniture,
although the whole of one wall was
lined with bookshelves filled with books.
Above a white chest of drawers hung a large round mirror in a heavy brass frame.
It looked very old.
On one of the walls hung two pictures. One was an oil painting of a white house
which lay a stone’s throw from a little bay with a red boathouse. Between the house and the boathouse
was a sloping garden with an apple tree, a
few thick bushes, and some rocks. A dense fringe of birch trees framed the garden like a garland. The title of
the painting was “Bjerkely.”
Beside that painting hung an old portrait of
a man sitting in a chair by a window. He had a book in his lap. This picture also had a little bay with trees and rocks in the background.
It looked as though it had been painted several hundred years ago. The title of the picture was “Berkeley.” The painter’s name was Smibert.
Berkeley
and Bjerkely. How strange!
Sophie
continued her investigation. A door led from the living room to a small
kitchen.
Someone had just done the
dishes. Plates and glasses were piled on a tea towel, some of them still glistening with drops of soapy
water. There was a tin bowl on the floor with some leftover scraps of food in it. Whoever lived here had a pet, a dog or a
cat.
Sophie went back to the living room. Another
door led to a tiny bedroom. On the
floor next to the bed there were a
couple of blankets in a thick bundle. Sophie dis- covered some golden hairs on the blankets. Here was the evidence! Now Sophie knew
that the occupants of the cabin were
Alberto Knox and Hermes.
Back in the living room, Sophie stood in front
of the mirror. The glass was matte and scratched, and her reflection
correspondingly blurred. Sophie began to make
faces at herself like she did at home in the bathroom. Her
reflection did exactly the same,
which was only to be expected.
But all of a sudden something scary happened. Just once—in the space of a split
second—Sophie saw quite clearly that the girl in the mirror winked with both
eyes. Sophie started back in fright. If she herself had winked—how
could she have seen the other girl wink? And
not only that, it seemed as though
the other girl had winked at Sophie as if to say: I can see you,
Sophie. I am in here, on the other side.
Sophie felt her heart beating, and at the same
time she heard a dog barking in the distance. Hermes! She had to get out of here
at once. Then she noticed a green wallet on the chest of drawers under the mirror. It contained a
hundred-crown note, a fifty, and a school I.D. card. It showed a picture of a girl with fair hair. Under the picture was the
girl’s name: Hilde Moller Knag ...
Sophie
shivered. Again she heard the dog bark. She had to get out, at once!
As she hurried past the table she noticed a white envelope between all the books and
the pile of paper. It had one word
written on it: SOPHIE.
Before she had time to realize what she was doing, she grabbed the envelope and stuffed it into the
brown envelope with the Plato pages. Then she rushed out of the door and slammed it behind her.
The barking was getting closer. But worst of all was that the boat was gone.
After a second or two she saw it, adrift halfway across the lake. One of the oars was floating beside
it. All because she hadn’t been able
to pull it completely up on land. She
heard the dog barking quite nearby now and
saw movements between the trees on the other side of the lake.
Sophie didn’t hesitate any longer. With the big
envelope in her hand, she plunged into the bushes behind the cabin. Soon she
was having to wade through marshy
ground, sinking in several times to
well above her ankles. But she had to keep going. She had to get home.
Presently she stumbled
onto a path. Was it the path she had
taken earlier? She stopped to wring
out her dress. And then she began to cry.
How could she have been so stupid? The worst
of all was the boat. She couldn’t forget the sight of the row-boat with the one oar drifting helplessly on the lake. It
was all so embarrassing, so shameful. . .
The philosophy
teacher had probably reached the
lake by now. He would need the boat to get home. Sophie felt almost like a criminal. But she hadn’t done it on purpose.
The envelope! That was probably even worse. Why had she taken it? Because her
name was on it, of course, so in a way
it was hers. But even so, she felt like a thief. And what’s more,
she had provided the evidence that it was she who had been there.
Sophie
drew the note out of the
envelope. It said:
What came
first—the chicken or the “idea” chicken ?
Are we born with innate “ideas”? What is the
difference between a plant, an
animal, and a human?
Why does
it rain?
What does
it take to live a good life?
Sophie couldn’t possibly think about these questions right now, but she assumed they had something to do with the next philosopher. Wasn’t he called
Aristotle?
When she finally saw the hedge after running so far through the woods it was
like swimming ashore after a
shipwreck. The hedge looked funny
from the other side.
She didn’t look at her watch until she had crawled
into the den. It was ten-thirty. She put the big envelope into the biscuit tin with
the other papers and stuffed the note with the new questions down her tights.
Her mother
was on the telephone when she came in.
When she saw Sophie she hung up
quickly.
“Where on earth have you
been?”
“I... went
for a walk ... in the woods,” she stammered.
“So I see.”
Sophie
stood silently, watching the water dripping from her dress. “I called Joanna...”
“Joanna?”
Her mother
brought her some dry clothes. Sophie
only just managed to hide the
philosopher’s note. Then they sat together in
the kitchen, and her mother made some
hot chocolate.
“Were you with him?”
she asked after a while. “Him?”
Sophie could only think about her philosophy
teacher. “With him, yes. Him.... your rabbit!”
Sophie shook her head.
“What do you do when
you’re together, Sophie? Why are you
so wet?”
Sophie sat staring gravely at the table. But deep down inside she was laughing.
Poor Mom, now she had that to worry
about.
She shook
her head again. Then more questions came raining down on her. “Now I want the truth. Were you out all
night? Why did you go to bed with
your clothes
on? Did you sneak out as soon as I had gone to bed? You’re only fourteen, Sophie. I demand to know who you are seeing!”
Sophie started to cry. Then she talked. She was still frightened, and when you
are frightened you usually talk.
She explained that she had woken up very early
and had gone for a walk in the woods. She told her mother about the cabin and the boat, and about the mysterious mirror. But she mentioned nothing about the secret correspondence course. Neither
did she mention the green wallet. She
didn’t quite know why, but she had to keep Hilde for herself.
Her mother
put her arms around Sophie, and Sophie knew that her mother believed her now.
“I don’t have a boyfriend,” Sophie sniffed. “It was just something I said because
you were so upset about the white rabbit.”
“And you really went all the way to the major’s cabin ...” said her mother thoughtfully.
“The major’s cabin?” Sophie stared at her mother.
“The little woodland cabin is called the major’s
cabin because some years ago an army major lived there for a time. He was
rather eccentric, a little crazy, I
think. But never mind that. Since then the
cabin has been unoccupied.”
“But it
isn’t! There’s a philosopher living there now.” “Oh stop, don’t start
fantasizing again!”
Sophie stayed in her room, thinking about what had happened. Her head felt
like a roaring circus full of lumbering
elephants, silly clowns, daring trapeze flyers, and
trained monkeys. But one image recurred unceasingly—
a small rowboat with one oar drifting
in a lake deep in the woods—and someone needing
the boat to get home.
She felt sure that the philosophy teacher
didn’t wish her any harm, and would
certainly forgive her if he knew she had been to his cabin. But she had broken
an agreement. That was all the thanks
he got for taking on her philosophic education. How could she make up for it? Sophie took out her pink notepaper and began to write:
Dear Philosopher, It was me who was
in your cabin early Sunday morning.
I wanted so much to meet you and
discuss some of the philosophic
problems. For the moment I am a Plato
fan, but I am not so sure he was
right about ideas or pattern pictures existing in another reality. Of course they exist in our souls, but I think—for the moment anyway— that this is a different
thing. I have to admit too that I am not altogether convinced of the immortality
of the soul. Personally, I have no
recollections from my former lives. If you could convince me that my deceased
grandmother’s soul is happy in the world
of ideas, I would be most grateful.
Actually, it was not for philosophic reasons that I started to write
this letter (which I shall
put in a pink envelope with a lump of
sugar). I just wanted to say I was sorry for being disobedient. I tried to pull
the boat completely up on shore but I
was obviously not strong enough. Or perhaps a big wave dragged the boat out again.
I hope you managed to
get home without getting your feet wet. If not, it might
comfort you to know that I got soaked
and will probably have a terrible cold. But that’ll be my own fault.
I didn’t touch anything in the cabin, but I am sorry to say that I couldn’t resist the temptation to take the envelope that was on the table. It wasn’t because I wanted to
steal anything, but as my name was
on it, I thought in my confusion that
it be-
longed to
me. I am really and truly sorry, and
I promise never to disappoint you
again.
P.S. I
will think all the new questions through very carefully, starting
now. P.P.S. Is the mirror
with the brass frame above the white
chest of drawers an
ordinary
mirror or a magic mirror?
I’m only asking because I am not used to seeing my own reflection wink with both eyes.
With regards from your sincerely interested pupil, SOPHIE
Sophie read the letter through twice before she
put it in the envelope. She thought
it was less formal than the previous
letter she had written. Before she went downstairs to the kitchen to get a lump
of sugar she looked at the note with the day’s questions:
“What came first—the
chicken or the “idea” chicken?
This question was just as tricky as the old riddle of the chicken and the egg.
There would be no chicken without the egg,
and no egg without the chicken. Was
it really just as complicated
to figure out whether the chicken or the “idea” chicken came first?
Sophie understood what Plato meant.
He meant that the “idea” chicken had
existed in the world of ideas long before chickens existed in the sensory
world.
According to
Plato, the soul had “seen” the
“idea” chicken before it took up residence
in a
body. But wasn’t this just where Sophie
thought Plato must be mistaken? How could a person who had never seen a
live chicken or a picture of a
chicken ever have any “idea” of a chicken? Which brought her to the next question:
Are we born with innate “ideas”? Most unlikely, thought Sophie. She could
hardly imagine a newborn baby being
especially well equipped with ideas.
One could obviously never be sure, because
the fact that the baby had no language did not necessarily mean that it had
no ideas in its head. But surely we have to see things in the world before
we can know anything about them.
“What is the difference
between a plant, an animal, and a
human?” Sophie could immediately see very clear differences.
For instance, she did not think a plant had a very complicated emotional
life. Who had ever heard of a bluebell with a broken heart? A plant grows,
takes nourishment, and produces seeds
so that it can reproduce itself.
That’s about all one could say about plants. Sophie
concluded that everything that applied to plants
also applied to animals and humans. But animals had other attributes as well. They could move, for example. (When did a rose ever run a marathon?)
It was a bit harder to point to any differences between
animals and humans. Humans
could think, but couldn’t animals do
so as well? Sophie was convinced that
her cat Sherekan could think. At least, it could be very calculating. But could it reflect on philosophical questions? Could a
cat speculate about the difference between a plant, an animal, and
a human? Hardly!
A cat could probably be either
contented or unhappy, but did it ever ask itself if there was a God or whether
it had an immortal soul? Sophie thought that was extremely doubtful. But the same problem
was raised here as with the baby and the innate ideas. It was
just as difficult to talk to a cat about such questions as it would be to
discuss them with a baby.
“Why does
it rain?” Sophie shrugged her shoulders. It probably rains because
seawater evaporates and the clouds condense into
raindrops. Hadn’t she learnt
that in the third grade? Of course, one could always say that it rains so that plants and animals can grow. But was that true? Had
a shower any actual purpose?
The last question definitely had something to do with purpose: “What does it take to live a good life?”
The philosopher had written something about this quite early on in the course. Everybody needs food, warmth, love, and care. Such basics were the primary
condition for a good life, at any rate. Then he had pointed out that people also needed to find answers to
certain philosophical questions. It was probably also quite important to have a job you liked. If you hated traffic, for instance, you would not be very happy as a taxi driver.
And if you hated doing homework it
would probably be a
bad idea
to become a teacher. Sophie loved animals
and wanted to be a vet. But in any
case she didn’t think it was necessary to win a million
in the lottery to live a good life.
Quite the
opposite, more likely. There was a
saying: The devil finds work for idle hands.
Sophie stayed
in her room until her mother called her down to a big midday
meal. She had prepared sirloin
steak and baked potatoes. There were cloudberries and cream for dessert.
They talked about all kinds of things. Sophie’s
mother asked her how she wanted to celebrate her fifteenth birthday. It was only a few weeks away.
Sophie
shrugged.
“Aren’t
you going to invite anyone? I mean, don’t you want to have a party?” “Maybe.”
“We could ask Martha and
Anne Marie ... and Helen. And Joanna,
of course.
And Jeremy, perhaps. But that’s for you to decide. I remember
my own fifteenth birthday so clearly, you know. It doesn’t seem all that long ago. I felt I was already quite grown up. Isn’t it
odd, Sophie! I don’t feel I have
changed at all since then.”
“You haven’t.
Nothing changes. You have just developed, gotten older...” “Mm ... that was a very grownup thing to say.
I just think it’s all happened so
very quickly.”
Aristotle
...a meticulous organizer who wanted to clarify our concepts …
While her mother was taking her afternoon nap, Sophie went down to the den.
She had put a lump of sugar in the
pink envelope and written “To Alberto” on the out- side.
There was no new letter, but after a few
minutes
Sophie heard the dog approaching.
“Hermes!” she called, and the next moment
he had pushed his way into the den with a big brown envelope in his mouth.
“Good boy!” Sophie put her arm around the dog, which was snorting and
snuffling like a walrus. She took the
pink envelope with the lump of sugar and put it
in the dog’s mouth. He crawled through the
hedge and made off into the woods
again.
Sophie opened the big envelope apprehensively, wondering whether it would
contain anything about the cabin and the boat.
It contained the usual typed pages held together with a paperclip. But there was
also a loose page inside. On it was written:
Dear Miss Sleuth, or,
to be more exact, Miss Burglar. The case has already been handed over to the police.
Not really. No, I’m not angry. If you are
just as curious when it comes to
discovering answers to the riddles of philosophy, I’d say your adventure was
very promising. It’s just a little annoying that I’ll have to move
now. Still, I have no one to blame
but myself, I suppose. I might have
known you were a person who would always want to get to the bottom of things.
Greetings, Alberto
Sophie was relieved. So he was not angry after all. But why would he have to move?
She took the papers and ran up to her room. It would be prudent to be in the house
when her mother woke up. Lying comfortably on her bed, she began to read about
Aristotle.
PHILOSOPHER AND
SCIENTIST
Dear Sophie: You were probably astonished by Plato’s theory or ideas. You are not the only one! I do not know whether you swallowed the whole
thing—hook, line, and sinker—or whether
you had any critical comments.
But if you did have, you can be sure that the
self-same criticism was raised by Aristotle (384-322 B.C.), who was a pupil at Plato’s
Academy for almost
twenty years.
Aristotle was not a native of Athens. He was born in Macedonia
and came to Plato’s
Academy when Plato was
61. Aristotle’s father was a respected physician— and therefore
a scientist. This background already tells us
something about Aristotle’s philosophic
project. What he was most
interested in was nature study. He was not
only the last of the great Greek philosophers, he was Europe’s first
great biologist.
Taking it to extremes, we could say
that Plato was so engrossed
in his eternal forms, or “ideas,”
that he took very little notice of the changes in nature. Aristotle, on the other hand, was
preoccupied with just these changes—or with what we nowadays describe as natural processes.
To
exaggerate even more, we could
say that Plato turned his back on the sensory world and shut his eyes to
everything we see around us. (He
wanted to escape from the cave and look
out over the eternal world of ideas!) Aristotle did the opposite: he got down
on all fours and studied frogs and fish, anemones and poppies.
While Plato
used his reason, Aristotle used his senses as well.
We
find decisive differences between the two, not least in their writing. Plato was a poet and mythologist; Aristotle’s writings
were as dry and precise as an encyclopedia. On the
other hand, much of what he wrote was
based on up-to-the-minute field studies.
Records from antiquity refer to 170 titles supposedly written
by Aristotle. Of these, 47 are preserved. These are not complete books; they consist largely of lecture notes. In his time, philosophy
was still mainly an oral activity.
The
significance of Aristotle in European culture is due not least to the
fact that he created the terminology that scientists use today. He was the great
organizer who founded
and classified the various sciences.
Since Aristotle
wrote on all the sciences, I will
limit myself to some of the most important areas. Now that I have told you such
a lot about Plato, you must start by hearing how Aristotle refuted
Plato’s theory of ideas. Later we will look at the way he formulated his own natural philosophy, since it was Aristotle who summed up what the natural philosophers before him had said. We’ll see how he categorizes our concepts
and founds the discipline of Logic as a science. And finally I’ll
tell you a little about Aristotle’s view of man and
society.
No Innate Ideas
Like the philosophers before him,
Plato wanted to find the eternal and immutable
in the midst of all change. So he found the perfect
ideas that were superior to the sensory world. Plato
furthermore held that ideas were more
real than all the phenomena
of nature. First came the idea
“horse,” then came all the sensory
world’s horses trotting along like
shadows on a cave wall. The idea “chicken” came before both the chicken and the egg.
Aristotle thought Plato had turned the whole thing upside down. He agreed with his teacher that the particular horse “flows” and that no horse lives forever. He also agreed that the actual form of the horse is eternal and
immutable. But the “idea” horse was simply a
concept that we humans had formed after seeing a certain number of horses. The “idea” or “form” horse
thus had no existence of its own. To
Aristotle, the “idea” or the “form” horse
was made up of the horse’s characteristics—which
define what we today call the horse species.
To
be more precise: by “form” horse, Aristotle meant that which is
common to all horses. And here the metaphor
of the gingerbread mold does not hold up because the mold exists independently of the particular ginger- bread cookies.
Aristotle did not believe in the existence of any such molds or
forms that,
as it were, lay on their own shelf beyond the natural
world. On the contrary, to Aristotle the “forms”
were in the things,
because they were the
particular characteristics of these things.
So
Aristotle disagreed with Plato that the
“idea” chicken came before the chicken. What Aristotle
called the “form” chicken
is present in every single chicken as the chicken’s particular set characteristics—for one, that it lays
eggs. The real chicken and the “form” chicken are thus just as inseparable as body and soul.
And
that is really the essence of Aristotle’s criticism of Plato’s theory of
ideas. But you should not ignore the fact that this was a dramatic turn of thought. The highest degree of reality,
in Plato’s theory, was that which we think with our reason.
It was equally apparent to Aristotle that the highest degree of reality is that which we perceive with our senses.
Plato thought that all
the things we see in the natural
world were purely reflections of things that existed in the higher reality of the
world of ideas—and thereby in the human soul.
Aristotle thought the opposite: things
that are in the human soul were purely reflections of natural objects.
So nature is the real world.
According to Aristotle, Plato was trapped in a mythical
world picture in which the human imagination
was confused with the real world.
Aristotle pointed
out that nothing
exists in consciousness that
has not first been experienced by the senses.
Plato would have said that there is
nothing in the natural world that has not
first existed in the world of ideas. Aristotle held that Plato was thus “doubling the number of things.” He explained a horse by referring to the “idea” horse. But what kind of an explanation is that,
Sophie? Where does the “idea” horse
come from, is my question. Might there not even be a third horse, which the “idea” horse is just an
imitation of?
Aristotle held that all our thoughts
and ideas have come into our
consciousness through what we have
heard and seen. But we also have an
innate power of reason. We have no innate ideas, as Plato held, but we have the innate faculty of organizing all sensory impressions into categories and
classes. This is how concepts
such as “stone,” “plant,” “animal,”
and “human” arise. Similarly
there arise concepts
like “horse,” “lobster,” and “canary.”
Aristotle did not deny that humans have innate reason. On the contrary, it is precisely reason,
according to Aristotle,
that is man’s most distinguishing
characteristic. But our reason is completely
empty until we have sensed something. So man has no innate “ideas.”
The Form of a Thing Is Its Specific
Characteristics
Having come to terms with Plato’s theory of ideas, Aristotle
decided that reality consisted
of various separate
things that constitute a unity of form and substance. The “substance” is what things
are made of, while the “form” is each thing’s specific
characteristics.
A
chicken is fluttering about in front of
you, Sophie. The chicken’s
“form” is precisely that it flutters—and that it cackles and lays eggs. So by the “form” of
a chicken, we mean the specific characteristics of its species—or in other
words, what it does. When the chicken
dies—and cackles
no more—its “form” ceases to exist. The only thing that remains is the chicken’s “substance”
(sadly enough,
Sophie), but then it is no longer a chicken.
As I said earlier,
Aristotle was concerned with the changes in nature.
“Substance” always contains
the potentiality to realize
a specific “form.”
We could say that “substance” always
strives toward achieving an innate potentiality. Every change in nature, according to Aristotle, is a transformation of substance from the “potential” to the “actual.”
Yes, I’ll explain what I mean, Sophie. See if this funny story helps you. A sculptor is working on a large block of granite. He hacks away at the formless
block every day. One day a little boy comes by and says, “What are you looking for?”
“Wait and see,” answers
the sculptor. After a few days the little boy comes back, and now the sculptor
has carved a beautiful horse out of the
granite. The boy stares at it in amazement, then he turns to the sculptor and
says, “How did you know it was in there?”
How
indeed! In a sense, the sculptor had seen the horse’s form in the block of granite, because
that particular block of granite had the potentiality to be formed into the shape or a horse. Similarly
Aristotle believed that everything in nature has the potentiality of realizing, or achieving,
a specific “form.”
Let
us return to the chicken and the egg. A chicken’s
egg has the potentiality to become a chicken. This does not mean that all chicken’s eggs
become chickens—many of them end up on the breakfast
table as fried eggs,
omelettes, or scrambled eggs, without ever having realized their potentiality.
But it is equally obvious that a chicken’s egg cannot become a goose. That
potentiality is not within a chicken’s egg. The
“form” of a thing, then, says
something about its limitation as well
as its potentiality.
When Aristotle
talks about the “substance”
and “form” of things, he does not only refer to living organisms. Just as it is the chicken’s “form” to cackle,
flutter its wings, and lay eggs, it is the form of the stone to fall to the
ground. Just as the chicken cannot help cackling,
the stone cannot help falling to the ground. You can, of course, lift a stone
and hurl it high into the air, but because it is the stone’s nature to fall to the ground, you cannot hurl it to the
moon. (Take care when you perform this experiment, because the stone
might take
revenge and find the shortest route back to the earth!)
The Final Cause
Before we leave the subject of all
living and dead things having a “form” that says something
about their potential “action,” I must add that Aristotle had a remarkable view of causality
in nature.
Today when we talk about the “cause” of anything, we mean how it
came to happen. The windowpane was smashed because
Peter hurled a stone through it; a shoe is made because the shoemaker sews pieces of leather together. But Aristotle held that there were different types of cause in
nature. Altogether he named
four different causes. It is important to understand what he meant by what he
called the “final cause.”
In
the case of window smashing,
it is quite reasonable to ask why Peter
threw the stone. We are thus asking what
his purpose was. There can be no doubt
that purpose played a role, also, in the matter
of the shoe being made. But Aristotle also took into account a similar “purpose” when considering the
purely lifeless processes
in nature. Here’s an example:
Why
does it rain, Sophie? You have probably
learned at school that it rains
because the moisture
in the clouds cools and condenses
into raindrops
that are drawn to the earth by the force of gravity. Aristotle would have
nodded in agreement. But he would have added that so far you have only
mentioned three of the causes.
The “material cause” is that the moisture (the clouds) was there at the precise
moment when the air cooled. The “efficient
cause” is that the moisture cools, and the “formal
cause” is that the “form,” or
nature of the water, is to fall to the earth.
But if you stopped there, Aristotle would add that it rains because plants and animals
need rainwater in order to grow.
This he called the “final cause.”
Aristotle assigns the raindrops
a life- task, or “purpose.”
We
would probably turn the whole thing upside down and say that plants grow because
they find moisture.
You can see the difference, can’t you, Sophie? Aristotle believed that there is a purpose behind everything in nature.
It rains so that plants can grow; oranges and
grapes grow so that people can
eat them.
That is not the nature of scientific reasoning
today. We say that food and
water are necessary conditions of life for man and beast. Had we not had these conditions we would not have existed. But it is not the purpose of water
or oranges to be food for us.
In the question of causality then, we
are tempted to say that Aristotle
was wrong. But
let us not be too hasty. Many people believe
that God created the world as it is so that all His creatures could live in it. Viewed in this way, it can naturally
be claimed that there is
water in the rivers because animals and humans
need water to live. But now we are talking
about God’s purpose.
The raindrops and the waters of the river have no interest
in our welfare.
Logic
The
distinction between “form” and
“substance” plays an important part in
Aristotle’s explanation of the way we discern things in the world.
When we discern things,
we classify them in various groups or
categories. I see a horse, then I see another horse, and another.
The horses are not exactly alike, but they have something in common, and this common something is the horse’s
“form.” Whatever might be distinctive, or individual, belongs
to the horse’s “substance.”
So
we go around pigeonholing everything. We put cows in cowsheds, horses in stables, pigs in pigsties,
and chickens in chicken coops. The same happens when Sophie Amundsen
tidies up her room. She puts
her books on the bookshelf, her schoolbooks in her schoolbag, and her magazines
in the drawer. Then she folds her clothes neatly and puts them in the closet—
underwear on one shelf, sweaters
on another, and socks in a drawer on their
own. Notice that we do
the same thing in our minds.
We distinguish between things made of
stone, things made of wool, and things made of rubber. We distinguish between things that
are alive or dead, and we distinguish
between vegetable, animal, and human.
Do
you see, Sophie?
Aristotle wanted to do a thorough clearing
up in nature’s “room.” He tried to show that everything in nature belongs to different categories and subcategories. (Hermes
is a live creature,
more specifically an animal, more specifically a vertebrate,
more specifically a mammal, more
specifically a dog, more specifically a Labrador, more
specifically a male Labrador.)
Go into your room, Sophie.
Pick up something, anything,
from the floor.
Whatever you
take, you will find that what you are holding belongs to a higher
category The day you see something you are
unable to classify you will get a shock. If, for example, you discover a small
whatsit, and you can’t really say whether it is animal, vegetable, or mineral—I
don’t think you would dare touch
it.
Saying animal, vegetable, and mineral
reminds me of that party game where the victim is sent outside the room, and when he comes in again he
has to guess what everyone
else is thinking of. Everyone has agreed to think of Fluffy, the cat, which at the
moment is in the neighbor’s garden. The victim comes in and begins to guess. The others must
only answer “yes” or “no.” If the victim is a good Aristotelian—and therefore no victim—the game could go
pretty much as follows:
Is
it concrete? (Yes!) Mineral? (No!) Is
it alive? (Yes!) Vegetable? (No!) Animal? (Yes!) Is it a bird? (No!) Is it a mammal? (Yes!) Is it
the whole animal? (Yes!) Is it a cat? (Yes!)
Is it Fluffy? (Yeah! Laughter. . .)
So
Aristotle invented that game. We ought to give Plato the credit for having invented hide-and-seek. Democritus
has already been credited with having invented
Lego.
Aristotle was a meticulous organizer who set out to clarify our concepts.
In fact, he founded the science of Logic. He demonstrated a number of laws
governing conclusions or proofs that were valid. One example will suffice. If I first establish
that “all living creatures are mortal” (first premise), and then
establish that “Hermes is a living creature”
(second premise), I can then elegantly conclude that “Hermes
is mortal.”
The example
demonstrates that Aristotle’s logic was based on the
correlation of terms, in this case “living creature”
and “mortal.” Even though
one has to admit that the above conclusion is 100% valid, we may also add that it hardly tells us anything new. We already
knew that Hermes was
“mortal.” (He is a “dog” and all dogs are “living creatures”—which are “mortal,” unlike the rock of Mount Everest.) Certainly we
knew that, Sophie. But the relationship between classes
of things is not
always so obvious. From time to time it can be necessary to clarify our
concepts.
For
example: Is it really possible
that tiny little baby mice suckle just like
lambs and piglets? Mice certainly
do not lay eggs. (When did I last see a mouse’s egg?) So they give birth to live young—just like pigs and sheep. But we call animals
that bear live young mammals—and mammals are animals that feed on their mother’s milk. So—we got there. We had the answer inside
us but we had to think it through. We forgot
for the moment that mice really do suckle from their mother. Perhaps
it was because we have never seen a baby mouse being suckled, for the simple reason that mice are rather shy of hu-
mans when they suckle their young.
Nature’s Scale
When Aristotle “clears up” in life, he first of all points out that everything
in the natural world can be divided
into two main categories. On the one hand
there are nonliving things, such as
stones, drops of water, or clumps of soil.
These things have no potentiality for change. According
to Aristotle, nonliving things can only change through
external influence. Only living things have the
potentiality for change.
Aristotle divides “living
things” into two different categories.
One
comprises plants, and the other creatures. Finally, these “creatures” can also
be divided into two subcategories, namely animals and humans.
You
have to admit that Aristotle’s categories are clear
and simple. There is a decisive
difference between a living and a nonliving
thing, for example
a rose and a stone, just as there is a decisive difference between a plant and an
animal, for example a rose and a horse. I would
also claim that there definitely is a difference between a horse and a man. But what exactly does this difference consist of? Can you tell me that?
Unfortunately I do not have time to wait while you write the answer down and put it in a pink envelope with a lump of
sugar, so I’ll answer myself. When Aristotle
divides natural phenomena into various categories, his criterion is the
object’s characteristics, or more specifically what it can
do or what it does.
All
living things (plants,
animals, humans) have the ability
to absorb nourishment, to
grow, and to propagate. All “living creatures” (animals
and humans) have in addition the ability to perceive the world around them and to
move about. Moreover, all humans have the
ability to think—or otherwise to
order their perceptions into various categories and classes.
So
there are in reality no sharp boundaries in the natural
world. We observe a gradual transition from simple growths to
more complicated plants, from simple animals
to more complicated animals. At the top of this “scale” is man—who according to Aristotle lives
the whole life of nature. Man grows and absorbs nourishment like plants,
he has feelings and the ability to move like animals, but he also has a specific characteristic peculiar
to humans, and that
is the ability to think rationally.
Therefore, man has a spark of divine reason,
Sophie. Yes, I did say divine. From time to time Aristotle
reminds us that there must be a God who started all
movement in the natural world. Therefore God must be at the very top of nature’s scale.
Aristotle imagined the movement of the stars and the planets guiding all movement on Earth. But there
had to e something causing the heavenly bodies to move. Aristotle
called this the “first mover,” or “God.” The “first
mover” is itself at rest, but it is the “formal cause” of the movement of the heavenly bodies,
and thus of all
movement in nature.
Ethics
Let
us go back to man, Sophie. According
to Aristotle, man’s “form” comprises a soul, which has a plant-like part, an
animal part, and a rational part. And now he asks: How should we live? What does it require
to live a good life? His answer: Man can only
achieve happiness by
using all his abilities and capabilities.
Aristotle held that there are three forms of happiness. The first form of happiness is a life of pleasure
and enjoyment. The second form of happiness is a life as a free and responsible citizen. The third form
of happiness is a life as thinker and philosopher.
Aristotle then emphasized that all three
criteria must be present at the same time for man to find happiness
and fulfillment. He rejected all forms of imbalance. Had he lived today he might
have said that a person who only develops his body lives a life that is just as unbalanced as someone who only
uses his head. Both extremes are an expression
of a warped way of life.
The same applies
in human relationships, where Aristotle advocated
the
“Golden Mean.”
We must be neither cowardly nor rash, but courageous (too little courage is cowardice, too much
is rashness), neither miserly nor ex- travagant but liberal (not liberal enough is miserly, too
liberal is extravagant). The same goes for eating.
It is dangerous to eat too little,
but also dangerous to eat too much. The ethics of
both Plato and Aristotle contain echoes of
Greek medicine: only by exercising
balance and temperance will I achieve
a happy or “harmonious” life.
Politics
The undesirability of cultivating extremes is also expressed in Aristotle’s view of society. He says that
man is by nature a “political animal.” Without a society
around us, we are not real people,
he claimed. He pointed out that the family and the village
satisfy our primary
needs of food, warmth,
marriage,
and child rearing.
But the highest form of human
fellowship is only to be found in the state.
This leads to the question of how the state should be organized. (You remember Plato’s “philosophic state”?) Aristotle
describes three good forms of
constitution.
One
is monarchy, or kingship—which
means there is only one head of state. For this type of constitution to be good, it must not degenerate into
“tyranny”—that is, when one ruler governs
the state to his own advantage.
Another good form of constitution is aristocracy,
in which there is a larger or smaller group of rulers. This constitutional
form must beware of degenerating into an “oligarchy”—when the government is run by a few people. An example of that
would be a junta. The third good constitutional form is what Aristotle called polity, which means democracy. But this form also has its negative aspect. A democracy can quickly develop
into mob rule. (Even if the tyrannic Hitler had not become head of state
in Germany^ all the lesser Nazis could have formed a terrifying mob rule.)
Views on Women
Finally, let us look at Aristotle’s views on women. His was unfortunately
not as uplifting as Plato’s. Aristotle
was more inclined
to believe that women
were incomplete in some way. A woman was an “unfinished man.” In reproduction,
woman is passive
and receptive whilst man is active and productive; for the child inherits
only the male characteristics, claimed
Aristotle. He believed that all the child’s characteristics lay complete in the
male sperm. The woman was the soil, receiving and bringing forth the seed,
whilst the
man was the “sower.” Or, in Aristotelian language, the man provides the “form” and the woman contributes the “substance.”
It is of course both astonishing and highly regrettable that an otherwise so intelligent man could be so wrong about the relationship of the sexes. But it
demonstrates two things: first, that Aristotle could not have had much
practical experience regarding the lives of women and children, and second, it shows how wrong things can go when men are allowed to reign supreme in the fields of philosophy and science.
Aristotle’s erroneous view of the sexes was doubly harmful because it was his—rather than
Plato’s—view that held sway throughout the Middle Ages. The church thus inherited a view of women that is entirely without
foun-
dation in the Bible. Jesus
was certainly no woman hater!
I’ll say
no more. But you will be hearing from
me again.
When Sophie had read the chapter on Aristotle
one and a half times, she returned it
to the brown envelope and remained sitting, staring into space. She suddenly became aware of the mess surrounding her.
Books and ring binders lay scattered on the floor. Socks and sweaters, tights and jeans hung half out of the
closet. On the chair in front of the writing desk was a huge pile of dirty
laundry.
Sophie had an irresistible desire to clear up.
The first thing she did was to pull all the clothes out of the closet and onto
the floor. It was necessary to start
all over. Then she began folding her things very neatly and stacking them all
tidily on the shelves. The closet had seven shelves. One was for underwear, one for socks and tights, and one for
jeans. She gradually filled up each shelf. She never
had any question about where to put
anything. Dirty laundry went into a plastic bag she found on the bottom shelf.
One thing she did have trouble
with—a white knee-length stocking. The problem was that the other one of the pair was missing. What’s more,
it had never been Sophie’s.
She examined
it carefully. There was nothing to identify the owner, but Sophie had a strong
suspicion about who the owner was.
She threw it up onto the top shelf to join the
Lego, the video cassette, and the red silk
scarf.
Sophie turned her attention to the floor. She
sorted books, ring binders, magazines,
and posters—exactly as the philosophy teacher had described in the chapter
on Aristotle. When she had done that,
she made her bed and got started on
her writing desk.
The last thing
she did was to gather all
the pages on Aristotle into a neat pile.
She fished out an empty ring binder
and a hole punch, made holes in the
pages, and clipped them into the ring binder. This
also went onto the top shelf. Later
on in the day she would have to bring in the cookie tin from the den.
From now on things would be kept neat. And she didn’t only mean in her room. After reading Aristotle, she realized
it was just as important to keep her ideas orderly. She had
reserved the top shelf of the closet especially
for that kind of thing. It was the
only place in the room that she did not yet have complete
control
over.
There had been no sign of life from her mother
for over two hours. Sophie went downstairs. Before she woke her mother up she decided to feed her pets.
She bent over the goldfish bowl in the kitchen. One of the fishes was black, one
orange, and one red and white. This was why
she called them Black Jack, Gold-top,
and Red Ridinghood.
As she
sprinkled fish food into the water she said:
“You belong to Nature’s living creatures, you can absorb nourishment, you can grow and reproduce
yourselves. More specifically, you belong to the animal kingdom. So you can move around and look out at the world. To
be precise, you are fish, and you breathe through your gills and can swim back
and forth in the waters of life.”
Sophie put the lid back on the fish food jar. She
was quite satisfied with the way she had placed the goldfish in Nature’s scale, and she
was especially pleased with the expression “the waters of life.”
So now it was the budgerigars’ turn.
Sophie
poured a little birdseed in
their feeding cup and said:
“Dear Smit
and Smule. You have become dear little budgerigars because you grew
out of dear little budgerigar eggs, and
because these eggs had the form of being budgerigars,
luckily you didn’t grow into squawking parrots.”
Sophie then went into the large bathroom, where
the sluggish tortoise lay in a big
box. Every now and then when her mother showered, she yelled that she would
kill it
one day. But so far it had been an empty threat. Sophie took a lettuce leaf
from a large jam jar and laid it in
the box.
“Dear Govinda,” she said. “You are not one of
the speediest animals, but you
certainly are able to sense a tiny
fraction of the great big world we live in. You’ll have to content yourself
with the fact that you are not the only one who can’t exceed
your own limits.”
Sherekan was probably out catching mice—that was a cat’s nature, after all. Sophie
crossed the living room toward her mother’s
bedroom. A vase of daffodils stood on
the coffee table. It was as if the yellow
blooms bowed respectfully as Sophie went by. She stopped for a moment and let her fingers gently brush their smooth heads. “You belong to the living part of nature too,” she said. “Actually, you are quite
privileged compared to the vase you
are in. But unfortunately you are not able to appreciate it.”
Then Sophie tiptoed into her mother’s bedroom. Although her mother was in a deep sleep, Sophie laid a hand on
her forehead.
“You are one of the luckiest ones,” she said, “because you are not
only alive like the lilies of the field. And you are not only a living creature like Sherekan or Govinda. You are a human, and therefore have the rare capacity of thought.”
“What on earth are you
talking about, Sophie?”
Her mother had woken up more quickly than usual.
“I was just saying that you look like a lazy tortoise. I can otherwise inform you
that I have tidied up my room, with philosophic thoroughness.”
Her mother lifted her head.
“I’ll be
right there,” she said. “Will you
put the coffee on?”
Sophie did as she was asked, and they were soon
sitting in the kitchen over coffee, juice, and chocolate.
Suddenly Sophie said, “Have you ever wondered why
we are alive, Mom?” “Oh, not again!”
“Yes, because
now I know the answer. People live on this planet
so that someone can go around giving
names to everything.”
“Is that right? I never thought of that.”
“Then you have a big problem, because a human is a thinking animal.
If you don’t think, you’re not really a human.”
“Sophie!”
“Imagine if there were only vegetables and
animals. Then there wouldn’t have
been anybody to tell the difference
between ‘cat’ and ‘dog,’ or ‘lily’ and ‘gooseberry.’ Vegetables and animals are living too, but we are the only
creatures that can
categorize
nature into different groups
and classes.”
“You really
are the most peculiar girl I
have ever had,” said her mother.
“I should hope so,” said Sophie. “Everybody is more or less peculiar. I am a
person, so I am more or less
peculiar. You have only one girl, so
I am the most pe- culiar.”
“What I meant was that you
scare the living daylights out of me
with all that new talk.”
“You are
easily scared, then.”
Later that afternoon
Sophie went back to the den. She managed
to smuggle the big cookie tin up to
her room without her mother noticing.
First she put all the pages in the right order. Then she punched
holes in them and put them in the ring binder, before the chapter on
Aristotle. Finally she numbered each page in the top right-hand corner. There were in all over fifty pages.
Sophie was
in the
process of compiling her own book on philosophy. It was not by her, but written especially for her.
She had no time
to do her homework for Monday. They were probably going to have
a test in Religious Knowledge, but the
teacher always said he valued personal commitment and
value judgments. Sophie felt she was
beginning to have a certain basis for both.
Hellenism
... a spark from the fire…
Although the
philosophy teacher had begun sending his letters directly to the old
hedge, Sophie nevertheless looked in
the mailbox on Monday morning, more
out of habit than anything else.
It was
empty, not surprisingly. She began to walk down Clover Close. Suddenly
she noticed a photograph lying on the sidewalk.
It was a picture of a
white jeep and
a blue flag with the letters UN on it. Wasn’t that the United Nations flag?
Sophie turned the picture over and saw that it
was a regular postcard. To “Hilde Moller Knag, c/o Sophie Amundsen ...” It had a Norwegian stamp
and was post- marked “UN Battalion” Friday June 15, 1990.
June 15!
That was Sofie’s birthday! The card read:
Dear Hilde, I assume you are still
celebrating your 15th birthday. Or
is this the morning after? Anyway, it
makes no difference to your present. In a sense, that will
last a lifetime. But I’d like to wish you a happy birthday one more time.
Perhaps you understand now why I send the cards
to Sophie. I am sure she will pass
them on to you.
P.S. Mom said you had lost your wallet. I hereby promise to reimburse you
the
150 crowns.
You will probably be able to get another
school I.D. before they close for
the summer vacation. Love from Dad.
Sophie stood glued to the spot. When
was the previous card postmarked? She seemed to recall that the postcard of the beach was also postmarked June—even though it was a whole
month off. She simply hadn’t looked
properly.
She glanced at her watch and then ran back to
the house. She would just have to be late for school today!
Sophie let herself in and leaped upstairs to her room. She found the first postcard to Hilde under the red silk scarf. Yes! It was
also postmarked June 15! Sophie’s
birthday and the day before the summer vacation.
Her mind
was racing as she ran over to the supermarket
to meet Joanna.
Who was Hilde? How could her father as good as take it for granted that Sophie would find her? In any case, it was senseless of him to
send Sophie the cards instead of sending them
directly to his daughter. It could not possibly be
because he didn’t know his own daughter’s address. Was it a practical joke? Was he trying to surprise his daughter on
her birthday by getting a perfect
stranger to play detective and mailman? Was that why she was being given a month’s headstart? And was using her as the go-between a way
of giving his daughter a new girlfriend as a birthday
present? Could she be the present that would “last a lifetime”?
If this joker really was in Lebanon, how had he gotten hold of Sophie’s address?
Also, Sophie and Hilde had at least two things
in common. If Hilde’s birthday was June 15, they were both born on the same day. And they both had fathers who were
on the
other side of the globe.
Sophie felt she was being drawn into an unnatural world. Maybe it was not so dumb after all to believe in fate. Still—she shouldn’t be jumping
to conclusions; it could all have a perfectly natural explanation. But how had Alberto Knox found
Hilde’s wallet when Hilde lived in Lillesand? Lillesand was hundreds of miles away. And why had Sophie found this postcard on her sidewalk? Did it fall out of the mailman’s
bag just as he got to Sophie’s mailbox? If so, why should he drop this particular
card?
“Are you completely insane?” Joanna burst out when Sophie finally made
it to the supermarket.
“Sorry!”
Joanna
frowned at her severely, like a schoolteacher. “You’d better have a good
explanation.”
“It has
to do with the UN,” said Sophie. “I was detained by hostile troops in
Lebanon.”
“Sure ...
You’re just in love!”
They ran
to school as fast as their legs could
carry them.
The Religious Knowledge test that Sophie had not had time to prepare for was
given out in the third period. The
sheet read:
PHILOSOPHY OF LIFE
AND TOLERANCE
1. Make a list of things we can know. Then make
a list of things we can only believe.
2. Indicate
some of the factors contributing to a person’s philosophy of life.
3. What
is meant by conscience? Do you think
conscience is the same for everyone?
4. What is meant by priority of values?
Sophie sat thinking for a long time before
she started to write. Could she use any of the ideas she had learned
from Alberto Knox? She was going to have to, because she had not opened her Religious Knowledge
book for days. Once she began to write, the words simply flowed from her pen.
She wrote that we know the moon is not made of green cheese
and that there are also craters on the dark side of the moon, that both Socrates and Jesus were sentenced to death, that everybody has
to die sooner or later, that the great temples
on the Acropolis were built after
the Persian wars in the fifth century B.C. and that the most
important oracle in ancient Greece was the oracle at Delphi. As examples of what we can only believe, Sophie mentioned the questions of whether or not there is life on other planets, whether God exists or not, whether there is life after death, and whether Jesus was the son
of God or merely a wise man. “We can certainly
not know where
the world
came from,” she wrote,
completing her list. “The universe can be compared to a large rabbit pulled out of a top hat. Philosophers try to climb up one of the fine hairs of the rabbit’s
fur and stare straight into the eyes
of the Great Magician. Whether
they will ever succeed is an open question. But if each philosopher climbed onto another one’s back, they would get
even higher up in the rabbit’s fur, and then, in my opinion, there would be some
chance they would make it some day. P.S. In the Bible there
is something that could have been one
of the fine hairs of the rabbit’s fur. The hair was called the Tower of Babel,
and it was destroyed because the Magician
didn’t want the tiny human insects to
crawl up that high out of the white
rabbit he had just created.”
Then there was the next question: “Indicate some of the factors contributing to a
person’s philosophy of life.” Upbringing and
environment were important here.
People living
at the time of Plato had a different
philosophy of life than many people have today because they lived in a different age and a different environment. Another factor was the kind of
experience people chose to get themselves. Common sense was not determined by environment. Everybody had
that. Maybe one could compare environment
and social situation with the conditions that existed deep down in Plato’s
cave. By using their intelligence individuals
can start to drag themselves up from the darkness. But a
journey like that requires personal courage. Socrates is a good
example
of a person who managed to free himself from the prevailing views of his time
by his own intelligence. Finally,
she wrote: “Nowadays, people of many
lands and cultures are being intermingled
more and more. Christians, Muslims,
and Buddhists may live in the same
apartment building. In which case it is more
important to accept each other’s beliefs than to ask
why everyone does not believe the same
thing.”
Not bad, thought Sophie. She certainly felt she had covered some ground with what she had learned from her philosophy teacher. And she could always supplement it with a dash of her own common sense
and what she might have read and heard elsewhere.
She applied herself to the third question: “What
is meant by conscience? Do you think conscience is the same for everyone?” This was something they had dis- cussed a lot in class. Sophie wrote: Conscience is people’s ability to respond to right and wrong. My personal opinion is that everyone is endowed
with this ability, so in other words, conscience is innate. Socrates would have said
the same. But just what conscience dictates
can vary a lot from one person to the next. One could say that
the Sophists had a point here. They thought that
right and wrong is something mainly determined by the environment
the individual grows up in.
Socrates, on the other hand, believed that conscience is the same for everyone. Perhaps both views were right. Even if everybody doesn’t feel
guilty about showing themselves naked, most people will have a bad conscience if they are really mean to someone. Still,
it must be remembered that having a conscience is
not the same as using it. Sometimes
it looks
as if
people act quite unscrupulously, but I believe they also have a kind of
conscience somewhere, deep down. Just as it seems as if some people have no sense at all, but that’s only because they are not using
it. P.S. Common sense and conscience
can both be compared to a muscle. If you don’t use a muscle, it gets weaker and weaker.”
Now there was only one question left: “What
is meant by priority of values?” This was another thing they had
discussed a lot lately. For example,
it could be of value to drive a car and get quickly from one place to another. But if driving led to deforestation and
polluting the natural environment,
you were facing a choice of values. After careful consideration Sophie
felt she had come to the
conclusion that healthy forests and a pure environment were more valuable
than getting to work quickly. She gave several more examples. Finally she wrote: “Personally, I
think Philosophy is a more important
subject than English Grammar. It
would therefore be a sensible priority of values to have Philosophy on the timetable and cut down a bit on English lessons.”
In the
last break the teacher drew Sophie aside.
“I have
already read your Religion test,” he said. “It was near the top of the
pile.”
“I hope it gave you some food for thought.”
“That was exactly what I wanted to talk to you
about. It was in many ways very
mature. Surprisingly so.
And self-reliant. But had you done your homework,
Sophie?” Sophie fidgeted a little.
“Well, you did say it was
important to have a personal point of
view.” “Well, yes I did ... but there are limits.”
Sophie looked him straight in the eye.
She felt she could permit herself
this after all she had experienced lately.
“I have started studying philosophy,” she
said. “It gives one a good background for personal opinions.”
“But it doesn’t make it easy for me to grade
your paper. It will either be a D or an A.”
“Because
I was either quite right or quite wrong? Is that what you’re
saying?” “So let’s say A,” said the teacher. “But next time, do your homework!”
When Sophie got home from school that
afternoon, she flung her schoolbag on the steps and ran down to the den. A
brown envelope lay on top of the
gnarled roots. It was quite dry around the edges, so it must have been a long time since Hermes had dropped it.
She took the envelope with her and let herself in the front door. She fed the
animals and then went upstairs to her room. Lying on her bed, she opened Alberto’s
letter and read:
HELLENISM
Here we are again, Sophie! Having
read about the natural philosophers and Socrates, Plato, and Aristotle, you
are now familiar with the foundations of European philosophy. So from now on we will drop the introductory ques- tions which you earlier
received in white envelopes. I imagine you probably have plenty of other assignments and tests at school.
I
shall now tell you about the long period from Aristotle near the end of
the fourth century B.C. right up to the
early Middle Ages around A.D. 400.
Notice that we can now write both B.C. and A.D. because Christianity was in fact one of the most important,
and the most mysterious, factors of the period.
Aristotle died in the year 322 B.C.,
at the time when Athens had lost its dominant role. This was not least due to the
political upheavals resulting from the
conquests of Alexander the Great (356-323
B.C.).
Alexander the Great was the King of Macedonia. Aristotle was also from
Macedonia, and for a time he was even the young Alexander’s tutor. It was Alexander who won the final, decisive
victory over the Persians.
And moreover, Sophie, with his many conquests
he linked both Egypt and the Orient as far east as India to the Greek
civilization.
This marked the beginning
of a new epoch in the history
of mankind. A civilization sprang up in which Greek culture and the Greek language played a
leading role. This period, which lasted for about 300 years, is known as Hellenism. The term Hellenism refers to both the period of time and the
Greek-dominated culture that prevailed in the three Hellenistic kingdoms of
Macedonia, Syria, and
Egypt-
However, from about the year 50 B.C., Rome secured
the upper hand in
military and political affairs. The new superpower gradually
conquered all the Hellenistic kingdoms,
and from then on Roman culture and the Latin language were predominant from Spain in the west
to far into Asia. This was the beginning of the Roman period,
which we often refer to as
Late Antiquity. But
remember one
thing—before the Romans managed to conquer
the Hellenistic world, Rome itself was a province
of Greek culture. So Greek culture and Greek
philosophy came to play an important role long after the political
influence of the Greeks was a thing of the past.
Religion, Philosophy
and Science
Hellenism was characterized by the
fact that the borders between the
various countries and cultures became erased. Previously the Greeks,
the Romans, the Egyptians, the Babylonians, the Syrians,
and the Persians had
worshipped their own gods within what we generally call a “national
religion.” Now the different
cultures merged into one great witch’s caldron
of religious, philosophical, -and scientific ideas.
We
could perhaps say that the town square was replaced by the world arena. The old town square had also buzzed with voices, bringing now different wares to market,
now different thoughts and ideas. The new aspect was that town squares were being
filled with wares and ideas from all
over the world. The voices were buzzing
in many different languages.
We
have already mentioned
that the Greek view of life was now much
more widespread than it had been in the former Greek cultural
areas. But as time went on, Oriental gods were also worshipped in all the Mediterranean
countries. New religious formations arose
that could draw on the gods and the beliefs of many of the old nations. This is called syncretism or the fusion of creeds.
Prior to this, people had felt a strong affinity
with their own folk and their
own city-state. But as the borders and boundaries became erased,
many people began to experience doubt and uncertainty about their philosophy of life. Late Antiquity
was generally characterized by religious
doubts, cultural dissolution, and pessimism. It was said that “the world
has grown old.”
A
common feature of the new religious
formations during the Hellenistic
period was that they frequently contained
teachings about how mankind could attain
salvation from death. These teachings were often secret. By accepting the teachings
and performing certain
rituals, a believer could hope
for the immortality of the soul and eternal life. A certain
insight into the true nature of
the universe could be just as important
for the salvation of the soul as
religious rituals.
So
much for the new religions, Sophie. But philosophy was also moving increasingly in the direction of
“salvation” and serenity. Philosophic insight, it was now
thought, did not only have its own reward; it should also free mankind from pessimism
and the fear of death. Thus the boundaries between religion and philosophy were gradually
eliminated.
In
general, the philosophy of Hellenism was not star-tlingly original.
No new Plato or Aristotle appeared on the scene. On the contrary, the
three great Athenian philosophers were a source of inspiration to a number of philosophic trends which I shall briefly describe
in a moment.
Hellenistic science, too, was influenced by a blend of knowledge from the
various cultures. The town of Alexandria
played a key role here as a meeting place between
East and West. While Athens remained the center of philosophy with still functioning
schools of philosophy after
Plato and Aristotle, Alexandria became the center for science.
With its extensive
library, it
became the center for mathematics, astronomy,
biology, and medicine.
Hellenistic culture could well be compared to the world of today. The
twentieth century has also been influenced by an increasingly open civilization. In our own time, too, this opening out has resulted
in tremendous upheavals for religion and philosophy. And just as in Rome around the beginning of the Christian
era one could come across Greek, Egyptian, and Oriental religions, today, as we approach the end of the twentieth
century, we can find in all European
cities of any size religions from all parts of the world.
We
also see nowadays how a
conglomeration of old and new religions, philosophies, and sciences can form
the basis of new offers on the “view-of- life” market. Much of this “new knowledge”
is actually the flotsam of old
thought, some of whose roots go back to Hellenism.
As
I have said, Hellenistic philosophy
continued to work with the problems raised by Socrates, Plato, and
Aristotle. Common to them all was
their desire to discover how mankind should best live and die. They were concerned with ethics. In the
new civilization, this became the central phil- osophical project. The main emphasis was on finding out what true happiness was and how it could be achieved. We are going to look at four of these
philosophical trends.
The Cynics
The
story goes that one day Socrates stood gazing at a stall that sold all
kinds of wares. Finally he said, “What a lot of things I don’t need!”
This statement could be the motto for the Cynic school of philosophy, founded by Antisthenes in Athens around 400 B.C.
Antisthenes had been a pupil of Socrates, and had become particularly
interested in his frugality.
The
Cynics emphasized that true
happiness is not found in external advantages such as material
luxury, political power, or good health. True happiness lies in not being dependent
on such random and fleeting things. And
because happiness does not consist
in benefits of this kind, it is within everyone’s reach. Moreover, having once
been attained, it can never be lost.
The
best known of the Cynics was Diogenes,
a pupil of Antisthenes, who
reputedly lived in a barrel and owned nothing
but a cloak, a stick, and a bread bag. (So it wasn’t easy to steal his happiness
from him!) One day while he
was sitting
beside his barrel enjoying the sun, he was visited
by Alexander the
Great. The
emperor stood before him and asked if there was anything he could do for him.
Was there anything he desired? “Yes,”
Diogenes replied. “Stand to one side. You’re blocking the
sun.” Thus Diogenes showed that he
was no less happy and rich than the great
man before him. He had everything
he desired.
The
Cynics believed that people did not need to be concerned
about their own health.
Even suffering and death
should not disturb
them. Nor should they let themselves be tormented by
concern for other people’s woes. Nowadays the terms “cynical” and “cynicism”
have come to mean a sneering disbelief in human sincerity, and they imply insensitivity to other people’s suffering.
The Stoics
The Cynics were instrumental in the development of the Stoic school of
philosophy, which
grew up in Athens around 300 B.C. Its founder was Zeno, who came originally
from Cyprus and joined the Cynics in Athens after being shipwrecked. He used to gather his followers
under a portico. The name “Stoic” comes from the
Greek word for portico (stoo).
Stoicism was later to
have great significance
for Roman culture.
Like Heraclitus, the Stoics believed that everyone
was a part of the same
common sense—or “logos.”
They thought that each person was like a
world in miniature, or “microcosmos,” which is a reflection of
the “macro- cosmos.”
This led to the thought that
there exists a universal right-ness, the so- called natural law. And because
this natural law was based on
timeless human and universal
reason, it did not alter
with time and place. In this, then, the Stoics sided with Socrates
against the Sophists.
Natural law governed all mankind, even slaves. The Stoics considered the legal statutes of the
various states merely as incomplete imitations of the “law”
embedded in nature itself.
In
the same way that the Stoics erased the difference between the individual
and the universe, they also denied
any conflict between “spirit” and “matter.” There is only one nature, they averred. This kind of idea is called
monism (in contrast to Plato’s clear dualism or two-fold reality).
As
true children of their time, the Stoics
were distinctly “cosmopolitan,” in that they were more receptive to contemporary culture
than the “barrel philosophers” (the Cynics). They drew attention to human fellowship,
they
were preoccupied with politics, and many of them, notably the Roman
Emperor Marcus Aurelius (A.D. 121-180),
were active statesmen. They encouraged Greek culture
and philosophy in Rome, one of the most distinguished of them being the orator, philosopher,
and statesman Cicero (106-43 B.C.). It was he who formed the very concept of
“humanism”—that is, a view of life that has the individual as its
central focus. Some years later, the Stoic Seneca (4 B.C.-A.D. 65) said that “to
mankind, mankind is holy.” This has remained a slogan for humanism ever since.
The
Stoics, moreover, emphasized that all natural
processes, such as sickness and death, follow the unbreakable laws of nature. Man must therefore learn to accept his destiny.
Nothing happens accidentally. Everything happens
through necessity, so it
is of little use to complain when fate comes knocking at the door. One
must also accept the happy events of life unperturbed, they thought. In this we see their kinship with the Cynics,
who claimed that all external
events were unimportant. Even
today we use the term “stoic calm”
about someone who does not let his feelings take over.
The Epicureans
As
we have seen, Socrates
was concerned with finding out how man could
live a good life. Both the Cynics
and the Stoics interpreted his philosophy as meaning
that man had to
free himself from material luxuries. But Socrates also had a pupil
named Aristippus. He believed that
the aim of
life was
to attain the highest possible sensory
enjoyment. “The highest good is
pleasure,” he said, “the greatest evil is pain.”
So he wished to develop a way
of life
whose aim was to avoid pain in all forms. (The Cynics and the Stoics believed in enduring pain of all kinds, which is not the same as setting
out to avoid pain.)
Around the year 300 B.C., Epicurus (341-270) founded a school of
philosophy in Athens. His followers
were called Epicureans. He developed the pleasure ethic of Aristippus and combined it with the atom theory of
Democritus.
The
story goes that the Epicureans lived in a garden.
They were therefore known as
the “garden philosophers.” Above the entrance
to this garden there is said to have hung a notice
saying, “Stranger, here you will live well. Here pleasure
is the highest good.”
Epicurus emphasized that the pleasurable
results of an action must always be weighed
against its possible
side effects. If you have ever
binged on chocolate you know what I
mean. If you haven’t, try this exercise:
Take all your saved-up pocket money and buy
two hundred crowns’ worth of chocolate. (We’ll assume you like chocolate.) It is essential
to this exercise that you eat it all at one time. About half an hour later, when all that delicious
chocolate is eaten, you will understand
what Epicurus meant by side effects.
Epicurus also believed that a pleasurable result in the short term must be weighed
against the possibility of a greater, more lasting, or more intense pleasure in the long term. (Maybe
you abstain from eating chocolate for
a whole year because you prefer
to save up all your pocket money and buy a new bike or go on an expensive vacation
abroad.) Unlike animals, we are able to plan our lives. We have the ability to make a “pleasure calculation.” Chocolate is good, but a new bike or a trip to England is better.
Epicurus emphasized, though, that “pleasure” does not necessarily mean sensual pleasure—like eating chocolate, for instance. Values such as friendship and the appreciation of art also count. Moreover,
the enjoyment of life required the old Greek
ideals of self-control, temperance, and serenity. Desire must be curbed,
and serenity will help us to endure pain.
Fear of the gods brought many people to the garden of Epicurus.
In this connection, the atom theory of Democritus
was a useful cure for religious superstitions. In order to live a good life it
is not unimportant to overcome the fear
of death. To this end Epicurus made use of Democritus’s theory of the “soul atoms.”
You may perhaps remember that Democritus believed there was no life after death because when
we die, the “soul atoms” disperse in
all directions.
“Death does not concern
us,” Epicurus said quite simply,
“because as long as we exist, death is not here. And when it does come, we no longer exist.” (When you think about it,
no one has ever been bothered by being
dead.)
Epicurus summed up his liberating philosophy with what he
called the four medicinal herbs:
The
gods are not to be feared. Death
is nothing to worry about. Good is easy to attain.
The fearful is easy to endure.
From a Greek point of view, there was nothing new in comparing philosophical projects with those of medical science. The
intention was simply that man should equip himself
with a “philosophic medicine
chest” containing the four ingredients I mentioned.
In
contrast to the Stoics, the Epicureans
showed little or no interest
in politics and the community. “Live in seclusion!” was the advice of Epicurus. We could perhaps compare his
“garden” with our present-day communes. There are many people in our own time who have sought a “safe harbor”—
away from
society.
After Epicurus, many Epicureans developed
an overemphasis on self-
indulgence. Their motto was “Live for
the moment!” The word “epicurean” is used
in a negative sense nowadays
to describe someone who lives only for
pleasure.
Neoplatonism
As
I showed you, Cynicism, Stoicism, and Epicureanism all had their roots in the teaching of Socrates.
They also made use of certain of the
pre- Socratics like Heraclitus and Democritus.
But the most remarkable philosophic trend in the late Hellenistic period was first and foremost inspired by
Plato’s philosophy. We therefore call it Neoplatonism.
The most important figure in Neoplatonism was Plotinus (c. 205-270),
who studied philosophy in Alexandria but later settled in Rome. It is interesting to note that he came from Alexandria, the city that had been the central meet-
ing point for Greek philosophy and Oriental mysticism for several centuries. Plotinus brought with him to Rome a doctrine of salvation
that was to compete
seriously with Christianity when its time came. However,
Neoplatonism also became a strong influence
in mainstream Christian
theology as well.
Remember Plato’s
doctrine of ideas, Sophie, and the way he
distinguished between the world of ideas
and the sensory world. This meant establishing a clear division between the soul and the body. Man thus became a dual creature: our body consisted
of earth and dust like everything else in
the
sensory world, but we also had an immortal soul. This was widely believed
by many Greeks long before Plato. Plotinus was also familiar
with similar
ideas from Asia.
Plotinus believed that the world is a
span between two poles. At one end is the divine light which he calls the One. Sometimes he
calls it God. At the other
end is absolute darkness, which receives none of the light from the One. But Plotinus’s point is that this darkness
actually has no existence. It is simply the absence of light—in
other words, it is
not. All that exists is God, or the
One, but in the
same way that a beam of light grows progressively dimmer and is gradually
extinguished, there is somewhere a point that the divine glow
cannot reach.
According to Plotinus, the soul is illuminated by the light from the One, while matter is the darkness that has no real existence. But the forms in
nature have a faint glow of the One.
Imagine a great burning
bonfire in the night from which sparks fly in all
directions. A wide radius of light from the
bonfire turns night into day in the immediate
area; but the glow from the fire is visible even
from a distance of several miles. If we went even further
away, we would be able to see a tiny speck of light like a far-off lantern
in the dark, and if we went on moving away,
at some point the light would not reach us. Somewhere the rays of light disap-
pear into the night, and when it is completely dark we see nothing. There are
neither shapes nor shadows.
Imagine now that reality
is a bonfire like this. That which is burning
is God—and the darkness beyond
is the cold matter that man and animals are made of. Closest to God are the
eternal ideas which are the primal forms of all
creatures. The human soul, above all, is a “spark from the fire.” Yet
everywhere in nature some of the divine light
is shining. We can see it in all
living creatures; even a rose or a
bluebell has its divine glow. Furthest
away from the living God are earth
and water and stone.
I
am saying that there is something of
the divine mystery in everything that exists. We can see it sparkle in a sunflower or a poppy. We sense more
of this unfathomable mystery
in a butterfly that flutters from a twig—or in a goldfish swimming
in a bowl. But we are closest to God in our own soul. Only
there can we become one with the great mystery
of life. In truth,
at very rare moments we can
experience that we ourselves are that divine mystery.
Plotinus’s metaphor is rather like Plato’s
myth of the cave: the closer we get to the mouth of the cave, the closer we get
to that which all existence springs
from. But in contrast to Plato’s clear two-fold
reality, Plotinus’s doctrine is characterized by an experience of wholeness. Everything is one— for everything is God. Even the shadows deep down in Plato’s cave
have a faint glow of the One.
On
rare occasions in his life, Plotinus experienced a fusion of his soul
with God. We usually call this a
mystical experience. Plotinus
is not alone in having had
such experiences. People have told of them at all times and in all cultures. The details might be different,
but the essential features are the
same. Let us take a look at some of these features.
Mysticism
A
mystical experience is an experience of merging with God or the
“cosmic spirit.” Many religions emphasize
the gulf between
God and Creation, but the mystic experiences no such gulf. He or she has
experienced being “one with God” or
“merging” with Him.
The
idea is that what we usually call “I” is not the true “I.” In short
glimpses we can experience an identification with a greater
“I.” Some mystics call it God, others call it the cosmic spirit, Nature, or the Universe. When the fusion
happens, the mystic feels that he is “losing himself”; he disappears into
God or is lost in God in the same way that
a drop of water loses itself when it merges with the sea. An Indian mystic once expressed
it in this way: “When I was, God was not. When God is, I am no more.”
The Christian mystic Angelus Silesius (1624-1677) put it another
way: Every drop becomes the
sea when it flows oceanward, just as at
last the soul ascends and thus becomes
the Lord.
Now
you might feel that it cannot be particularly pleasant to “lose oneself.” I know what you
mean. But the point is that what you lose is so very
much less than what you gain. You lose yourself only in the form you have at the
moment, but at the same time you realize
that you are something much bigger. You are the universe. In
fact, you are the cosmic spirit itself,
Sophie. It is you who are God. If you have to lose yourself as Sophie Amundsen,
you can take comfort
in the knowledge that this “everyday I” is something you will
lose one day anyway. Your real “I”— which you can only experience if you are able to lose yourself—is, according to the
mystics, like a mysterious fire that goes
on burning to all eternity.
But
a mystical experience like this
does not always come of itself. The mystic may have to seek the path of
“purification and enlightenment” to
his meeting with God. This path consists of the simple life and various meditation
techniques. Then all at once the
mystic achieves his goal, and can exclaim, “I am God” or “I am You.”
Mystical trends are found in all the great world religions. And the
descriptions of mystical
experiences given by the mystics show a remarkable similarity across all cultural
boundaries. It is in the mystic’s attempt to provide a religious or philosophic interpretation of the mystical experience that his cultural background reveals
itself.
In
Western mysticism—that is, within Judaism, Christianity, and Islam— the mystic emphasizes that his meeting is with a personal God. Although God is present both in nature and in the human soul, he is also far above and
beyond the world. In Eastern mysticism—that is, Hinduism, Buddhism,
and Chinese religion—it is more usual to emphasize that the mystic experiences a
total fusion with God or the “cosmic spirit.”
“I
am the cosmic spirit,” the mystic
can exclaim, or “I am God.” For God is not only present in the world; he has
nowhere else to be.
In
India, especially, there have been strong mystical
movements since long before the time of Plato. Swami Vivekenanda, an Indian who was
instrumental in bringing
Hinduism to the west, once said, “Just as certain world religions say that people who do not believe in a personal
God outside
themselves are atheists,
we say that a person who does not believe
in himself is an atheist. Not believing in the splendor of one’s own soul is what we call atheism.”
A
mystical experience can also have ethical
significance. A former
president of India, Sarvepalli Radhak-rishnan, said once, “Love thy neighbor
as thyself because
you ore your neighbor. It is an illusion
that makes you think that your neighbor is someone other than yourself.”
People of our own time who do not adhere to a particular religion also tell of mystical experiences. They have suddenly experienced something
they have called “cosmic
consciousness” or an “oceanic feeling.” They have felt
themselves wrenched out of Time and have
experienced the world “from the perspective of eternity.”
Sophie sat up in bed. She had to feel whether she
still had a body. As she read more and more about Plato and the mystics,
she had begun to feel as though she were floating around in the room, out of the window and far off above the town.
From there she had looked down on all
the people in the square, and had floated on and on over the globe that was
her home, over the North Sea and
Europe, down over the Sahara and across the African savanna.
The whole world had become almost
like a living person, and it felt as
if that person were Sophie herself. The world is me, she thought. The
great big universe that she had often felt to be unfathomable and
terrifying—was her own “I.” Now, too, the universe was enormous and majestic,
but now it was herself who was so
big.
The extraordinary feeling was fleeting, but Sophie was sure she
would never forget it. It felt as if
something inside her had burst
through her forehead and become merged with everything else, the way a drop
of color can tint a whole
jug of water.
When it was all over, it was like waking up with a
headache after a wonderful dream. Sophie registered with a touch of disillusionment
that she had a body which was trying
to sit up in bed. Lying on her stomach reading the pages from Alberto Knox had given her a backache.
But she had experienced something unforgettable.
Eventually she pulled herself together and stood up.
The first thing she did was to punch holes in the pages and file them in her ring binder together with the other
lessons. Then she .went into the garden.
The birds
were singing as if the world had just
been born. The pale green of the
birches
behind the old rabbit hutches was so intense that it seemed as though the Cre- ator had not yet
finished blending the color.
Could she really believe that everything was one
divine “I”? Could she believe that she carried within her a soul that
was a “spark from the fire”? If it was true, then she was truly a divine creature.
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