The Baroque
…such stuff
as dreams are made on…
Sophie heard nothing more from Alberto
for several days, but she glanced frequently into the garden hoping to catch sight of Hermes. She told her mother that the dog had
found its own way home and that she had been invited in by its
owner, a former physics teacher. He had told Sophie about the solar
system and the new science that developed in the sixteenth
century.
She told Joanna
more. She told her all
about her visit to Alberto, the postcard in the mailbox, and the ten-crown piece she had
found on the way home. She kept the
dream about Hilde and the gold
crucifix to herself.
On Tuesday, May 29, Sophie was standing in the kitchen doing the dishes. Her mother had gone into the living room to watch the TV news. When the opening theme faded out she heard from the kitchen that a major in the Norwegian UN Battalion
had been killed by a shell.
Sophie threw the dish towel on the table and rushed into the living room. She was just in time to catch a glimpse of the UN officer’s
face for a few seconds before they switched
to the next item.
“Oh no!”
she cried.
Her mother turned to her. “Yes, war is a terrible thing!”
Sophie burst into tears.
“But Sophie, it’s not that bad!” “Did they say
his name?”
“Yes, but
I don’t remember it. He was from Grimstad,
I think.” “Isn’t that the
same as Lillesand?”
“No, you’re
being silly.”
“But if you come from Grimstad, you might go to school in Lillesand.”
She had stopped crying, but now it was her mother’s
turn to react. She got out of her chair and switched off the TV.
“What’s going on, Sophie?”
“Nothing.”
“Yes, there is. You have a boyfriend, and I’m
beginning to think he’s much
older than you. Answer me now: Do you know a man in Lebanon?”
“No, not exactly...”
“Have you met
the son of someone in Lebanon?” “No,
I haven’t. I haven’t even met his
daughter.” “Whose daughter?”
“It’s none
of your business.” “I think it is.”
“Maybe I should start asking some questions
instead. Why is Dad never home? Is it because
you haven’t got the guts to get a divorce? Maybe you’ve got a boyfriend you don’t want
Dad and me to know about and so on
and so on. I’ve got plenty of questions of my own.”
“I think we need to talk.”
“That may
be. But right now I’m so worn out I’m going to bed. And I’m getting my period.”
Sophie ran up to her room; she felt like crying.
As soon as she was through in the bathroom and had curled up under the covers, her mother came
into the bedroom.
Sophie pretended to be asleep even though she
knew her mother wouldn’t believe it. She
knew her mother knew that Sophie knew her mother wouldn’t believe
it either.
Nevertheless her mother pretended to believe that Sophie was asleep. She
sat on the edge of Sophie’s bed and stroked her hair.
Sophie was thinking how complicated it was to
live two lives at the same time. She began to look forward to the end of
the philosophy course. Maybe it would be over by her birthday—or at least by
Midsummer Eve, when Hilde’s father would be home from Lebanon
...
“I want to have a birthday party,” she said suddenly. “That sounds great. Who will you invite?”
“Lots of people ... Can I?”
“Of course.
We have a big garden. Hopefully the
good weather will continue.” “Most
of all I’d like to have it on Midsummer Eve.”
“All right, that’s what we’ll do.”
“It’s a
very important day,” Sophie said,
thinking not only of her birthday. “It is, indeed.”
“I feel
I’ve grown up a lot lately.” “That’s good, isn’t it?”
“I don’t know.”
Sophie had been talking with her head almost
buried in her pillow. Now her mother
said, “Sophie—you must tell me why
you seem so out of balance at the moment.”
“Weren’t you like this when you were fifteen?” “Probably. But you know what I am talking
about.”
Sophie suddenly turned to face her mother. “The dog’s name is Hermes,”
she
said.
“It is?”
“It belongs
to a man called Alberto.” “I see.”
“He lives
down in the Old Town.” “You went all that way with the dog?” “There’s nothing dangerous about that.”
“You said
that the dog had often been here.” “Did I say that?”
She had to think now. She wanted to tell as much as possible, but she couldn’t tell
everything.
“You’re
hardly ever at home,” she
ventured. “No, I’m much too busy.”
“Alberto
and Hermes have been here lots of times.” “What for?
Were they in the house as well?”
“Can’t you at least ask one question at a time? They
haven’t been in the house. But they often go for walks in the woods. Is that so
mysterious?”
“No, not
in the least.”
“They walk past our gate like everyone else when they go for a walk. One day when I got
home from school I talked to the dog. That’s how I got to know
Alberto.”
“What about the white
rabbit and all that stuff?”
“That was something
Alberto said. He is a real
philosopher, you see. He has told me
about all the philosophers.”
“Just
like that, over the hedge?”
“He has also
written letters to me,
lots of times, actually. Sometimes he has sent them by mail and
other times he has just dropped them in the mailbox
on his way out for a walk.”
“So that
was the ‘love letter’ we talked
about.” “Except that it wasn’t a
love letter.”
“And he
only wrote about philosophy?”
“Yes, can you imagine!
And I’ve learned more from him than I have learned in eight years of
school. For instance, have you ever
heard of Giordano Bruno, who was burned at the stake in 1600? Or of Newton’s Law of Universal
Gravitation?”
“No, there’s a lot I don’t know.”
“I bet you don’t even know why the earth orbits the sun—and it’s your own
planet!”
“About
how old is this man?”
“I have
no idea—about fifty, probably.” “But what is his connection with Lebanon?”
This was
a tough one. Sophie thought hard.
She chose the most likely story.
“Alberto has a brother who’s a major
in the UN Battalion. And he’s from
Lillesand. Maybe
he’s the major who once lived in the major’s cabin.” “Alberto’s a funny kind of name,
isn’t it?”
“Perhaps.”
“It sounds
Italian.”
“Well,
nearly everything that’s important
comes either from Greece or
from
Italy.”
“But he
speaks Norwegian?” “Oh yes,
fluently.”
“You know
what, Sophie—I think you should
invite
Alberto
home one day. I have never met a real philosopher.” “We’ll see.”
“Maybe we could invite him to your birthday
party? It could be such fun to mix
the generations. Then maybe I could come
too. At least, I could help with the
serving. Wouldn’t that be a good idea?”
“If he will. At any rate, he’s more interesting to talk to than the boys in my
class. It’s just that...”
“What?”
“They’d
probably flip and think Alberto was my
new boyfriend.” “Then you just tell them he isn’t.”
“Well, we’ll have to see.”
“Yes, we shall. And Sophie—it is true that things haven’t always been easy between Dad and me. But there was never anyone else ...”
“I have
to sleep now. I’ve got such awful cramps.” “Do you want an aspirin?” /’Yes, please.”
When her mother returned with the pill and a glass of water Sophie had
fallen asleep.
May 31 was a Thursday. Sophie agonized through
the afternoon classes at school. She
was doing better in some subjects
since she started on the philosophy course. Usually her grades were good in most
subjects, but lately they were even better,
except in math.
In the last class they got an essay handed
back. Sophie had written on “Man and Technology.” She had written reams on the
Renaissance and the scientific break- through, the new view of nature
and Francis Bacon, who had said that
knowledge was power. She had been very careful to point out that the empirical
method came before the
technological discoveries. Then she had
written about some of the things she
could think
of about technology that were not so
good for society. She ended with a paragraph on the fact that everything people do can be used for good or evil.
Good and evil are like a white and a black thread that make up a single strand.
Sometimes they are so closely intertwined that it is impossible to untangle them. As the
teacher gave out the exercise books
he looked down at Sophie and
winked.
She got an A and the comment: “Where
do you get all this from?” As he stood there, she took out a pen
and wrote with block letters in the margin of her exercise book: I’M STUDYING
PHILOSOPHY.
As she was closing the exercise book again, something
fell out of it. It was a postcard from Lebanon:
Dear Hilde, When you read this we shall already have spoken together by phone
about the tragic death down here. Sometimes I ask myself
if war could have been avoided if people had been a bit better at thinking. Perhaps the best remedy
against violence would be a short course in philosophy.
What about “the UN’s little philosophy book”— which all new citizens of the world could be given a copy of in their
own language. I’ll propose the idea
to the UN General Secretary.
You said on the phone that you were getting better at looking after your things.
I’m glad, because you’re the untidiest
creature I’ve ever met. Then you said
the only thing you’d lost since we last spoke was ten crowns. I’ll do what
I can to help you
find it.
Although I am far away, I have a helping hand back home. (If I find the money
I’ll put
it in with your birthday present.)
Love, Dad, who feels as if he’s already started the long trip home.
Sophie had just managed
to finish reading the card when the last bell rang. Once again her thoughts
were in turmoil.
Joanna was waiting in the playground. On the way
home Sophie opened her schoolbag and
showed Joanna the latest card.
“When is it postmarked?” asked Joanna. “Probably June 15
...”
“No, look
... 5/30/90, it says.”
“That was
yesterday ... the day after the
death of the major in Lebanon.”
“I doubt
if a postcard from Lebanon can get to
Norway in one day,” said
Joanna.
“Especially not considering the rather unusual address: Hilde Moller Knag,
c/o
Sophie Amundsen, Fu-rulia Junior High School...”
“Do you think it could have come
by mail? And the teacher just popped it in
your exercise book?”
“No idea.
I don’t know whether I dare ask
either.” No more was said about the postcard.
“I’m going
to have a garden party on Midsummer Eve,” said Sophie. “With
boys?”
Sophie
shrugged her shoulders. “We
don’t have to invite the worst idiots.”
“But you are going to invite Jeremy?”
“If you
want. By the way, I might invite Alberto Knox.” “You must be crazy!”
“I know.”
That was as far as the conversation got
before their ways parted at the supermarket.
The first thing Sophie did when she got home
was to see if Hermes was in the garden. Sure enough, there he was,
sniffing around the apple trees.
“Hermes!”
The dog stood motionless for a second. Sophie
knew exactly what was going on in that second: the dog heard her call, recognized her voice, and decided to see if
she was there. Then, discovering
her, he began to run toward her. Finally all four
legs came pattering like drumsticks.
That was
actually quite a lot in the space of one second.
He dashed up to her, wagged his tail wildly,
and jumped up to lick her face. “Hermes, clever boy! Down, down. No, stop
slobbering all over me. Heel, boy!
That’s it!”
Sophie let herself into the house. Sherekan came
jumping out from the bushes. He was rather wary of the
stranger. Sophie put his cat food
out, poured birdseed in the budgerigars’ cup, got out a salad leaf for the
tortoise, and wrote a note to her mother.
She wrote that she was going to take Hermes
home and would be back by seven.
They set off through the town. Sophie had remembered
to take some money with her this time.
She wondered whether she ought to
take the bus with Hermes, but decided
she had better wait and ask Alberto
about it.
While she walked on and on behind Hermes she thought about what an animal really is.
What was the difference between a dog and
a person? She recalled Aristotle’s
words. He said that people and animals
are both natural living creatures
with a lot of characteristics in common. But there was one distinct difference between people and animals, and that was human reasoning.
How could
he have been so sure?
Democritus, on the other
hand, thought people and animals were
really rather alike because both were made up of atoms. And
he didn’t think that either people or
animals had immortal souls. According to him, souls were built up of atoms
that are spread to the winds when people die. He was the one who thought a person’s soul was inseparably bound to
the brain.
But how could the soul be made of atoms? The soul wasn’t
anything you could touch like the rest of the body. It was something
“spiritual.”
They were already beyond Main Square and were approaching the Old Town. When they got to the sidewalk where
Sophie had found the ten crowns, she looked au- tomatically down at the asphalt. And there, on exactly the same spot where
she had bent down and picked up the money,
lay a postcard with the picture side up. The picture showed a garden with palms and orange trees.
Sophie bent down and picked up the card. Hermes started growling as if he didn’t like Sophie touching it.
The card
read:
Dear Hilde, Life consists of a long chain of coincidences. It is not altogether
unlikely that the ten crowns you lost turned
up right here. Maybe it was found on the square in Lillesand by an old lady who was waiting for
the bus to Kristiansand. From Kris-tiansand she took the
train to visit her grandchildren, and
many, many hours later she
lost the coin here on New Square. It is then
perfectly possible that the very same coin was picked up later on that day by
a girl who really needed it to get
home by bus. You never can tell,
Hilde, but if it is truly so, then
one must certainly ask whether or not God’s providence is behind everything. Love, Dad, who in spirit is sitting on the dock at home in
Lillesand. P.S. I said I would help you find the ten crowns.
On the address side it said: “Hilde Moller
Knag, c/o a casual passer-by...” The postmark
was stamped 6/15/90.
Sophie ran
up the stairs after Hermes. As soon
as Alberto opened the door, she
said:
“Out of my
way. Here comes the mailman.”
She felt she had every reason to be annoyed. Alberto stood aside as she barged
in. Hermes
laid himself down under the coat pegs
as before.
“Has the
major presented another visiting
card, my child?”
Sophie looked up at him and discovered that he was wearing a different costume. He had
put on a long curled wig and a wide, baggy suit with a mass of lace. He wore a loud silk scarf at his throat, and on top
of the suit he had thrown a red cape.
He also wore white stockings and thin patent leather shoes with bows. The whole
cos- tume reminded Sophie of pictures she had seen of
the court of Louis XIV.
“You clown!”
she said and handed him the card.
“Hm ... and you really found ten crowns on the
same spot where he planted the card?”
“Exactly.”
“He gets
ruder all the time. But
maybe it’s just as well.” “Why?”
“It’ll make
it easier to unmask him. But this trick was both pompous and tasteless. It almost stinks of cheap perfume.”
“Perfume?”
“It tries to be elegant but is really a sham.
Can’t you see how he has the effrontery to compare
his own shabby surveillance of us with God’s providence?”
He held up the card. Then he tore it to
pieces. So as not to make his mood worse she refrained from mentioning the card that fell out of her exercise book at school.
“Let’s
go in and sit down. What time is it?” “Four o’clock.”
“And today
we are going to talk about the seventeenth century.”
They went into the living room with the
sloping walls and the skylight. Sophie
noticed that Alberto had put different
objects out in place of some of those
she had seen last time.
On the
coffee table was a small antique casket
containing an assorted
collection
of lenses for eyeglasses. Beside it lay an
open book. It looked really old. “What is that?” Sophie asked.
“It is
a first edition of the book of Descartes’s philosophical essays published in
1637 in
which his famous Discourse on Method originally
appeared, and one of my most
treasured possessions.”
“And the
casket?”
“It holds
an exclusive collection
of lenses—or optical glass. They
were polished by the Dutch philosopher Spinoza sometime during the mid-1600s.
They were ex- tremely costly and are
also among my most valued treasures.”
“I would probably understand better how
valuable these things are if I knew who Spinoza and Descartes were.”
“Of course. But first let us try to familiarize
ourselves with the period they lived in. Have a seat.”
They sat in the same places as before, Sophie in the big armchair and Alberto Knox on the sofa. Between them was the
coffee table with the book and the casket. Alberto removed his wig and laid it on
the writing desk.
“We are going to talk
about the seventeenth century—or
what we generally refer to as the Baroque period.”
“The Baroque
period? What a strange name.”
“The word ‘baroque’ comes from a word that was
first used to describe a pearl of irregular shape. Irregularity was typical of Baroque art, which was much
richer in highly contrastive forms than the plainer and more harmonious
Renaissance art. The seventeenth century was on the whole characterized by tensions between ir- reconcilable contrasts.
On the one hand there was the
Renaissance’s unremitting optimism—and
on the other hand there were the many who sought
the opposite ex- treme in a life of religious seclusion and self-denial. Both in art
and in real life, we meet pompous and flamboyant forms of self-expression, while at the same time there arose a monastic movement, turning away from the world.”
“Both proud
palaces and remote monasteries, in other words.”
“Yes, you could certainly say that. One of the Baroque period’s favorite sayings was
the Latin expression ‘carpe diem’—‘seize
the day.’ Another Latin expression that was widely quoted was ‘memento
mori,’ which means ‘Remember
that you must die.’ In art, a
painting could depict an extremely luxurious lifestyle, with a little skull painted in one corner.
“In many
senses, the Baroque period was characterized
by vanity or affectation. But at the same
time
a lot of people were concerned with
the other side of the coin; they were concerned with the ephemeral nature of things. That is, the
fact that all the beauty that surrounds us must one day perish.”
“It’s
true. It is sad to realize
that nothing lasts.”
“You think exactly as many people did in the seventeenth century. The Baroque
period was also an age of conflict in
a political sense. Europe was
ravaged by wars. The worst was the Thirty Years’
War which raged over most of
the continent from
1618 to
1648. In reality it was a series of wars
which took a particular toll on
Germany.
Not least as a result of the Thirty Years’ War,
France
gradually became the dominant power in Europe.” “What were the wars about?”
“To a great extent they were wars between
Protestants and Catholics. But
they were also about
political power.”
“More or
less like in Lebanon.”
“Apart
from wars, the seventeenth century was a time of great class differences.
I’m sure
you have heard of the French aristocracy
and the Court of Versailles. I don’t
know whether you have heard much
about the poverty of the French people. But any display of magnificence
presupposes a display of power. It has often
been said that the political situation in the Baroque period was not unlike its art and architecture.
Baroque buildings were typified by a lot of ornate
nooks and crannies. In a somewhat similar fashion the political situation was typified by intrigue, plotting, and
assassina- tions.”
“Wasn’t a Swedish
king shot in a theater?”
“You’re thinking of Gustav III, a good example
of the sort of thing I mean. The
assassination of Gustav III wasn’t
until 1792, but the circumstances
were quite ba- roque. He was murdered
while attending a huge masked ball.”
“I thought
he was at the theater.”
“The great masked
ball was held at the Opera. We could say that the Baroque period in Sweden came to an end with the murder of Gustav III. During his time there had been a rule of ‘enlightened
despotism,’ similar to that in the
reign of Louis XIV almost a hundred years earlier. Gustav III
was also an extremely vain person
who adored all French ceremony and
courtesies. He also loved the theater...”
“... and
that was the death of him.”
“Yes, but the theater of the Baroque period was
more than an art form. It was the most commonly employed symbol of the
time.”
“A symbol of what?”
“Of life, Sophie. I don’t know how many times
during the seventeenth century it was said that ‘Life is a theater.’ It was very often, anyway. The Baroque period
gave birth to modern theater—with all
its forms of scenery and
theatrical machinery. In the theater
one built up an illusion on stage—to
expose ultimately that the stage play
was just an illusion. The
theater thus became a reflection
of human life in general. The theater
could show that ‘pride comes
before a fall,’ and present a merciless
portrait of human frailty.”
“Did Shakespeare live in the Baroque period?”
“He wrote his greatest plays around the year 1600, so he stands with one foot in the
Renaissance and the other in the
Baroque. Shakespeare’s work is full of passages about life as a theater. Would
you like to hear some of them?”
“Yes.”
“In As
You Like It, he says:
All the world’s a stage, And all the men and women merely
players: They have their exits and their entrances;
And one man in his time plays many
parts.
“And in
Macbeth, he says:
Life’s but a walking shadow, a poor player That struts and frets his hour upon
the stage, And then is heard no more;
it is a tale Told by an idiot, full of sound and fury, Signifying nothing.”
“How very
pessimistic.”
“He was
preoccupied with the brevity of
life. You must have heard
Shakespeare’s
most famous line?”
“To be
or not to be—that is the question.”
“Yes, spoken by Hamlet. One day we are
walking around on the earth—and the
next day we are dead and gone.”
“Thanks,
I got the message.”
“When they were not
comparing life to a stage, the Baroque poets were comparing life to a dream. Shakespeare says, for example: We
are such stuff as dreams are made
on, and our little life is rounded with a sleep...”
“That was
very poetic.”
“The Spanish dramatist Calderon de la Barca,
who was bom in the year 1600, wrote a
play called Life Is a Dream, in which
he says: ‘What is life? A madness. What is life? An illusion, a shadow, a story, and the greatest good is little enough, for
all life is a dream ...’ “
“He may be right. We read a play at school. It was called Jeppe on the Mount.” “By
Ludvig Holberg, yes. He was a gigantic figure here in Scandinavia,
marking the transition
from the Baroque period to the Age of
Enlightenment.” “Jeppe falls asleep
in a ditch ... and wakes up in the
Baron’s bed. So he thinks
he only
dreamed that he was a poor farmhand. Then when he falls asleep again they
carry him back to the ditch, and he wakes up again. This time he thinks he only dreamed he was lying in the Baron’s bed.”
“Holberg borrowed this theme from Calderon, and
Calderon had borrowed it from the old
Arabian tales, A Thousand and One Nights. Comparing life to a dream, though, is a theme we find even farther
back in history, not least in India and China. The old Chinese sage Chuang-tzu, for example, said: Once
I dreamed I was a butterfly, and now
I no longer know whether I am Chuang-tzu, who dreamed I was a butterfly, or whether I am a butterfly dreaming
that I am Chuang-tzu.”
“Well, it was impossible to prove either way.”
“We had in Norway a
genuine Baroque poet called
Fetter Dass, who lived from
1647 to
1707. On the one hand he was concerned with describing life as it is here and
now, and on the other hand he emphasized that only God is eternal and
constant.”
“God is
God if every land was waste, God is God if every man were dead.” “But in the same
hymn he writes about rural life in
Northern Norway—and
about lumpfish,
cod, and coal-fish. This is a
typical Baroque feature, describing
in the same text the earthly and the
here and now—and the celestial and the hereafter. It is all very reminiscent
of Plato’s distinction between the concrete world of the senses and the
immutable world of ideas.”
“What about their
philosophy?”
“That too was
characterized by powerful struggles
between diametrically opposed modes
of thought. As I have already mentioned, some philosophers believed that what exists is at bottom spiritual in nature. This standpoint
is called idealism. The opposite
viewpoint is called materialism. By this is meant a philosophy which holds that all real things derive from concrete
material substances. Materialism also
had many advocates in the seventeenth century.
Perhaps the most influential was the
English philosopher Thomas Hobbes. He
believed that all phenomena,
including man and animals, consist exclusively of particles of matter. Even human consciousness— or the soul—derives from the movement of
tiny particles in the brain.”
“So he
agreed with what Democritus said two
thousand years before?”
“Both idealism
and materialism are themes
you will find all through the
history of philosophy. But seldom have both views been so clearly present at the same
time
as in the Baroque. Materialism was
constantly nourished by the new
sciences. Newton showed that the same
laws of motion applied to the whole universe, and that all changes in the natural world—both
on earth and in space—were
explained by the principles of universal
gravitation and the motion of bodies.
“Everything was thus governed by the same unbreakable laws—or by the same mechanisms. It is therefore possible in principle
to calculate every natural change with mathematical precision.
And thus Newton completed what we
call the mechanistic world view.”
“Did he
imagine the world as one big machine?”
“He did indeed. The word ‘mechanic’ comes from the Greek word
‘mechane,’ which means machine.
It is remarkable that neither Hobbes
nor Newton saw any contradiction between the mechanistic world picture and belief in God. But this was not the case
for all eighteenth- and nineteenth-century materialists. The French physician and philosopher La Mettrie wrote a book in the eighteenth century called L
‘homme machine,
which means ‘Man—the machine.’ Just as the leg has muscles
to walk with, so has the brain ‘muscles’
to think with. Later on, the French mathematician Laplace expressed an extreme mechanistic view with this idea: If an intelligence
at a given time had known the position of all
particles of matter,
‘nothing would be unknown, and both future and past would lie open
before their eyes.’ The idea here was that everything that happens is predetermined. ‘It’s written in the stars’ that something will happen. This view is
called determinism.”
“So there
was no such thing as free will.”
“No, everything was a product of mechanical processes—also our thoughts and dreams. German
materialists in the nineteenth
century claimed that the relationship
of thought to the brain was like the relationship of urine to the kidneys and
gall to the liver.”
“But urine
and gall are material. Thoughts aren’t.”
“You’ve got hold of something central there. I can tell you a story about the same thing. A Russian astronaut and a Russian brain surgeon were once discussing
religion. The brain surgeon was a Christian
but the astronaut was not. The astronaut said, ‘I’ve been out in space many times but I’ve never seen God or angels.’ And
the brain surgeon said, ‘And I’ve
operated on many clever brains
but I’ve never seen a single thought.’ “ “But that doesn’t prove that thoughts don’t exist.”
“No, but it does underline the fact that thoughts are not things that
can be operated on or broken down into ever smaller
parts. It is not easy, for example, to surgically remove a delusion. It grows
too deep, as it were, for surgery. An important
seventeenth-century philosopher named
Leibniz pointed out that the
difference be- tween the material and
the spiritual is precisely that the material can be broken up into smaller and smaller bits, but the soul cannot even be divided into two.”
“No, what kind of scalpel would you use for
that?” Alberto simply shook his head. After a while he pointed down at the
table between them and said:
“The two
greatest philosophers in the
seventeenth century were Descartes
and
Spinoza. They
too struggled with questions like
the relationship between ‘soul’ and
‘body,’ and we are now going to study them more closely.”
“Go ahead. But I’m supposed to be home by seven.”
Descartes
... he
wanted to clear all the rubble off
the site…
Alberto stood up, took off the red cloak, and laid
it over a chair. Then he settled himself
once again in the corner of the
sofa.
“Rene Descartes was born in 1596 and lived in a number
of different European countries at various periods of his life. Even as a young man
he had a strong desire to achieve insight into the nature of man
and the universe. But after studying
philosophy he became increasingly
convinced of his own ignorance.”
“Like Socrates?”
“More or less like him, yes. Like Socrates,
he was convinced that certain knowledge is only attainable through reason. We can never trust what the old books tell
us. We cannot even trust what our
senses tell us.”
“Plato thought that too. He believed that only
reason can give us certain knowledge.”
“Exactly. There
is a direct line of descent from Socrates and Plato via St. Augustine to Descartes. They were all
typical rationalists, convinced that reason was the only path
to knowledge. After comprehensive studies, Descartes came to the conclusion that the body of
knowledge handed down from the Middle Ages was not necessarily reliable.
You can compare him to Socrates, who did not trust the general
views he encountered in the central
square of Athens. So what does one do, Sophie? Can you tell me that?”
“You begin
to work out your own philosophy.”
“Right! Descartes decided to travel around Europe,
the way Socrates spent his life talking to people in Athens. He relates that from then on he meant to
confine himself to seeking the wisdom that was to be found, either within himself or in the
‘great book
of the world.’ So he joined the army
and went to war, which enabled him to spend periods of time in different parts of Central Europe. Later he lived for some years in Paris, but in 1629 he went to
Holland, where he remained for nearly twenty years working on his mathematical and philosophic writings.
“In 1649 he was invited to Sweden by Queen
Christina. But his sojourn in what he called ‘the land of bears, ice, and rocks’ brought on an attack of pneumonia and
he died in the winter of 1650.”
“So he
was only 54 when he died.”
“Yes, but he was to have enormous influence on philosophy, even after
his death. One can say without exaggeration that Descartes was the father of
modern philosophy. Following the heady rediscovery of man and nature in the
Renaissance, the need to assemble
contemporary thought into one
coherent philosophical system again presented
itself. The first significant system-builder
was Descartes, and he was followed by Spinoza and Leibniz, Locke and Berkeley,
Hume
and Kant.”
“What do you mean by a philosophical system?”
“I mean
a philosophy that is constructed from the ground up and that is concerned with finding explanations for all the
central questions of philosophy.
Antiq- uity had its great system-constructors
in Plato and Aristotle. The Middle Ages had St. Thomas
Aquinas, who tried to build a bridge
between Aristotle’s philosophy and Christian theology. Then came the Renaissance, with a welter of old and new beliefs about nature and science,
God and man. Not until the seventeenth century did philosophers make any attempt to assemble the new ideas into a clarified
philosophical system,
and the first to attempt it was Descartes. His work was the forerunner of what was
to be philosophy’s most important
project in the coming generations. His main concern was with what we can know, or
in other words, certain knowledge. The other great question that preoccupied him was the relationship
between body and mind. Both these questions were the
substance of philosophical ar- gument for the next hundred and fifty years.”
“He must have been ahead of his time.”
“Ah, but the question belonged to the age. When it
came to acquiring certain knowledge, many of his contemporaries voiced a
total philosophic skepticism. They
thought that man should accept that he
knew nothing. But Descartes would not.
Had he done so he would not have been a real
philosopher. We can again draw
a parallel with Socrates, who did not accept
the skepticism of the Sophists. And
it was in
Descartes’s lifetime that the new natural sciences were
developing a method by which to
provide certain and exact descriptions
of natural processes.
“Descartes was obliged to ask himself
if there was a similar certain
and exact
method of philosophic
reflection.” “That I can understand.”
“But that was only part of it. The new physics
had also raised the question of the nature of matter,
and thus what determines the physical processes of nature.
More and more people argued in favor
of a mechanistic view of nature. But
the more mechanistic the physical
world was seen to be, the more
pressing became the question of the
relationship between body and soul. Until the seventeenth century, the soul had
commonly been considered as a sort of ‘breath of life’ that pervaded all living creatures. The original
meaning of the words ‘soul’ and ‘spirit’ is,
in fact, ‘breath’
and
‘breathing.’ This
is the case for almost all European languages. To Aristotle, the
soul was something that was present
everywhere in the organism as its ‘life principle’— and therefore
could not be conceived as separate from the
body. So he was able to speak of a plant soul or an animal soul. Philosophers
did not introduce any radical division of soul
and body until the seventeenth century.
The reason was that the motions of all material
objects—including the body, animal or
human—were explained as involving mechanical processes. But man’s
soul could surely not be part of this body machinery, could it? What
of the soul, then? An explanation was
required not least of how something
‘spiritual’ could start a mechanical process.”
“It’s a
strange thought, actually.” “What is?”
“I decide to lift my arm—and then, well,
the arm lifts itself. Or I decide to run for a bus, and the next second my legs are moving. Or I’m thinking about something
sad, and suddenly I’m crying. So
there must be some mysterious connection between body and
consciousness.”
“That was exactly the problem that set Descartes’s thoughts going. Like Plato,
he was convinced that there was a sharp division
between ‘spirit’ and ‘matter.’ But as
to how the mind influences the
body—or the soul the body—Plato
could not provide an answer.”
“Neither have
I, so I am looking forward to hearing what Descartes’s theory
was.”
“Let us follow his own line of reasoning.”
Albert pointed to the book that lay on the table
between them.
“In his Discourse on Method, Descartes raises the question of the method
the
philosopher must use to solve a philosophical problem. Science already had its new method...”
“So you
said.”
“Descartes maintains that we cannot accept anything as being
true unless we
can clearly
and distinctly perceive it. To
achieve this can require the breaking down of a compound problem into as many single factors as possible. Then we can take our point of departure in the
simplest idea of all. You could say
that every single thought must be weighed and measured, rather in the
way Galileo wanted everything to be measured and everything immeasurable
to be made measurable. Descartes believed that philosophy should go from the simple to the complex. Only
then would it be possible to construct a new insight. And finally it would be necessary
to ensure by constant enumeration and
control that nothing was left out.
Then, a philosophical conclusion would be within reach.”
“It sounds
almost like a math test.”
“Yes. Descartes was a mathematician; he is considered the father of analytical geometry, and he made important contributions to the science of algebra. Descartes
wanted to use the ‘mathematical method’
even for philosophizing. He set out to prove
philosophical truths in the way one proves a mathematical theorem. In other words, he wanted to use exactly the same instrument
that we use when we work with figures, namely,
reason, since only reason can give us certainty. It is far from certain that we can rely on our senses. We
have already noted Descartes’s
affinity with Plato, who
also observed
that mathematics and numerical
ratio give us more certainty than the evidence of our senses.”
“But can
one solve philosophical problems that way?”
“We had better go back to
Descartes’s own reasoning. His aim is
to reach certainty about the nature of life, and he starts by maintaining that at first one should doubt
everything. He didn’t want to build on sand, you see.”
“No, because
if the foundations give way, the whole house collapses.”
“As you so neatly put it, my child. Now, Descartes did not think it
reasonable to doubt everything, but he thought
it was possible in principle to doubt everything. For one thing, it is
by no means certain that we advance
our philosophical quest by
reading
Plato or Aristotle. It may
increase our knowledge of history
but not of the world. It was important
for Descartes to rid himself of all handed down, or received,
learning before beginning his own
philosophical construction.”
“He wanted to clear all the rubble off the site before starting to build his
new house ...”
“Thank you. He wanted to use only fresh new materials
in order to be sure that his new thought construction would hold. But
Descartes’s doubts went even deeper. We cannot even trust what our senses tell us, he said. Maybe they are deceiving
us.”
“How come?”
“When we dream, we feel
we are experiencing reality. What separates our waking feelings from our
dream feelings?
“ ‘When
I consider this carefully, I find not
a single property which with certainty separates
the waking state from the
dream,’ writes Descartes. And he goes
on: ‘How can you be certain that your
whole life is not a dream?’ “
“Jeppe thought
he had only been dreaming when he had slept in the Baron’s
bed.”
“And when he was lying in the Baron’s bed, he thought his life as a
poor
peasant
was only a dream. So in the same
way, Descartes ends up doubting absolutely everything. Many
philosophers before him had reached
the end of the road at that
very point.”
“So they
didn’t get very far.”
“But Descartes tried to work forward from this
zero point. He doubted everything, and that was the only thing he was certain
of. But now something struck him: one thing had to be true, and that was that he doubted. When
he doubted, he had to be thinking, and because he was thinking,
it had to be certain that he was a thinking
being. Or, as he himself expressed it: Cogito, ergo sum.”
“Which
means?”
“I think,
therefore I am.”
“I’m not
surprised he realized that.”
“Fair enough. But notice the intuitive certainty with which he suddenly perceives himself as a thinking being. Perhaps
you now recall what Plato said, that what we grasp with our reason is more real than what we grasp with our senses.
That’s the
way it was for Descartes. He perceived
not only that he was a thinking /, he realized at the same time that
this thinking / was more
real than the material world which we perceive with our
senses. And he went on. He was by no means through with his philosophical
quest.”
“What came next?”
“Descartes now
asked himself if there was anything more he could perceive with the same intuitive certainty.
He came
to the conclusion that in his mind he had a clear and distinct
idea of a perfect entity. This was
an idea he had always had, and it was thus self-evident to Descartes that such an idea could not
possibly have come from himself.
The idea of a perfect entity cannot have originated from one who was himself
imperfect, he claimed. Therefore
the idea of a perfect entity must
have originated from that perfect
entity itself, or in other words, from God. That God exists was therefore just as self- evident for
Descartes as that a thinking being must exist.”
“Now he
was jumping to a conclusion. He was more cautious to begin with.”
“You’re right. Many people have called
that his weak spot. But you say
‘conclusion.’
Actually it was not a question of proof. Descartes only meant that we all possess the idea of a perfect entity,
and that inherent
in that idea
is the fact that this perfect entity must
exist. Because a perfect entity wouldn’t
be perfect if it didn’t exist.
Neither would we possess the idea of a perfect
entity if there were no perfect entity. For we are
imperfect, so the idea of perfection
cannot come from us. According
to Descartes, the idea of God is innate, it is
stamped on us from birth ‘like the artisan’s mark stamped on his product.’ “
“Yes, but just
because I possess the idea of a crocophant
doesn’t mean that the crocophant exists.”
“Descartes would have said that it is not inherent in the concept of a crocophant that it exists. On
the other hand, it is inherent in the concept of a perfect entity that
such an entity exists. According to Descartes, this is just as certain as it is inherent in the idea of a circle
that all points of the circle are equidistant from the center. You cannot have a circle
that does not conform to this law. Nor can
you have a perfect entity that lacks its most
important
property, namely, existence.”
“That’s
an odd way of thinking.”
“It is a decidedly rationalistic way of
thinking. Descartes believed like Socrates and Plato that there is a connection between reason and being. The more
self-evident a thing is to one’s reason, the more
certain it is that it exists.”
“So far he has gotten to the fact that he is a thinking
person and that there exists a perfect entity.”
“Yes, and with this as his point of departure, he proceeds. In the question of all
the ideas we have about outer reality—for example,
the sun and the moon—there is the possibility that they are
fantasies. But outer reality also has
certain characteristics that we can perceive with our
reason. These are the mathematical
properties, or, in other words, the kinds of
things that are measurable, such as length, breadth, and
depth. Such ‘quantitative’ properties
are just as clear and distinct
to my reason as the fact that I am a
thinking being. ‘Qualitative’ properties such as color, smell, and taste, on
the other hand, are linked to our sense perception
and as such do not describe outer reality.”
“So nature
is not a dream after all.”
“No, and on that point Descartes once again
draws upon our idea of the perfect entity. When our reason recognizes something clearly and distinctly—as is the case for the mathematical properties of outer reality—it must necessarily be so. Because a perfect God would not deceive
us. Descartes claims ‘God’s guarantee’ that whatever we perceive with our reason also corresponds to reality.”
“Okay, so now he’s found out he’s a thinking
being, God exists, and there is an outer reality.”
“Ah, but the outer reality is essentially different from the reality of thought. Descartes now maintains that there are two different forms of reality—or two
‘substances.’
One substance is thought, or the
‘mind,’ the other is extension, or matter.
The mind is purely conscious,
it takes up no room in space and can
therefore not be subdivided into smaller
parts. Matter, however, is purely extension, it takes up room in space and can therefore always be subdivided into smaller and smaller parts— but it has no consciousness.
Descartes maintained that both
substances originate from God,
because only God himself exists
independently of anything else. But although both thought
and extension come from God,
the two substances have no contact with each
other. Thought is quite independent of matter, and
conversely, the material
processes are quite independent
of thought.”
“So he
divided God’s creation into two.”
“Precisely. We say that Descartes is a dualist,
which means that he effects a sharp
division
between the reality of thought and
extended reality. For example, only man
has a mind. Animals belong completely
to extended reality.
Their living and moving are accomplished mechanically.
Descartes considered an animal
to be a kind of complicated automaton. As regards extended reality, he
takes a thoroughly mechanistic
view—exactly like the materialists.”
“I doubt very much that Hermes is a machine or an automaton. Descartes couldn’t have liked animals very much. And
what about us? Are we automatons as well?”
“We are and
we aren’t. Descartes came to the conclusion that man is a dual creature that both thinks and takes up room in space. Man has
thus both a mind and an extended
body. St. Augustine and Thomas Aquinas had already said something similar, namely, that man had a body like the
animals and a soul like the angels.
According to Descartes, the human
body is a perfect machine. But man also has a mind which can operate quite independently of the body. The bodily processes do not
have the same freedom, they obey their own laws. But what we think with our reason does not happen in the
body—it happens in the mind, which is completely
independent of extended reality. I should add, by the way, that Descartes
did not reject the possibility that
animals could think. But if they have that faculty, the same dualism
between thought and extension must
also apply to them.”
“We have talked about this
before. If I decide to run after a
bus, the whole
‘automaton’
goes into action. And if I don’t catch the bus, I start to cry.”
“Even Descartes could not deny that there is a constant interaction between
mind
and body. As long as the mind is in the body, he believed, it
is linked to the
brain through
a special brain organ which he called the pineal gland, where a constant interaction takes place between ‘spirit’ and ‘matter.’
Therefore the mind can constantly be affected by feelings
and passions that are related to bodily needs. But
the mind
can also detach itself from such ‘base’ impulses
and operate independently of the body. The aim
is to get reason to assume command. Because
even if I have the worst pain in my
stomach, the sum of the angles in a triangle will still be 180 degrees. Thus humans have the capacity to rise above bodily needs and behave rationally. In this sense the mind
is superior to the body. Our legs can
age and become weak, the back can
become bowed and our teeth can fall out—but
two and two will go on being four as long as there is reason left in us. Reason
doesn’t become bowed and weak. It
is the
body that ages. For Descartes, the mind is essentially thought. Baser passions
and feelings such as desire and hate
are more closely linked to our bodily functions— and therefore to extended
reality.”
“I can’t
get over the fact that Descartes compared the human body to a machine
or an
automaton.”
“The comparison was based on the fact that people in his time were deeply fascinated by machines
and the workings of clocks, which
appeared to have the ability to function of their own accord. The word ‘automaton’
means
precisely that— something that moves of its own accord. It was obviously only an illusion that they
moved of their own accord. An astronomical
clock, for instance, is both constructed and wound up by human hands. Descartes made
a point of the fact that ingenious inventions of that kind were actually assembled very simply from a
relatively small number of parts compared with the vast number of bones, muscles, nerves, veins, and arteries that the human and the animal body consists of. Why
should God not be able to make an animal or a human body based on mechanical laws?”
“Nowadays there is a lot of talk about ‘artificial intelligence.’ “
“Yes, that is the automaton of our time. We have created machines that can sometimes
deceive us into believing that they are intelligent. Machines
like these would have
terrified Descartes out of his wits.
He might
have begun to doubt whether human
reason really was as free and independent as he had supposed. And there are
philosophers who believe that man’s
spiritual life is no more free
than the bodily processes. The human
soul is naturally infinitely more complex
than any data pro- gram, but some people think that in principle we are just as unfree as these data programs. But look, Sophie—I’ll show you something.”
Alberto pointed to a large writing table at the other end of the room. On it stood a small computer. He went over to it. Sophie followed him.
Alberto switched the computer on and soon the
screen showed C: at the top. He wrote
“Laila,” explaining that this was an
advanced conversation program.
A text soon appeared at the
top of the screen:
“Hi, my
name
is Laila. Are you sitting comfortably?”
Sophie entered three letters:
“Yes,” she wrote although she had not yet sat down. Alberto brought up a chair
for her.
“What
is your name?” appeared on the screen.
“Sophie Amundsen,” wrote Sophie, and the computer answered:
“3 Clover Close. Nice to meet you, Sophie. Are you looking forward to your fifteenth birthday?”
Sophie was startled. Alberto laid a hand on her shoulder and said: “I have only
given her your name, your address,
and your date of birth. It’s like when you are going to be introduced to a new
friend. It’s nice to know a little
about them beforehand.”
“Not bad,” wrote Sophie.
“Oh dear, I hope you are not feeling bad,
Sophie. You must try to talk in whole
sentences.”
“Thank you, I’m
perfectly well. Can I ask you something?” “I am glad
you are well. Go ahead and ask me something.” “How old are you?” Sophie wrote.
“I was constructed in Atlanta on August 8,
1988, but I was translated into
Norwegian at the Norwegian Polytechnic on March 28, 1990.” “Gosh!”
“I said you must talk in whole
sentences.” “I only said gosh!”
“I do not understand slang. I have a vocabulary of over 100,000 words, but the
nearest I can find to gosh is gospel.”
“That means the story of Jesus.” “Are you a Christian, Sophie?” “I don’t
know.”
“As a
rule not knowing is a step toward new knowledge.”
“Socrates would most likely have
said the same. Or Descartes,
for that matter.” “Socrates was a
Greek philosopher who lived from 470
to 399 B.C. If you wish
to know
more, press F7. Descartes was a French philosopher who lived from 1596 to
1650. If
you wish to know more, press F7.”
“Thank
you, that will be quite enough. Can I ask you something else?” “I am glad
that this was enough. Go ahead and ask!”
Alberto
laughed quietly. Sophie
wrote: “Who is Hilde Moller Knag?”
“Hilde
Moller Knag lives in Lillesand and is exactly the same
age as Sophie
Amundsen.”
“How do
you know?”
“I don’t
know how. I found her on the hard disc.” Sophie felt a hand on her shoulder.
“I have
fed the data program with the little information we have about Hilde,”
said Alberto.
“What else do you know
about Hilde?” wrote Sophie.
“Hilde’s father is a UN Observer in Lebanon. He has
the rank of major and continually
sends postcards to his daughter.”
“I want
you to find him!”
“I can’t do that. He is not on any of my
files and I am not coupled to any
other data base.”
“I said
find him!!!!!!!!”
“Are you angry, Sophie? So many exclamation
marks are a sign of violent feelings.”
“I want to talk
to Hilde’s father!”
“You have difficulty controlling yourself. If you wish to talk about your
childhood, press F9.”
Alberto
laid his hand on Sophie’s
shoulder again.
“She’s
right. This is not a crystal ball. Laila is only a data program.” “Shut up!” wrote Sophie.
“As you wish, Sophie. Our acquaintance lasted
only 13 minutes and 52 seconds. I shall remember everything we have said.
I shall now end the program.”
The letter
C: once again showed up on the screen. “Now we can sit down again,” said
Alberto.
But Sophie
had already pressed some other keys.
“Knag,” she wrote.
Immediately
the following message appeared on the screen: “Here I am.”
Now it
was Alberto who jumped. “Who
are you?” wrote Sophie.
“Major Albert Knag at your service. I came straight from Lebanon. What is your command?”
“This beats
everything!” breathed Alberto. “The
rat has sneaked onto the hard
disc.”
He motioned for Sophie to move and sat down in front of the keyboard.
“How did you manage to get into my PC?” he wrote.
“A mere bagatelle, dear colleague. I am
exactly where I choose to be.” “You
loathsome data virus!”
“Now, now! At
the moment I am here as a birthday virus. May I send a special greeting?”
“No thanks,
we’ve had enough of them.”
“But I’ll be quick: all in your honor, dear Hilde. Once again, a very happy fifteenth
birthday. Please excuse the circumstances, but I wanted my birthday
greetings to
spring up around you everywhere you
go. Love from Dad, who is longing to
give you a great big hug.”
Before Alberto could write again, the sign C: had
once again appeared on the screen.
Alberto wrote “dir knag*.*,” which called up the
following information on the screen:
knag.lib 147,643 06-15-90 12:47
knag.lil 326,439 06-23-90 22:34
Alberto
wrote “erase knag*.*” and
switched off the computer.
“There—now I have erased him,” he said. “But it’s impossible
to say where he’ll turn up next time.”
He went
on sitting there, staring at the screen. Then he added: “The worst of it all
was the name. Albert Knag ...”
For the first time Sophie was struck by the
similarity between the two names.
Albert Knag and Alberto Knox. But Alberto was
so incensed that she dared not say a word. They went over and sat by the coffee
table again.
Spinoza
…God is
not a puppeteer…
They sat silently for a long time. Then
Sophie spoke, trying to get Alberto’s mind off what had happened.
“Descartes must have been an odd kind of person. Did he become famous?” Alberto breathed deeply for a couple of seconds before answering:
“He had a
great deal
of significance. Perhaps most of all for another great philosopher,
Ba-ruch
Spinoza, who lived from 1632 to 1677.” “Are you
going to tell me about him?”
“That was my intention. And we’re not going to be
stopped by military provocations.”
“I’m all
ears.”
“Spinoza belonged to the Jewish community of
Amsterdam, but he was excommunicated
for heresy. Few philosophers in more
recent times have been so blasphemed
and so persecuted for their ideas as
this man. It happened because he
criticized the established religion. He believed that Christianity and Judaism were
only kept alive by rigid dogma and
outer ritual. He was the first to
apply what we call a historico-critical interpretation of the Bible.”
“Explanation, please.”
“He denied that the Bible was inspired by
God down to the last letter. When we read the Bible, he said, we must continually bear in mind the period it was written in. A
‘critical’ reading, such as the one he
proposed, revealed a number of
inconsistencies in the texts. But beneath the
surface of the Scriptures in the
New
Testament
is Jesus, who could well be called God’s mouthpiece.
The teachings of
Jesus therefore
represented a liberation from the orthodoxy
of Judaism. Jesus preached a ‘religion of reason’ which valued love
higher than all else. Spinoza interpreted this as meaning both love of God and love of humanity. Nevertheless, Christianity had also
become set in its own rigid dogmas and outer rituals.”
“I don’t suppose these ideas were easy to swallow, either for the church or the
synagogue.”
“When things got really
tough, Spinoza was even deserted by his own family.
They tried to disinherit him on the
grounds of his heresy. Paradoxically enough, few have spoken out more powerfully in the cause of free speech
and religious tolerance than Spinoza. The opposition he was met with on all sides led him to pursue a quiet and secluded life devoted entirely to philosophy. He earned a meager living by polishing lenses, some of which have come into my possession.”
“Very impressive!”
“There is almost something symbolic in the fact that he lived by polishing
lenses. A philosopher must help people to see
life in a new perspective. One of the pillars of Spinoza’s philosophy was
indeed to see things from the
perspective of eternity.”
“The perspective
of eternity?”
“Yes, Sophie. Do you think you can imagine your own life in a cosmic context? You’ll have to try and imagine yourself and your life here and now ...”
“Hm ...
that’s not so easy.”
“Remind yourself that you are only living a minuscule part of all
nature’s life. You are
part of an enormous whole.”
“I think
I see what you mean ...”
“Can you manage to feel it as well? Can you perceive all of nature at one time—the whole universe, in fact— at a single glance?”
“I doubt it. Maybe I need some lenses.”
“I don’t mean
only the infinity of space. I mean the eternity of time as well.
Once upon a time, thirty thousand
years ago there lived a little boy in
the Rhine val- ley. He was a tiny part of nature, a tiny ripple on an endless sea. You too, Sophie,
you too are living a tiny part of nature’s
life. There is no difference between you and that boy.”
“Except
that I’m alive now.”
“Yes, but that
is precisely what I wanted you to try and imagine. Who will you be
in thirty thousand years?”
“Was
that the heresy?”
“Not entirely ... Spinoza didn’t only say that everything is nature. He identified
nature with God. He said God is all,
and all is in God.”
“So he
was a pantheist.”
“That’s true. To Spinoza, God did not create the world in order to stand outside it. No, God
is the world. Sometimes Spinoza expresses it differently.
He maintains that the world is in
God. In this, he is quoting St.
Paul’s speech to the Athenians on the Areopagos hill: ‘In him we live and move and have our
being.’ But let us pursue Spinoza’s own reasoning. His most important book
was his Ethics Geometrically Demonstrated.”
“Ethics—geometrically demonstrated?”
“It may
sound a bit strange to us. In philosophy,
ethics means the study of moral conduct for living a good life. This
is also what we mean when
we speak of the ethics of Socrates or Aristotle,
for example. It is only in our own
time that ethics has more or less
become reduced to a set of rules for living without treading on other people’s
toes.”
“Because thinking
of yourself is supposed to be egoism?”
“Something like that, yes. When
Spinoza uses the word ethics, he means both
the art
of living and moral conduct.”
“But even
so ... the art of living
demonstrated geometrically?”
“The geometrical
method refers to the terminology he used for his formulations. You may recall how Descartes wished to use mathematical method
for philosophical reflection. By this he meant
a form of philosophic reflection that
was constructed
from strictly
logical conclusions. Spinoza was
part of the same rationalistic tradition. He wanted his
ethics to show that human life is
subject to the universal laws of nature. We must
therefore free ourselves from our feelings
and our passions. Only then will we find contentment and be happy, he believed.”
“Surely
we are not ruled exclusively by the laws of nature?”
“Well, Spinoza is not an easy philosopher to grasp. Let’s take him bit by bit. You remember that Descartes believed that reality
consisted of two completely sepa- rate substances, namely thought and extension.”
“How could
I have forgotten it?”
“The word ‘substance’ can be interpreted as
‘that which something consists of,’
or that which something basically is
or can be reduced to. Descartes
operated then with two of these substances. Everything was either thought or
extension.
“However, Spinoza rejected this split. He believed that there was only one
substance. Everything that exists
can be reduced to one single reality
which he simply called Substance. At times he calls it God or nature. Thus
Spinoza does not have the dualistic view of reality
that Descartes had. We say he is a monist. That is, he
reduces nature and the condition of
all things to one single substance.”
“They could
hardly have disagreed more.”
“Ah, but the difference between Descartes and Spinoza is not as deep-seated as many have often claimed.
Descartes also pointed out that only God exists indepen- dently. It’s only
when Spinoza identifies God with nature—or God and creation—that he distances himself a good way from both Descartes and from the Jewish and
Christian doctrines.”
“So then nature is God, and that’s that.”
“But when Spinoza uses the word ‘nature,’ he
doesn’t only mean extended nature. By
Substance, God, or nature, he means
everything that exists, including all things spiritual.”
“You mean both thought and extension.”
“You said it! According to Spinoza, we humans recognize two of God’s qualities or manifestations. Spinoza called these
qualities God’s attributes, and these two attributes are
identical with Descartes’s ‘thought’
and ‘extension.’ God—or nature—manifests
itself either as thought or as
extension. It may well be that God
has infinitely more attributes than ‘thought’
and ‘extension,’ but these are the only two that are known to man.”
“Fair enough,
but what a complicated way of saying
it.”
“Yes, one almost needs a hammer and
chisel to get through Spinoza’s language. The reward is that in the end you dig out a thought as crystal clear as a diamond.”
“I can
hardly wait!”
“Everything in nature, then, is either thought
or extension. The various phenomena
we come across in everyday life, such as a flower or a poem by Words-
worth, are different modes of the
attribute of thought or extension. A
‘mode’ is the particular manner which
Substance, God, or nature assumes. A flower is a mode of
the attribute
of extension, and a poem about the
same flower is a mode of the attribute of thought. But both
are basically the expression of
Substance, God, or nature.”
“You could
have fooled me!”
“But it’s not as complicated as he makes it sound. Beneath his stringent formulation
lies a wonderful realization that is
actually so simple that everyday language cannot accommodate it.”
“I think
I prefer everyday language, if it’s all the same
to you.”
“Right. Then I’d better begin with you yourself. When you get a pain in your
stomach, what is it that has a pain?”
“Like you
just said. It’s me.”
“Fair enough. And when you later recollect that
you once had a pain in your stomach, what is it that thinks?”
“That’s
me, too.”
“So you are a single person that has a stomachache one minute and is in a
thoughtful mood the next. Spinoza maintained
that all material things and things that happen around us are an
expression of God or nature. So it follows that all thoughts that we think are
also God’s or nature’s thoughts. For everything is One. There is only one God,
one nature, or one Substance.”
“But listen, when I think something, I’m the one who’s doing the thinking. When I move, I’m doing the moving. Why
do you have to mix God into it?”
“I like your involvement. But who are you? You are Sophie Amundsen, but you are also the expression of something
infinitely bigger. You can, if you wish, say that you are thinking or that you
are moving,
but could you not also say that it is nature
that is
thinking your thoughts, or that it is nature that is moving through you? It’s
really just a question of which lenses
you choose to look through.”
“Are you
saying I cannot decide for myself?”
“Yes and no. You may have the right to move
your thumb any way you choose. But
your thumb can only move according to its nature. It cannot jump off your
hand and dance about the room. In the same
way you also have your place in the
structure of existence, my dear. You are Sophie, but you are also a finger
of God’s body.”
“So God decides everything I do?”
“Or nature, or the laws of nature. Spinoza
believed that God—or the laws of nature—is the inner cause of everything that
happens. He is not an outer cause, since God speaks through the laws of nature
and only through them.”
“I’m not
sure I can see the difference.”
“God is not a puppeteer who pulls all the strings, controlling
everything that happens. A real
puppet master controls the puppets
from outside and is therefore the
‘outer cause’
of the puppet’s movements. But
that is not the way God controls the world. God controls the world through
natural laws. So God—or nature—is
the ‘inner cause’ of everything that happens. This means that everything
in the material world happens through
necessity. Spinoza had a determinist
view of the material, or natural,
world.”
“I think
you said something like that before.”
“You’re probably thinking of the Stoics. They also
claimed that everything happens out
of necessity. That was why it was important to meet every situation with
‘stoicism.’
Man should not get carried away by
his feelings. Briefly, that was also
Spinoza’s ethics.”
“I see what you mean, but I still don’t like the idea that I don’t decide for
myself.”
“Okay,
let’s go back in time to the
Stone Age boy who lived thirty thousand
years ago.
When he grew up, he cast spears after wild animals,
loved a woman who became the mother of his children, and quite certainly worshipped the tribal gods. Do you really think he decided all that for himself?”
“I don’t
know.”
“Or think of a lion in Africa. Do you think it
makes up its mind to be a beast of
prey? Is that why it attacks a limping
antelope? Could it instead have made
up its mind to be a vegetarian?”
“No, a
lion obeys its nature.”
“You mean,
the laws of nature. So do you,
Sophie, because you are also part of nature. You could of course
protest, with the support of
Descartes, that a lion is an animal
and not a free human being with free mental faculties. But think of a newborn baby
that screams and yells. If it doesn’t get
milk it sucks its thumb. Does that baby have a free will?”
“I guess
not.”
“When does the child get
its free will, then? At the age of two, she runs around and
points at everything in sight. At the age of three she nags her mother, and
at the age of four she suddenly gets afraid of
the dark. Where’s the freedom, Sophie?”
“I don’t
know.”
“When she is fifteen, she
sits in front of a mirror
experimenting with makeup. Is this the moment when she
makes her own personal decisions and does what she likes?”
“I see
what you’re getting at.”
“She is Sophie
Amundsen, certainly. But she also lives according to the laws of nature. The point is that she
doesn’t realize it because there are
so many complex reasons for
everything she does.”
“I don’t
think I want to hear any more.”
“But you
must just answer a last question. Two equally old trees are growing in a large
garden. One of the trees grows in a
sunny spot and has plenty of good soil and water. The other tree grows in poor
soil in a dark spot. Which of the trees do you
think is bigger? And which of them bears
more fruit?” “Obviously the tree with the best conditions for growing.”
“According to Spinoza, this tree is free. It has its full freedom to develop its
inherent abilities. But if it is an apple tree
it will not have the ability
to bear pears or plums. The
same applies to us humans.
We can be hindered in our development and our personal growth by political
conditions, for instance. Outer circumstances can constrain us. Only when we are
free to develop our innate abilities can we live as free beings. But we are just as much determined by inner potential and outer
opportunities as the Stone Age boy on the Rhine, the lion in Africa, or the apple tree in the garden.”
“Okay, I give in, almost.”
“Spinoza emphasizes that there is only one being
which is totally and utterly
‘its own cause’ and can act with complete freedom. Only God or nature is the expression of such a free and
‘nonaccidental’ process. Man can
strive for freedom in order to live
without outer constraint, but he will never achieve ‘free will.’ We do not control everything that happens in our
body—which is a mode of the attribute
of extension. Neither do we ‘choose’ our thinking. Man therefore does not have
a ‘free soul’; it is more or less imprisoned
in a mechanical body.”
“That is
rather hard to understand.”
“Spinoza said that it was our passions—such as ambition and lust—which prevent
us from achieving true happiness and harmony, but that if we recognize
that everything happens from necessity, we can achieve an intuitive
understanding of
nature
as a whole. We can come to realize
with crystal clarity that everything
is related, even that everything is One. The goal is to comprehend
everything that exists in an all-embracing
perception. Only then will we
achieve true happiness and contentment.
This was what Spinoza called seeing
everything ‘sub specie aeternitatis.’ “
“Which means what?”
“To see everything from the perspective of
eternity. Wasn’t that where we started?”
“It’ll
have to be where we end, too. I must get going.”
Alberto got up and fetched a large fruit dish from the book shelves. He set it on
the coffee table.
“Won’t you at least have a
piece of fruit before you go?” Sophie helped herself to a banana. Alberto took a green apple. She broke off
the top of the banana and began to peel it. “There’s something written here,” she said suddenly. “Where?”
“Here—inside
the banana peel. It looks as if
it was written with an ink brush.” Sophie leaned over and showed Alberto the
banana. He read aloud:
Here I
am again, Hilde. I’m everywhere. Happy birthday! “Very funny,”
said Sophie.
“He gets
more
crafty all the time.”
“But it’s
impossible ... isn’t it? Do you
know if they grow bananas in
Lebanon?”
Alberto
shook his head.
“I’m certainly
not going to eat that.”
“Leave it then. Someone who writes birthday greetings to his daughter on the inside of an unpeeled
banana must be mentally
disturbed. But he must also be quite
ingenious.”
“Yes, both.”
“So shall we establish here and now that Hilde has an ingenious father? In other words, he’s not so stupid.”
“That’s what I’ve been telling you. And it could just as well be him that made
you call me Hilde last time I came here. Maybe he’s the one
putting all the words in our mouths.”
“Nothing
can be ruled out. But we should doubt everything.” “For all we know, our
entire life could be a dream.”
“But let’s
not jump to conclusions. There could be a simpler explanation.” “Well whatever, I have to hurry home. My mom
is waiting for me.” Alberto saw her
to the door. As she left, he said:
“We’ll
meet again, dear Hilde.” Then the
door closed behind her.
LOCKE
… as
hare and empty as a blackboard before
the teacher arrives…
Sophie arrived home at eight-thirty. That was
one and a half hours after the agreement—which
was not really an agreement. She had
simply skipped dinner and left a message
for her mother that she would be back not later than seven.
“This has got to stop, Sophie. I had to call information and ask if they had any record of
anyone named Alberto in the Old Town. They laughed at me.”
“I couldn’t get away. I think we’re just about to make
a breakthrough in a huge mystery.”
“Nonsense!” “It’s true!”
“Did you
invite him to your party?” “Oh no, I
forgot.”
“Well, now I insist on meeting him.
Tomorrow at the latest. It’s not natural for
a young girl to be meeting an older man like this.”
“You’ve got no reason to be scared of Alberto. It may be worse with Hilde’s father.”
“Who’s
Hilde?”
“The daughter of the man in Lebanon. He’s really bad. He may be controlling the whole world.”
“If you don’t immediately introduce me
to your Alberto, I won’t allow you to see him again. I won’t feel easy about him
until I at least know what he
looks like.”
Sophie
had a brilliant idea and
dashed up to her room.
“What’s the matter with you now?” her mother called
after her. In a flash Sophie was
back again.
“In a
minute you’ll see what he looks like. And then I hope you’ll let me be.” She waved the video cassette and went over to the VCR.
“Did he
give you a video?” “From Athens...”
Pictures of the Acropolis soon appeared on the
screen. Her mother sat dumbfounded
as Alberto came forward and began to speak directly to Sophie.
Sophie now noticed something she had forgotten
about. The Acropolis was crowded with
tourists milling about in their respective
groups. A small placard was
being held up from the middle of one group. On it was written
HILDE ... Alberto continued his wandering on the Acropolis. After a while he went down through the entrance
and climbed to the Areopagos
hill where Paul had addressed the Athenians. Then he went on to talk to Sophie from the square.
Her mother sat commenting on the video in short utterances:
“Incredible... is that Alberto? He mentioned the rabbit again... But, yes, he’s
really talking to you, Sophie. I didn’t know Paul went to Athens ...”
The video was coming to the part where ancient Athens suddenly rises from the ruins. At the last minute
Sophie managed to stop the tape. Now that she had shown
her mother
Alberto, there was no need to introduce her to Plato as well.
There was
silence in the room.
“What do you think of him? He’s
quite good-looking, isn’t he?” teased
Sophie. “What a strange man he must be, having himself
filmed in Athens just so he
could send it to a girl he hardly knows.
When was he in Athens?” “I haven’t a
clue.”
“But there’s
something else ...” “What?”
“He looks very much like the major who
lived in that little hut in the
woods.” “Well maybe it is him, Mom.”
“But nobody
has seen him for over fifteen years.”
“He probably
moved around a lot... to Athens,
maybe.”
Her mother
shook her head. “When I saw him sometime
in the seventies, he wasn’t a day younger than this Alberto I just saw. He had
a foreign-sounding name...”
“Knox?”
“Could
be, Sophie. Could be his name was Knox.” “Or was it Knag?”
“I can’t for the life of me remember ...
Which Knox or Knag are you talking
about?”
“One is
Alberto, the other is Hilde’s father.” “It’s all making me dizzy.”
“Is there
any food in the house?” “You can warm up the meatballs.”
Exactly two weeks went by without Sophie
hearing a word from Alberto. She got another birthday card for Hilde, but although the actual day was
approaching, she did not receive a single
birthday card herself.
One afternoon she went to the Old Town and knocked on Alberto’s door. He was
out, but there was a short note attached to his door. It said:
Happy birthday, Hilde! Now the great turning point is at hand. The moment
of truth, little one. Every time I
think about it, I can’t stop laughing.
It has naturally something to do with
Berkeley, so hold on to your hat.
Sophie tore the note off the door and stuffed it
into Alberto’s mailbox as she went
out.
Damn! Surely he’d not
gone back to Athens? How could he leave her with so many questions unanswered?
When she got home from school on June 14, Hermes
was romping about in the garden. Sophie ran toward him and he came prancing
happily toward her. She put her arms
around him as if he were the one who could solve all the
riddles.
Again she
left a note for her mother, but this time
she put Alberto’s address on
it.
As they made their way
across town Sophie thought about tomorrow.
Not about
her own
birthday so much— that was not going to be celebrated until Midsummer
Eve anyway. But tomorrow was Hilde’s
birthday too. Sophie was convinced something
quite extraordinary would
happen. At least there would be an
end to all those birthday cards from Lebanon.
When they had crossed Main Square and were making for the Old Town, they passed by a park with a playground. Hermes stopped
by a bench as if he wanted Sophie to sit down.
She did, and while she patted the dog’s head
she looked into his eyes. Suddenly the dog started to shudder violently. He’s
going to bark now, thought Sophie.
Then his jaws began to vibrate, but Hermes neither growled nor barked. He opened
his mouth and said:
“Happy
birthday, Hilde!”
Sophie was speechless. Did the dog just talk to her? Impossible,
she must have imagined it because she was thinking of Hilde. But deep down she was nevertheless convinced that Hermes had spoken, and in a deep resonant bass voice.
The next second everything was as before. Hermes
gave a couple of demonstrative
barks—as if to cover up the fact
that he had just spoken with a human voice— and trotted on ahead toward Alberto’s place. As they were going inside Sophie looked up at the
sky. It had been fine weather all day but now heavy clouds were beginning to
gather in the distance.
Alberto
opened the door and Sophie said at once:
“No civilities,
please. You are a great idiot, and
you know it.” “What’s the matter now?”
“The major taught Hermes to talk!”
“Ah, so
it has come to that.” “Yes, imagine!”
“And what
did he say?”
“I’ll give
you three guesses.”
“I imagine he said something along the lines of Happy Birthday!” “Bingo.”
Alberto let Sophie
in. He was dressed in yet another
costume. It wasn’t all that different
from last time, but today there were
hardly any braidings, bows, or lace.
“But that’s
not all,” Sophie said. “What do you mean?”
“Didn’t
you find the note in the mailbox?” “Oh, that. I threw it away at once.”
“I don’t care if he laughs every time he thinks
of Berkeley. But what is so funny
about that particular philosopher?”
“We’ll
have to wait and see.”
“But today
is the day you’re going to talk about him,
isn’t it?” “Yes, today is the day.”
Alberto
made himself comfortable on the sofa. Then he said:
“Last time
we sat here I told you about Descartes
and Spinoza. We agreed that they had
one important thing in common,
namely,
that they were both rationalists.”
“And a rationalist is someone who believes strongly in the importance of
reason.”
“That’s right, a rationalist believes in reason as the primary source of knowledge, and he may also believe that man
has certain innate ideas that exist
in the mind prior to all experience. And the clearer such ideas may be, the more
certain it is that they correspond to reality. You recall how Descartes had a clear and distinct idea of a
‘perfect entity,’ on the basis of which
he concluded that God exists.”
“I am not especially forgetful.”
“Rationalist thinking of this kind was typical for
philosophy of the seventeenth century. It was
also firmly rooted in the Middle Ages, and we remember it from Plato and Socrates too. But in the eighteenth century it was the object of an ever increasing
in-depth criticism. A number of
philosophers held that we have
absolutely nothing in the mind that we have not experienced through the senses. A view such as this is
called empiricism.”
“And you
are going to talk about them today,
these empiricists?”
“I’m going to attempt to, yes. The most important
empiricists—or philosophers of
experience—were Locke, Berkeley, and Hume, and all three were British. The
leading rationalists in the seventeenth century were Descartes, who was French;
Spinoza, who was Dutch; and Leibniz, who was German. So we usually make
a distinction between British empiricism and
Continental rationalism.”
“What a lot of difficult
words! Could you repeat the meaning of empiricism?”
“An empiricist will derive all knowledge of the world from what
the senses tell
us. The
classic formulation of an empirical approach came
from
Aristotle. He said:
‘There
is nothing in the mind except what was first in the senses.’ This view implied a pointed
criticism of Plato, who had held that man brought with him a set of innate
‘ideas’
from the world of ideas. Locke repeats Aristotle’s words,
and when Locke uses them, they are aimed
at Descartes.”
“There
is nothing in the mind... except what was first in the senses?”
“We have no innate ideas
or conceptions about the world we are brought into before we have seen it. If
we do have a conception or an idea
that cannot be related to
experienced facts, then it will
be a false conception. When
we, for instance, use words like ‘God,”eternity,’ or
‘substance,’ reason is being misused,
because nobody has experienced God,
eternity, or what philosophers have
called substance. So therefore many learned dissertations could be written which in actual
fact contain no really new
conceptions. An ingeniously contrived philosophical
system such as this may
seem impressive, but it is pure
fantasy. Seventeenth- and
eighteenth-century philosophers had inherited a number of such learned dissertations.
Now they had to be examined under a microscope.
They had to be purified of all hollow notions. We might compare
it with panning for gold. Most of what you fish up is sand and clay, but in
between
you see
the glint of a particle of gold.”
“And that
particle of gold is real experience?”
“Or at least thoughts that can be related to experience. It became a matter
of great importance to the British empiricists to scrutinize all human conceptions to see whether there was
any basis for them in actual
experience. But let us take one philosopher at a time.”
“Okay,
shoot!”
“The first was
the Englishman John Locke, who lived
from 1632 to 1704. His main work was the Essay Concerning Human Understanding, published in 1690. In it
he tried to clarify two questions. First, where we get our ideas from, and secondly, whether we can rely on
what our senses tell us.”
“That was
some project!”
“We’ll take these
questions one at a time. Locke’s claim is that all our thoughts and ideas issue from that which we have taken in through the senses. Before we perceive anything, the mind
is a ‘tabula rasa’—or an empty
slate.”
“You can
skip the Latin.”
“Before we sense anything, then, the mind
is as bare and empty as a blackboard
before the teacher arrives in the classroom.
Locke also compared the mind to an un- furnished room. But then we begin to sense things. We see the world around us, we smell,
taste, feel, and hear. And nobody does this more intensely than infants. In
this way what Locke called simple
ideas of sense arise. But the mind does not just passively receive
information from outside it. Some activity happens in the mind
as well. The single sense ideas are worked on
by thinking, reasoning, believing, and doubting, thus giving rise to what he
calls reflection. So he distinguished between
‘sensation’ and ‘reflection.’ The mind is not merely a passive
receiver. It classifies and processes
all sensations as they come streaming in. And this is just where one must be on guard.”
“On guard?”
“Locke emphasized
that the only things we can perceive
are simple sensations. When I eat an
apple, for example, I do not sense the whole apple in one single
sensation. In actual fact I receive a whole
series of simple sensations—such as
that something is green, smells fresh, and tastes juicy and sharp. Only after
I have eaten an apple many times do I think: Now I am eating an ‘apple.’ As Locke would say, we
have formed a complex idea of an ‘apple.’ When
we were infants, tasting an apple for the first time, we had no such complex
idea. But we saw something green, we
tasted something fresh and juicy, yummy ... It was a bit sour too. Little
by little we bundle many similar
sensations together and form concepts
like ‘apple,”pear,”orange.’ But in the final analysis, all the material
for our knowledge of the world comes
to us through sensations. Knowledge that cannot be traced back to a simple sensation is therefore
false knowledge and must consequently be rejected.”
“At any
rate we can be sure that what we see,
hear, smell, and taste are the way
we sense
it.”
“Both yes and no. And that brings us to the second question Locke tried to answer. He had first answered the question of where we get our ideas from. Now he asked whether
the world really is the way we perceive it. This is not so obvious, you see,
Sophie. We mustn’t jump to conclusions. That is the only thing a
real philosopher must never do.”
“I didn’t
say a word.”
“Locke distinguished between what he called ‘primary’ and ‘secondary’ qualities. And in this he acknowledged his
debt to the great philosophers before him—
including Descartes.
“By primary
qualities he meant extension, weight,
motion and number, and so on. When
it is a question of qualities such as these, we can be certain that the senses reproduce them objectively. But we also sense other
qualities in things. We say that something
is sweet or sour, green or red, hot
or cold. Locke calls these secondary qualities. Sensations like these—color, smell, taste, sound—do not reproduce the real qualities that are inherent in the things
themselves. They reproduce only the
effect of the outer reality on our senses.”
“Everyone to his own taste, in other words.”
“Exactly. Everyone can agree on the primary
qualities like size and weight because they lie within the objects themselves. But the secondary qualities
like color and taste can vary from person
to person and from animal to animal,
depending on the nature of the individual’s sensations.”
“When Joanna eats an
orange, she gets a look on her face
like when other people eat a lemon.
She can’t take more than one segment at a time. She says it tastes sour. I usually think the same orange is nice and sweet.”
“And neither one of you is right or wrong. You are just describing how the
orange affects your senses. It’s the same
with the sense of color. Maybe you don’t like a certain shade of red. But if
Joanna buys a dress in that color it might
be wise to keep your opinion to yourself. You experience the color differently, but it is neither pretty
nor ugly.”
“But everyone
can agree that an orange is round.”
“Yes, if you have a round orange, you can’t ‘think’ it is square. You can ‘think’ it
is sweet or sour, but you can’t ‘think’ it weighs eight kilos if it only weighs two hundred grams. You can certainly ‘believe’ it weighs several kilos, but then you’d be way off the mark. If several people have to guess how much something weighs,
there will always be one of them who is more right than the others.
The same applies to number. Either
there are 986 peas in the can or
there are not. The same with motion.
Either the car is moving or it’s stationary.”
“I get
it.”
“So when it was a question of ‘extended’
reality, Locke agreed with Descartes that it does have certain qualities that man
is able to understand with his reason.”
“It shouldn’t
be so difficult to agree on that.”
“Locke admitted what he called intuitive,
or ‘demonstrative,’ knowledge in other areas too. For
instance, he held that certain
ethical principles applied
to everyone. In other words, he believed in the idea of a natural right,
and that was a rationalistic feature of his thought. An equally rationalistic feature was that Locke believed that it
was inherent in human reason
to be able to know that God exists.”
“Maybe he was right.” “About what?”
“That God
exists.”
“It is possible, of course. But he did not let
it rest on faith. He believed that
the idea of God was born of human
reason. That was a rationalistic feature. I should add that he spoke out for
intellectual liberty and tolerance.
He was also preoccupied with equality of the sexes, maintaining that the subjugation of women to men was ‘man-
made.’ Therefore it could be
altered.”
“I can’t disagree there.”
“Locke was one of the first philosophers in more
recent times to be interested in sexual roles. He had a great
influence on John Stuart Mill, who
in turn had a key role in the struggle for equality of the sexes. All in all, Locke was a forerunner of many liberal
ideas which later, during the period of the French Enlightenment in the eighteenth century, came into
full flower. It was he who first advocated the principle of division of
powers...”
“Isn’t that when the power of the state is
divided between different institutions?”
“Do you
remember
which institutions?”
“There’s the legislative power, or elected representatives. There’s the judicial power, or law courts, and then
there’s the executive power, that’s the government.”
“This division of power originated from the
French Enlightenment philosopher
Montesquieu. Locke had first and foremost
emphasized
that the legislative and the ex- ecutive power must be separated if tyranny was to be
avoided. He lived at the time of
Louis XIV, who had assembled all
power in his own hands. ‘I am the
State,’ he said. We say he was an ‘absolute’ ruler. Nowadays we would call
Louis XIV’s rule lawless and arbitrary. Locke’s view was that to ensure a legal State, the people’s
representatives must make
the laws and the king or the government must
apply them.”
Hume
…commit it then to the flames…
Alberto sat staring down at the table. He finally
turned and looked out of the window.
“It’s clouding
over,” said Sophie. “Yes, it’s
muggy.”
“Are you
going to talk about Berkeley now?”
“He was the next of the three British empiricists. But as he is in a category of
his own in many ways, we will first concentrate
on David Hume, who lived from
1711 to
1776. He stands out as the most important
of the empiricists. He is also
significant as the person who set the great
philosopher Immanuel Kant
on the road to his philosophy.”
“Doesn’t
it matter to you that I’m more interested in Berkeley’s philosophy?” “That’s of no importance. Hume grew up near Edinburgh in Scotland. His
family wanted him to take up law but he felt
‘an insurmountable resistance to
every- thing but philosophy and learning.’ He
lived in the Age of Enlightenment at
the same time as great French thinkers like Voltaire and Rousseau, and he
traveled widely in Europe before returning to settle down in Edinburgh toward
the end of his life. His main work, A
Treatise of Human Nature, was published when Hume was twenty-
eight years old, but he claimed that
he got the idea for the book when he was only fifteen.”
“I see I don’t have any time to waste.” “You have already begun.”
“But if
I were going to formulate my
own philosophy, it would be quite
different from
anything I’ve heard up to now.”
“Is there
anything in particular that’s missing?”
“Well, to start with, all
the philosophers you have talked
about are men. And men seem to live in a world of their own. I am more interested in the real world, where there are
flowers and animals and children that are born and grow up. Your
philosophers are always talking about ‘man’
and ‘humans,’ and now here’s another
treatise on ‘human nature.’ It’s as if this ‘human’ is a middle-aged man. I mean, life
begins with pregnancy and birth, and I’ve
heard nothing about diapers or crying babies so far. And hardly anything about
love and friendship.”
“You are right, of course. But Hume was a philosopher who thought in a
different way. More than any other philosopher, he took the everyday world as his starting point. I even think Hume
had a strong feeling for the way children—the new citizens of the world—
experienced life.”
“I’d better
listen then.”
“As an empiricist, Hume took it upon himself to clean up all the woolly concepts and thought
constructions that these male philosophers had invented. There were
piles of old wreckage, both written and
spoken, from the Middle Ages and the
rationalist philosophy of the seventeenth century.
Hume proposed the return to our
spontaneous experience of the world. No philosopher
‘will ever be able to take us behind
the daily experiences or give us rules of conduct that are different from those we get through reflections on
everyday life,’ he said.”
“Sounds
promising so far. Can you give any examples?”
“In the time
of Hume there was a widespread belief in angels. That is, human figures with wings. Have you ever seen such a creature, Sophie?”
“No.”
“But you have seen a human figure?” “Dumb question.”
“You have also seen wings?”
“Of course,
but not on a human figure.”
“So, according
to Hume, an ‘angel’ is a complex idea. It consists of two different experiences which are not in fact related, but which nevertheless are
associated in man’s imagination.
In other words, it is a false idea which must be immediately rejected. We must
tidy up all our thoughts and ideas, as well as our book collections, in the same way. For as Hume put it: If we take in our hands any volume
... let
us ask, ‘Does it contain any abstract
reasoning concerning quantity or number?’ No. ‘Does it contain any experimental reasoning
concerning matter of fact and existence?’ No. Commit it then to the
flames,
for it can contain nothing but
sophistry and illusion.”
“That was
drastic.”
“But the world
still exists. More fresh
and sharply outlined than ever. Hume wanted to know how
a child experiences the world. Didn’t you say that many of the philosophers you have heard about lived in their own
world, and that you were more interested in the real world?”
“Something like that.”
“Hume could have said the same thing. But let us follow his train of
thought more closely.”
“I’m with
you.”
“Hume begins by establishing that man has two different types of perceptions, namely impressions and ideas. By ‘impressions’
he means the immediate sensation of external reality. By ‘ideas’ he means the recollection of such impressions.”
“Could
you give me an example?”
“If you burn yourself on a hot oven, you get
an immediate ‘impression.’ Afterward
you can recollect that you burned yourself.
That impression insofar as it is
recalled is what Hume calls an ‘idea.’ The difference is that an impression
is stronger and livelier than your reflective memory of
that impression. You could say that the sensation is the original and
that the idea, or reflection, is only
a pale imitation. It is the impression which is the direct cause of the
idea stored in the mind.”
“I follow
you—so far.”
“Hume emphasizes
further that both an impression and an idea can be either simple or complex. You remember
we talked about an apple in connection
with Locke. The direct experience of an apple
is an example of a complex impression.”
“Sorry
to interrupt, but is this terribly important?”
“Important?
How can you ask? Even though philosophers may have been preoccupied with a number of
pseudoproblems, you mustn’t give up
now over the construction of an argument. Hume
would probably agree with Descartes that it is essential to construct a thought
process right from the ground.”
“Okay,
okay.”
“Hume’s point is that we sometimes form complex ideas for which there is no
corresponding object in the physical
world. We’ve already talked about angels. Pre- viously we referred to
crocophants. Another example is
Pegasus, a winged horse. In all these cases we have to admit that the
mind
has done a good job of cutting out and
pasting
together all on its own. Each
element was once sensed, and entered the theater of the mind
in the form of a real ‘impression.’ Nothing is ever actually invented
by
the mind. The mind puts things together and constructs
false ‘ideas.’ “ “Yes, I see. That is important.”
“All right, then. Hume wanted to investigate
every single idea to see
whether it was compounded in a way
that does not correspond to reality.
He asked: From which impression does this idea originate? First of all he had to find out which
‘single ideas’ went into the making
of a complex idea. This would provide
him with a critical method by which to analyze our ideas, and thus enable him to tidy up our thoughts
and notions.”
“Do you
have an example or two?”
“In Hume’s
day, there were a lot of people who
had very clear ideas of ‘heaven’ or the ‘New Jerusalem.’ You remember how
Descartes indicated that
‘clear
and distinct’ ideas in themselves could be a guarantee that they corresponded to something that really existed?”
“I said
I was not especially forgetful.”
“We soon realize that our
idea of ‘heaven’ is compounded of a
great many elements. Heaven is made
up of ‘pearly gates,”streets of gold,”angels’ by the score and so on and so
forth. And still we have not broken everything down into single elements, for pearly gates, streets of gold,
and angels are all complex ideas in them- selves. Only when we recognize that our idea of heaven consists of single notions such as ‘pearl,”gate,”street,”gold,”white-robed
figure,’ and ‘wings’ can we ask our- selves if we ever really had any such ‘simple impressions.’ “
“We did. But we cut out and pasted all these
‘simple impressions’ into one
idea.”
“That’s just what we did. Because if there is something we humans
do when we
visualize, it’s use scissors and paste. But Hume emphasizes that
all the elements we put together in
our ideas must at some time have entered the mind in the form of
‘simple
impressions.’ A person who has never seen gold will never be able to
visualize streets
of gold.”
“He was
very clever. What about Descartes
having a clear and distinct idea of
God?”
“Hume
had an answer to that too. Let’s say we imagine
God as an infinitely
‘intelligent,
wise, and good being.’ We have thus a ‘complex idea’ that
consists of something infinitely intelligent, something infinitely wise, and something infinitely good. If we had never known
intelligence, wisdom, and goodness, we
would never have such an idea of God. Our idea of God might also be that he
is a ‘severe but just Father’—that is to say, a concept made up of
‘severity’,’justice,’ and ‘father.’ Many critics of religion since Hume have
claimed that such ideas of God can be
associated with how we experienced our own father when we were little. It was said
that the idea of a father led
to the idea of a ‘heavenly father.’ “
“Maybe that’s
true, but I have never accepted that
God had to be a man. Sometimes my mother calls God ‘Godiva,’ just to even things up.”
“Anyway, Hume
opposed all thoughts and ideas that
could not be traced back to corresponding sense perceptions.
He said he wanted to ‘dismiss all this meaningless nonsense which long has dominated metaphysical thought and brought it into disrepute.’
“But even in everyday life we use complex ideas without stopping to wonder
whether they are valid. For example,
take the question of T—or the ego. This was the very basis of
Descartes’s philosophy. It was the one clear and distinct perception that the whole of his philosophy was built
on.”
“I hope Hume
didn’t try to deny that I am me. He’d
be talking off the top of his head.”
“Sophie, if there is one thing I want this course
to teach you, it’s not to jump to conclusions.”
“Sorry. Go on.”
“No, why
don’t you use Hume’s method
and analyze what you perceive as your
‘ego.’ “
“First
I’d have to figure out whether the ego is a single or a complex idea.” “And what conclusion do you come to?”
“I really
have
to admit that I feel quite
complex. I’m very volatile, for instance. And I have trouble making up my
mind
about things. And I can both like
and dislike the same people.”
“In other
words, the ‘ego concept’ is a ‘complex idea.’ “
“Okay. So now I guess I must figure out if I have had a corresponding ‘complex impression’ of my own ego. And I guess I have. I always had, actually.”
“Does that
worry you?”
“I’m very changeable. I’m not the same today as I was when I was four years
old. My temperament and how I see myself alter from one minute to the next. I can suddenly feel like
I am a ‘new person.’ “
“So the feeling of having an unalterable ego
is a false perception. The perception of the ego is in reality a long chain of
simple impressions that you have never experienced simultaneously. It is ‘nothing but a bundle or collection
of different perceptions, which succeed one another with an inconceivable rapidity,
and are in a perpetual flux and movement,’ as Hume expressed it. The mind is ‘a kind of theater, where several
perceptions successively make their appearance; pass, re-pass, slide away, and mingle in an
infinite variety of postures and
situations.’ Hume pointed out that we have no underlying
‘personal identity’ beneath or behind these perceptions
and feelings
which come and go. It is just like the images
on a movie screen. They
change
so rapidly we do not register that the film is made
up of single pictures. In reality the pictures are not connected. The film is
a collection of instants.”
“I think
I give in.”
“Does that
mean you give up the idea of having an unalterable ego?” “I guess it does.”
“A moment ago you believed
the opposite. I should add that
Hume’s analysis of the human mind and his rejection of the unalterable ego was put forward almost 2,500 years earlier on the other side
of the world.”
“Who by?”
“By Buddha. It’s almost uncanny how similarly
the two formulate their ideas. Buddha saw life as an unbroken succession of
mental
and physical processes which keep people in a continual state of change. The infant is not the
same as the adult; I am not the same today as I was yesterday. There is nothing of which I can say
‘this is mine,’ said Buddha, and nothing of which I can say ‘this is me.’ There is thus no T or unalterable ego.”
“Yes, that
was typically Hume.”
“In continuation of the idea of an unalterable ego, many rationalists had taken it for granted that man had an eternal soul.”
“Is that
a false perception too?”
“According to Hume
and Buddha, yes. Do you know what Buddha said to his followers just before he
died?”
“No, how
could I?”
“ ‘Decay is inherent in all compound things.
Work out your own salvation with
diligence.’ Hume could have said the same thing. Or Democritus,
for that matter. We know at all
events that Hume rejected any attempt to prove the immortality of
the soul or the existence of God.
That does not mean that he ruled out either one, but to
prove religious faith by human reason
was rationalistic claptrap, he
thought. Hume was not
a Christian, neither was he a confirmed atheist. He was what we
call an agnostic.” “What’s
that?”
“An agnostic is someone who holds that the existence of God or a god can neither be
proved nor disproved. When Hume was
dying a friend asked him if he believed in life after death. He is said to have
answered:
“It is
also possible that a knob of coal
placed upon the fire will not burn.”
“I see.”
“The answer
was typical of his unconditional open-mindedness.
He only accepted what he had perceived
through his senses. He held all other
possibilities open. He rejected neither faith
in Christianity nor faith in miracles. But both were matters of faith and not of knowledge or reason. You might
say that with Hume’s philosophy, the
final link between faith and knowledge was broken.”
“You say
he didn’t deny that miracles can happen?”
“That didn’t mean
that he believed in them, more the opposite. He made a point of the fact that people seemed to have a powerful
need of what we today would call
‘supernatural’ happenings. The thing is that
all the miracles you hear of have always happened in
some far distant place or a long, long time ago. Actually,
Hume only rejected miracles because
he had never experienced any. But he
had not experienced that they
couldn’t happen either.”
“You’ll
have to explain that.”
“According to Hume,
a miracle is against the laws of nature. But it is meaningless to allege that we have experienced the laws of nature. We
experience that a stone falls to the ground when we let go of it, and if it didn’t fall—well, then we
experienced that.’1”
“I would
say that was a miracle—or
something supernatural.”
“So you believe there are two natures—a ‘natural’ and a ‘supernatural.’ Aren’t you
on the way back to the rationalistic claptrap?”
“Maybe,
but I still think the stone will fall to the ground every time I let go.” “Why?”
“Now you’re
being horrible.”
“I’m not horrible, Sophie. It’s never wrong for a philosopher to ask questions.
We may be getting to the crux of Hume’s philosophy.
Tell me how you can be so cer- tain
that the stone will always fall to
the earth.”
“I’ve seen
it happen so many times
that I’m absolutely certain.”
“Hume would say that you have experienced a stone falling to the ground many times.
But you have never experienced that it will
always fall. It is usual to say that the stone
falls to the ground because of the law of gravitation. But we have never experienced such a
law. We have only experienced that
things fall.”
“Isn’t
that the same thing?”
“Not completely. You say you believe the stone will fall to the ground because you have seen it happen so many times.
That’s exactly Hume’s point. You are so used to the one
thing following the other that you
expect the same to happen every time
you let
go of a stone. This is the way the
concept of what we like to call ‘the unbreakable laws of nature’ arises.”
“Did he
really mean it was possible that a stone would not fall?”
“He was probably just as convinced as you that it would fall every time he tried
it. But he pointed out that he had
not experienced why it happens.”
“Now we’re
far away from babies and flowers
again!”
“No, on the contrary. You are welcome to take children as Hume’s verification. Who do you think would
be more surprised if the stone
floated above the ground for an hour or two—you or a one-year-old child?”
“I guess
I would.” “Why?”
“Because
I would know better than the
child how unnatural it was.” “And
why wouldn’t the child think it was unnatural?”
“Because
it hasn’t yet learned how nature behaves.”
“Or perhaps because nature hasn’t yet become
a habit?”
“I see where you’re coming from. Hume
wanted people to sharpen their awareness.”
“So now do the following exercise: let’s say you and a small child go to a magic
show, where things are made to float in the
air. Which of you would have the most
fun?”
“I probably
would.”
“And why
would that be?”
“Because
I would know how impossible it all is.”
“So... for the child it’s no fun to see the laws
of nature being defied before it has learned
what they are.”
“I guess
that’s right.”
“And we are still at the crux of Hume’s philosophy of experience. He would have
added that the child has not yet become
a slave of the expectations
of habit; he is thus the more open-minded of you two. I wonder if the child is
not also the greater philosopher? He
comes utterly without preconceived opinions. And that, my dear Sophie, is the philosopher’s most distinguishing
virtue. The child perceives the world
as it is, without putting more into things than he experiences.” “Every time I
feel prejudice I get a bad feeling.”
“When Hume discusses the
force of habit, he concentrates on
‘the law of causation.’ This law establishes that everything that happens must
have a cause.
Hume
used two billiard balls for his
example. If you
roll a black billiard ball
against a white one that
is at rest, what will the white one do?”
“If the
black ball hits the white one, the white one will start
to move.” “I see, and why will it do
that?”
“Because
it was hit by the black one.”
“So we usually say that the impact of
the black ball is the cause of the white ball’s starting to move. But remember
now, we can only talk of what we have actually experienced.”
“I have actually experienced it lots of times. Joanna has a pool table in her basement.”
“Hume would say the only thing you have experienced is that the white
ball begins to roll across the table. You have not experienced the actual
cause of it begin- ning to roll. You have experienced that one event
comes after the other, but you have
not experienced that the other event
happens because o/the first one.”
“Isn’t
that splitting hairs?”
“No, it’s very central. Hume emphasized that the expectation
of one thing following another does not lie in the things themselves, but
in our mind. And expectation, as we have seen, is associated with habit. Going back to the child
again, it would not have stared in amazement
if when one billiard ball struck the other, both had remained perfectly
motionless. When we speak of the ‘laws
of nature’ or of
‘cause and
effect,’ we are actually speaking of
what we expect, rather than what is
‘reasonable.’ The laws of nature are neither reasonable nor unreasonable, they simply are. The expectation that the
white billiard ball will move when it
is struck by the black billiard ball is therefore not innate. We are
not born with a set of expectations as
to what
the world is like or how things in the
world behave. The world is like it is, and it’s something we
get to know.”
“I’m beginning
to feel as if we’re getting off the track again.”
“Not if our expectations cause us to jump to conclusions. Hume did not deny the existence of
unbreakable ‘natural laws,’ but he
held that because we are not in a position to experience the natural laws themselves, we can easily come
to the wrong conclusions.”
“Like what?”
“Well, because I have seen
a whole herd of black horses doesn’t mean that all horses are black.”
“No, of
course not.”
“And although I have seen nothing but black crows
in my life, it doesn’t mean
that there’s no such thing as a
white crow. Both for a philosopher and for a scientist
it can be important not to reject the
possibility of finding a white crow.
You might almost say that hunting for ‘the white crow’ is science’s principal
task.”
“Yes, I
see.”
“In the question of cause and effect, there can be
many people who imagine that lightning is the cause of thunder
because the thunder comes after the
lightning. The example is really not
so different from the one with the billiard balls. But is lightning the cause
of thunder?”
“Not really,
because actually they both happen at the same time.”
“Both thunder and lightning are due to an electric discharge. So in reality a third
factor causes them both.” “Right.”
“An empiricist of our own century, Bertrand Russell, has provided a more grotesque example. A chicken which experiences every day that
it gets fed when the farmer’s wife comes over to the chicken run will
finally
come to the conclusion that there
is a causal link between the approach of the farmer’s wife and feed being put into its bowl.”
“But one
day the chicken doesn’t get its food?”
“No, one
day the farmer’s wife comes over and wrings the chicken’s neck.”
“Yuck, how disgusting!”
“The fact that one thing follows after another thus does not necessarily mean there is a
causal link. One of the main concerns
of philosophy is to warn people against jumping to conclusions. It can in fact lead to many different forms of superstition.”
“How come?”
“You see a black cat cross the street. Later that day you fall and break your arm. But that doesn’t mean there is any causal link between the two incidents. In science, it is especially
important not to jump to conclusions. For instance, the fact that a lot
of people get well after taking a particular
drug doesn’t mean it was the drug
that cured them. That’s why it’s important to have a large control group of patients
who think they are also being given this same
medicine, but who are in fact only
being given flour and water. If these patients also get well, there
has to be a third factor—such as the
belief that the medicine works, and
has cured them.”
“I think
I’m beginning to see what empiricism is.”
“Hume also rebelled against rationalist
thought in the area of ethics. The rationalists had always held that
the ability to distinguish between right and wrong is inherent in human reason. We have come across
this idea of a so-called natural right
in many philosophers from Socrates
to Locke. But according to Hume, it is not reason that determines what we say and do.”
“What
is it then?”
“It is our sentiments. If you decide to help
someone in need, you do so because of
your feelings, not your reason.”
“What if I can’t be
bothered to help?”
“That, too, would be a matter of feelings. It
is neither reasonable nor unreasonable not to help someone in need, but it
could be unkind.”
“But there
must be a limit somewhere. Everyone knows it’s wrong to
kill.” “According to Hume, everybody
has a feeling for other people’s welfare. So we
all have a capacity for compassion. But it has nothing to do with reason.” “I
don’t know if I agree.”
“It’s not always so unwise to get rid of another
person, Sophie. If you wish to achieve something or other, it can actually be
quite a good idea.”
“Hey, wait
a minute!
I protest!”
“Maybe
you can try and explain why one shouldn’t
kill a troublesome person.” “’That
person wants to live too. Therefore you ought not to kill them.”
“Was
that a logical reason?” “I don’t
know.”
“What you did was to draw
a conclusion from a descriptive sentence—That person wants to live too’—to what we call a normative sentence: ‘Therefore you ought not to kill them.’ From
the point of view of reason this
is nonsense. You might
just as
well say ‘There are lots of people who
cheat on their taxes, therefore I ought to
cheat on
my taxes too.’ Hume said you can never draw conclusions from is
sentences to ought sentences. Nevertheless
it is exceedingly common, not least in newspaper articles, political party programs, and
speeches. Would you like some
examples?”
“Please.”
“ ‘More and more people
want to travel by air. Therefore more airports ought to be built.’ Do you think
the conclusion holds up?”
“No. It’s nonsense. We have to think of the
environment. I think we ought to
build more railroads instead.”
“Or they say:
The development of new oilfields
will raise the population’s living standards by ten percent.
Therefore we ought to develop new oilfields as rapidly as possible.”
“Definitely not. We
have to think of the environment again. And anyway, the standard of
living in Norway is high enough.”
“Sometimes
it is said that ‘this
law has been passed by the Senate, therefore
all citizens in this country ought to abide by it.’ But frequently it goes against people’s deepest convictions to
abide by such conventions.”
“Yes, I understand that.”
“So we have established that we cannot use reason as a yardstick for how we
ought to act. Acting responsibly is
not a matter of strengthening our reason but of deepening our
feelings for the welfare of others. “Tis not contrary to reason to prefer
the destruction of the whole world to the scratching of my finger,’ said Hume.”
“That’s a hair-raising assertion.”
“It’s maybe
even more hair-raising if you shuffle
the cards. You know that the Nazis murdered
millions of Jews. Would
you say that there was something wrong with the Nazis’ reason, or
would you say there was something
wrong with their emotional life?”
“There was definitely something wrong with their feelings.”
“Many of them
were exceedingly clear-headed. It is not unusual to find ice-cold
calculation behind the most callous
decisions. Many of the Nazis were convicted after the war, but they were not
convicted for being ‘unreasonable.’ They were convicted for being gruesome murderers. It can happen that people who are not of sound mind can be acquitted of their crimes. We say that they were ‘not accountable for their
actions.’ Nobody has ever been acquitted of a crime they
committed for being unfeeling.”
“I should hope not.”
“But we need not stick to the most grotesque examples. If a flood disaster renders millions of people homeless,
it is our feelings that determine whether we come to their aid. If we are callous, and leave the whole thing to
‘cold reason,’ we might think it was
actually quite in order that
millions of people die in a
world that is threatened by
overpopulation.”
“It makes
me mad that you can even think that.”
“And notice it’s not your reason
that gets mad.” “Okay, I got it.”
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